1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(1)
|
02/15/2022 |
AXLL Common Stock
|
9,810
(1)
|
$
33.93
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
02/16/2021 |
AXLL Common Stock
|
8,351
(2)
|
$
33.46
|
D
|
Â
|
Performance Restricted Stock Units
|
Â
(4)
|
Â
(4)
|
AXLL Common Stock
|
2,113
(3)
|
$
0
(3)
|
D
|
Â
|
Performance Restricted Stock Units
|
Â
(6)
|
Â
(6)
|
AXLL Common Stock
|
4,666
(5)
|
$
0
(5)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
All of these stock options became exercisable on February 15, 2015. |
(2) |
All of these stock options became exercisable on February 16, 2014. |
(3) |
Shares of Company common stock may be issued to the reporting person upon the vesting of the performance restricted stock units, also referred to as "PRSUs." The number of shares of Company common stock shown is the award at the "target" performance level. The actual number of shares of common stock that may be issued to the reporting person upon vesting ranges from a minimum of zero to a maximum of 4,226 shares, and depends on the relative total shareholder return, or "TSR," for the Company as compared to a company in a peer group that achieves the median TSR performance for the peer group. The TSR for the Company and each company in the peer group will be calculated based on annual growth rate over a three-year performance period, from the volume weighted average trading price for each company's common stock for sixty consecutive trading days prior to the PRSU grant date to the sixty consecutive trading days prior to the end of the third anniversary of the grant date. |
(4) |
The PRSUs are expected to vest on the third anniversary of the grant date. The expiration date of the award of this grant is the same date as the vesting date. |
(5) |
Shares of Company common stock may be issued to the reporting person upon the vesting of the performance restricted stock units, also referred to as "PRSUs." The number of shares of Company common stock shown is the award at the "target" performance level. The actual number of shares of common stock that may be issued to the reporting person upon vesting ranges from a minimum of zero to a maximum of 9,332 shares, and depends on the relative total shareholder return, or "TSR," for the Company as compared to a company in a peer group that achieves the median TSR performance for the peer group. The TSR for the Company and each company in the peer group will be calculated based on annual growth rate over a three-year performance period, from the volume weighted average trading price for each company's common stock for sixty consecutive trading days prior to the PRSU grant date to the sixty consecutive trading days prior to the end of the third anniversary of the grant date. |
(6) |
The PRSUs are expected to vest on the third anniversary of the grant date. The expiration date of the award of this grant is the same date as the vesting date. |