UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  May 9, 2016

 

HERITAGE COMMERCE CORP

(Exact name of registrant as specified in its charter)

 

 

 

Registrant’s telephone number, including area code:  (408) 947-6900

 

Not Applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2. below):

 

¨            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

ITEM 7.01   REGULATION FD DISCLOSURE.

 

Walter T. Kaczmarek, President and Chief Executive Officer, Keith A. Wilton, Executive Vice President and Chief Operating Officer, and Lawrence D. McGovern, Executive Vice President and Chief Financial Officer of Heritage Commerce Corp are scheduled to participate in the D.A. Davidson 18th Annual Financial Institutions Conference in Denver, Colorado from May 9 through May 11, 2016.

 

This Form 8-K and the information included as exhibits shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“Exchange Act”), nor shall it be incorporated by reference into a filing under the Securities Act of 1933, as amended (“Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such a filing.  The furnishing of the information in this report is not intended to, and does not, constitute a determination or admission by the Company that the information in this report is material or complete, or that investors should consider this information before making an investment decision with respect to any security of the Registrant or any of its affiliates.

 

A copy of the press release announcing the Company’s participation in the D.A. Davidson 18th Annual Financial Institutions Conference is attached as Exhibit 99.1.

 

ITEM 9.01   FINANCIAL STATEMENTS AND EXHIBITS.

 

99.1                      Press Release, dated May 9, 2016, entitled “Heritage Commerce Corp to Participate in the D.A. Davidson 18th Annual Financial Institutions Conference in Denver”

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: May 9, 2016
Heritage Commerce Corp
By:	/s/ Lawrence D. McGovern
Name:	Lawrence D. McGovern
Executive Vice President and Chief Financial Officer

 

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INDEX TO EXHIBITS

 

EXHIBIT NO.		DESCRIPTION
99.1		Press Release, dated May 9, 2016, entitled “Heritage Commerce Corp to Participate in the D.A. Davidson 18th Annual Financial Institutions Conference in Denver”

 

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