UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | Â (1) | 06/04/2028 | Common Stock | 17,528 | $ 226.3 | D | Â |
Restricted Stock Units | Â (2) | Â (3) | Common Stock | 4,419 | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sheffield Holly R C/O THE COOPER COMPANIES, INC. 6140 STORNERIDGE MALL ROAD, SUITE 590 PLEASANTON, CA 94588 |
 |  |  EVP, CSO |  |
/s/ Holly R. Sheffield | 07/17/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 6/4/18 NQ Grant (mod 2-5 anni vest): The options will vest in equal increments over five years measured from the date of grant as follows: 1/4 shall vest on 6/4/20; 1/4 shall vest on 6/4/21; 1/4 shall vest on 6/4/22 and 1/4 shall vest on 6/4/23. |
(2) | 6/4/18 RSU Grant (mod 2-5 anni vest): The RSUs will vest in equal increments over five years measured from the date of grant as follows: 1/4 shall vest on 6/4/20; 1/4 shall vest on 6/4/21; 1/4 shall vest on 6/4/22 and 1/4 shall vest on 6/4/23. |
(3) | RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. |
(4) | RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. |