UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

 

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  August 1, 2016

 

HERITAGE COMMERCE CORP
(Exact name of registrant as specified in its charter)

 

 

 

 

Registrant’s telephone number, including area code:  (408) 947-6900

 

Not Applicable
(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2. below):

 

¨          Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨          Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨          Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨          Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Item 7.01   Regulation FD Disclosure.

 

Management of Heritage Commerce Corp, the holding company (the “Company” or “HCC”) for Heritage Bank of Commerce, is scheduled to attend the Keefe, Bruyette & Woods 2016 Community Bank Investor Conference at the The Waldorf Astoria Hotel in New York, New York.  Walter T. Kaczmarek, President and Chief Executive Officer, is scheduled to present on Tuesday, August 2, 2016 at 2:00 p.m. EDT (11:00 a.m. PDT).  The presentation will be archived for 90 days after the conference, and can be viewed at http://wsw.com/webcast/kbw35/htbk.

 

A copy of the information in the slide presentation is included as Exhibit 99.2. This Form 8-K and the information included as exhibits shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“Exchange Act”), nor shall it be incorporated by reference into a filing under the Securities Act of 1933, as amended (“Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such a filing.  The furnishing of the information in this report is not intended to, and does not, constitute a determination or admission by the Company that the information in this report is material or complete, or that investors should consider this information before making an investment decision with respect to any security of the Registrant or any of its affiliates.  The information in the materials is presented as of June 30, 2016, and the Company does not assume any obligations to update such information in the future.

 

Item 9.01   Financial statements and exhibits.

 

D) Exhibits

 

99.1                  Press Release, dated August 1, 2016, entitled “Heritage Commerce Corp to Participate in the KBW 2016 Community Bank Investor Conference in New York City, August 2 – 3, 2016.”

 

99.2                  Slide presentation to investors to be presented on August 2, 2016 by the registrant’s President and Chief Executive Officer.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: August 1, 2016

 

 

 

Heritage Commerce Corp

 

By:  /s/ Lawrence D. McGovern

Name: Lawrence D. McGovern

Executive Vice President and Chief Financial Officer

 

 

 

Index to Exhibits

 

 

Exhibit No.		Description
99.1		Press Release, dated August 1, 2016, entitled “Heritage Commerce Corp to Participate in the KBW 2016 Community Bank Investor Conference in New York City, August 2 – 3, 2016.”
99.2		The Company’s presentation to investors to be presented on August 2, 2016 by the registrant’s President and Chief Executive Officer.