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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Stock Units | (1) | 12/14/2007 | A(2) | 0.06 | (3) | (4) | Common Shares | 0.06 | $ 109 | 26.62 (5) (6) (7) | D | ||||
Deferred Stock Unites | (1) | 01/01/2008 | A | 47.88 | (3) | (4) | Common Shares | 47.88 | $ 125 | 74.56 (5) (6) (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STUPP JOHN P JR 3800 WEBER ROAD ST LOUIS, MO 63125 |
X |
Jeffery Strickland, Attorney-in-Fact | 01/03/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Deferred Stock Units convert to shares of common stock on a one for one basis as set forth in footnote 3 |
(2) | Dividend equivalents credited as restricted stock units under the Atrion Corporation Deferred Compensation Plan For Non-Employee Directors |
(3) | Termination as a director |
(4) | Deferred Stock Units will not expire |
(5) | Does not include 24,000 stock options for the purchase of Atrion Corporation Common Shares held by the reporting person, which were previously reported. |
(6) | The reporting person also directly owns 6,000 shares of Atrion Corporation Common Stock. |
(7) | The reporting person also indirectly owns 135,000 shares held by Stupp Bros., Inc. as to which shares Mr. Stupp shares voting power and investment power as a director and executive officer and as a voting trustee of a voting trust which owns 100% of the voting stock of Stupp Bros., Inc. |