SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
EGAIN COMMUNICATIONS CORPORATION
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(Name of Issuer)
COMMON STOCK, PAR VALUE $.001
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(Title of Class of Securities)
28225C103
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(CUSIP Number)
DECEMBER 31, 2001
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(Date of Event which Requires Filing of Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
|_| Rule 13d-1(b)
|_| Rule 13d-1(c)
|X| Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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CUSIP No. 28225C103
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1 NAMES OF REPORTING PERSONS Ashutosh Roy
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) |_|
(b) |_|
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3 SEC Use Only
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4 CITIZENSHIP OR PLACE OF ORGANIZATION United States
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NUMBER OF 5 SOLE VOTING POWER 4,621,931 shares
SHARES -----------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER None
OWNED BY EACH -----------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER 4,621,931 shares
PERSON WITH -----------------------------------------------------
8 SHARED DISPOSITIVE POWER None
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON 4,621,931 shares
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10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |_|
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11 PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9) 12.7%
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12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN
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ITEM 1(a) NAME OF ISSUER:
eGain Communications Corporation
ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
714 East Evelyn Avenue, Sunnyvale, California 94086
ITEM 2(a) NAME OF PERSON FILING:
Ashutosh Roy
ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
714 East Evelyn Avenue, Sunnyvale, California 94086
ITEM 2(c) CITIZENSHIP:
United States
ITEM 2(d) TITLE OF CLASS OF SECURITIES:
Common Stock, $.001 par value
ITEM 2(e) CUSIP NUMBER:
28225C103
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) OR (C),
CHECK WHETHER THE PERSON FILING IS A:
(a) |_| Broker or Dealer registered under Section 15 of the Act
(b) |_| Bank as defined in section 3(a) (6) of the Act
(c) |_| Insurance Company as defined in section 3(a) (19) of the Act
(d) |_| Investment Company registered under section 8 of the Investment
Company Act
(e) |_| Investment Adviser in accordance with Section
240.13d-1(b)(1)(ii)(E)
(f) |_| An employee benefit plan or an endowment fund in accordance with
Section 240.13d-1(b)(1)(ii)(F)
(g) |_| Parent holding company or control person in accordance with
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Section 240.13d-1(b)(ii)(G)
(h) |_| A saving association as defined in Section 3(b) of the Federal
Deposit Insurance Act
(i) |_| A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940
(j) |_| Group, in accordance with Section 240.13d-1(b)(ii)(J)
ITEM 4. OWNERSHIP
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: 4,621,931 shares of Common Stock
(b) Percent of class: 12.7%. The calculation of percentage of beneficial
ownership was derived from the Issuer's Quarterly Report on Form 10-Q
for the period ending December 31, 2001, filed with the Commission on
February 14, 2002, in which the Issuer stated that the number of
shares of Common Stock outstanding as of December 31, 2001 was
36,485,215.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 4,621,931 shares
(ii) Shared power to vote or to direct the vote: None
(iii) Sole power to dispose or to direct the disposition of:
4,621,931 shares
(iv) Shared power to dispose or to direct the disposition of:
None
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following [ ].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
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ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL
PERSON
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATIONS
Not applicable.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 14, 2002.
/S/ ASHUTOSH ROY
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Ashutosh Roy
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