1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to Purchase Common Stock
|
04/06/2012 |
04/06/2019 |
Common Stock
|
6,667
|
$
3.7
|
D
|
Â
|
Option to Purchase Common Stock
|
04/06/2011 |
04/06/2019 |
Common Stock
|
6,667
|
$
3.7
|
D
|
Â
|
Option to Purchase Common Stock
|
04/06/2012 |
04/06/2019 |
Common Stock
|
6,666
|
$
3.7
|
D
|
Â
|
Option to Purchase Common Stock
|
Â
(2)
|
04/16/2020 |
Common Stock
|
75,000
|
$
4.5
|
D
|
Â
|
Option to Purchase Common Stock
|
12/31/2011 |
12/31/2020 |
Common Stock
|
7,169
|
$
4.04
|
D
|
Â
|
Option to Purchase Common Stock
|
12/31/2012 |
12/31/2020 |
Common Stock
|
7,169
|
$
4.04
|
D
|
Â
|
Option to Purchase Common Stock
|
12/31/2013 |
12/31/2020 |
Common Stock
|
7,168
|
$
4.04
|
D
|
Â
|
Option to Purchase Common Stock
|
12/31/2012 |
12/31/2021 |
Common Stock
|
9,086
|
$
3.26
|
D
|
Â
|
Option to Purchase Common Stock
|
12/31/2013 |
12/31/2021 |
Common Stock
|
9,085
|
$
3.26
|
D
|
Â
|
Option to Purchase Common Stock
|
12/31/2014 |
12/31/2021 |
Common Stock
|
9,085
|
$
3.26
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 5,165 shares of restricted stock granted pursuant to the 2009 Management Incentive Compensation Plan, of which 3,325 will vest on 12/31/13 and 1,840 will vest on 12/31/14. |
(2) |
Options vest and become exercisable if anytime on or before December 31, 2015 i) the Company's stock price exceeds $20 per share, ii) the Company's annual revenue exceeds $242 million in any year, and iii) the Company's adjusted EBITDA exceeds $24 million in any year. |