Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): January 28, 2010
HERITAGE COMMERCE
CORP
(Exact
name of registrant as specified in its charter)
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California
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000-23877
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77-0469558
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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150
Almaden Boulevard, San Jose, California
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95113
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (408) 947-6900
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Not
Applicable
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(Former
name or former address, if changed since last
report.)
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Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (See General Instruction A.2. below):
□ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
□
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
□ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
□ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM
2.02 RESULTS OF OPERATION AND FINANCIAL CONDITION
On January
28, 2010, Heritage Commerce Corp issued a press release announcing preliminary
results for the year ended December 31, 2009. A copy of the
press release is attached as Exhibit 99.1 to this Current Report and is
incorporated herein by reference.
The
information in this report set forth under this Item 2.02 shall not
be treated as "filed" for purposes of Section 18 of the Securities
Exchange Act of 1934, nor shall it be deemed incorporated by reference into any
registration statement or other document pursuant to the Securities Act of 1933
or the Securities Exchange Act of 1934, except as expressly stated by specific
reference in such filing.
ITEM 9.01 FINANCIAL STATEMENTS AND
EXHIBITS
(D)
Exhibits.
| 99.1 |
Press
Release, dated January 28, 2010, entitled “Heritage Commerce
Corp Reports Financial Results for 2009”
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
Date: January
28, 2010
Heritage
Commerce Corp
By: /s/ Lawrence D.
McGovern
Name:
Lawrence D. McGovern
Executive
Vice President and Chief Financial Officer
By: /s/ Walter T.
Kaczmarek
Name:
Walter T. Kaczmarek
President
and Chief Executive Officer
INDEX TO EXHIBITS
EXHIBIT
NO. DESCRIPTION
| 99.1 |
Press
Release, dated January 28, 2010 entitled “Heritage Commerce
Corp Reports
Financial Results for 2009”
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