UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hands Guy OLD BANK CHAMBERS, LA GRANDE RUE ST MARTIN'S, Y7 GY4 6RT |
 |  |  |  |
Terra Firma Holdings Ltd OLD BANK CHAMBERS, LA GRANDE RUE ST MARTIN'S, Y7 GY4 6RT |
 |  |  |  |
Monterey Capital III S.a r.l. 1-3 BOULEVARD DE LA FOIRE LUXEMBOURG, N4 L-1528 |
 |  |  |  |
/s/ Guy Hands | 12/07/2016 | |
**Signature of Reporting Person | Date | |
/s/ Glen Broadhurst for Terra Firma Holdings Limited | 12/07/2016 | |
**Signature of Reporting Person | Date | |
/s/ Gerard Maitrejean for Monterey Capital III S.a r.l. as its Authorized Signatory | 12/07/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1. This Statement is being filed by Guy Hands, Terra Firma Holdings Limited ("TFHL") and Monterey Capital III S.a r.l. ("MCIII", and collectively with Guy Hands and TFHL, the "Reporting Persons"). Mr. Hands may be deemed to control Monterey through TFCP Capital Investments Limited as nominee, which holds 100% of the equity of TFHL, which holds 100% of the equity of TFCP Holdings Limited, which holds 100% of the equity of Terra Firma Investments (GP) 2 Limited, which is the general partner of Terra Firma Capital Partners II, L.P.-A, Terra Firma Capital Partners II, L.P.-B, Terra Firma Capital Partners II, L.P.-C, Terra Firma Capital Partners II, L.P.-D, Terra Firma Capital Partners II, L.P.-E, Terra Firma Capital Partners II, L.P.-F, TFCP II Co-investment 2 LP, TFCP II Co-investment 2A LP, Terra Firma Capital Partners II, L.P.-H and Performance Direct Investments 1 LP, which collectively hold 100% of the equity of Monterey Capital III S.a.r.l. |
(2) | Mr. Hands is an indirect beneficial owner of the reported securities, and disclaims a pecuniary interest in the reported securities except to the extent of his interest therein. |