1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Option (right to buy)
|
11/28/2003 |
11/28/2013 |
Heritage Commerce Corp - Common Stock
|
25,000
|
$
12.5
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
02/16/2006 |
02/16/2016 |
Heritage Commerce Corp - Common Stock
|
4,409
|
$
22.78
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
05/04/2007 |
05/04/2017 |
Heritage Commerce Corp - Common Stock
|
155
|
$
23.89
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
07/26/2010 |
07/26/2020 |
Heritage Commerce Corp - Common Stock
|
4,500
|
$
3.57
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
05/04/2009 |
05/04/2019 |
Heritage Commerce Corp - Common Stock
|
4,500
|
$
7.43
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
05/22/2008 |
05/22/2018 |
Heritage Commerce Corp - Common Stock
|
7,000
|
$
16
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
02/16/2006 |
02/16/2016 |
Heritage Commerce Corp - Common Stock
|
591
|
$
22.78
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
05/04/2007 |
05/04/2017 |
Heritage Commerce Corp - Common Stock
|
6,845
|
$
22.89
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
08/03/2006 |
08/03/2016 |
Heritage Commerce Corp - Common Stock
|
5,000
|
$
23.85
|
D
|
Â
|