October 21, 2003 8K DOC

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K

Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): October 21, 2003


Heritage Commerce Corp
(Exact name of registrant as specified in its charter)

 

California
000-23877
77-0469558
 (State of Incorporation)
 (Commission File Number)
(I.R.S. Employer Identification Number)

150 Almaden Boulevard
San Jose, California    95113
(Address of principal executive offices including zip code)

(408) 947-6900
(Registrant's telephone number, including area code)

Not Applicable
(Former name or former Address, if changed since last report)

ITEM 12. DISCLOSURE OF RESULTS OF OPERATION AND FINANCIAL CONDITION.

On October 21, 2003, Heritage Commerce Corp issued a press release announcing preliminary results for the quarter ended September 30, 2003. A copy of the press release is attached as Exhibit 99.1 to this Current Report and is incorporated herein by reference.

 

ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.

(C) Exhibits.

99.1        Press Release, dated October 21, 2003, entitled "Heritage Commerce Corp Reports Financial Results for the Third Quarter Ended Septembber 30, 2003."







SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: October 21, 2003

Heritage Commerce Corp

 

By: /s/ Lawrence D. McGovern
Name: Lawrence D. McGovern
Executive Vice President and Chief Financial Officer

 

By: /s/ Brad L. Smith
Brad L. Smith
Chief Executive Officer







Index to Exhibits
Exhibit No.

Description

 99.1*

Press Release, dated October 21, 2003, entitled "Heritage Commerce
Corp Reports Financial Results for the Third Quarter Ended September 30, 2003."

*    Also provided in PDF format as a courtesy.