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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BODNER DAN 330 SOUTH SERVICE ROAD MELVILLE, NY 11747 |
X | President & CEO |
/s/ Peter D. Fante, Attorney-in-Fact for Dan Bodner | 10/28/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 55,900 of these shares are restricted shares that vest 50% on 12/12/05, 25% on 12/12/06, and 25% on 12/12/07. |
(2) | On 10/4/04, it was erroneously reported due to administrative error that Mr. Bodner exercised options to purchase 5,684 shares of Verint common stock and immediately sold the 5,684 shares acquired upon exercise. These options were not, in fact, available for exercise. It should have been reported that these shares were sold from the shares of Verint common stock held by Mr. Bodner. Prior to this sale, Mr. Bodner held 75,900 shares of Verint common stock, including 55,900 unvested restricted shares. Therefore, this sale was made from the 20,000 non-restricted shares held by Mr. Bodner, as this Form 4/A so reflects. In addition, because the Form 4 from 10/4/04 indicated that Mr. Bodner exercised 5,684 options, it indicated that he had 12,230 options remaining from the grant made to Mr. Bodner on 4/1/01, when, in fact, he still has 17,914 options remaining from such grant. |