CUSIP No. 18482P103 | 13G | Page 2 of 5 Pages |
1
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Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (Entities Only)
Ronald G. Roth _________________
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
[ ] (b)
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
Minnesota USA
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
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5
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Sole Voting Power
911,705 (1, 3)
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6
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Shared Voting Power
156,760 (2)
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7
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Sole Dispositive Power
911,705 (1, 3)
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8
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Shared Dispositive Power
156,760 (2)
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,068,465 (1, 2 & 3)
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares ____
(See Instructions)
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11
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Percent of Class Represented by Amount in Row (9)
8.9%
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12
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Type of Reporting Person (See Instructions)
IN
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(1)
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890,705 shares owned outright by the reporting person as of February 11, 2011.
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(2)
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156,760 shares owned by spouse as to which Mr. Roth has shares voting power and dispositive power
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(3)
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21,000 shares subject to currently exercisable options
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Item 1(a)
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Name of Issuer:
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Item 1(b)
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Address of Issuer's Principal Executive Offices:
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Item 2(a)
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Name of Person Filing:
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Item 2(b)
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Address of Principal Business Office or, if None, Residence:
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Item 2(c)
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Citizenship:
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Item 2(d)
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Title of Class of Securities:
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Item 2(e)
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CUSIP Number:
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Item 3.
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If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the personfiling is a:
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(a)
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___Broker or dealer registered under Section 15 of the Exchange Act,
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(b)
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___Bank as defined in Section 3(a)(6) of the Exchange Act,
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(c)
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___Insurance company as defined in Section 3(a)(19) of the Exchange Act,
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(d)
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___Investment Company registered under Section 8 of the Investment Company Act, (e) An
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investment adviser in accordance with Rule 13d- 1(b)(1)(ii)(E),
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(f)
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___An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F),
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(g)
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___A parent holding Company, or control person in accordance with Rule 13d-1(b)(ii)(G),
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(h)
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___A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act,
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(i)
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___A church plan that is excluded from the definition of an investment company under Section
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3(c)(14) of the Investment Company Act,
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(j)
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___Group, in accordance with Rule 13d-1(b)(ii)(J).
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Item 4.
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Ownership.
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(a)
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Amount Beneficially Owned: 1,068,7465 which consists of 890,705 shares owned individually by the reporting person as of December 31, 2010 and option to purchase 21,000 shares exercisable at December 2010 or within 60 days and. 156,760 shares owned by spouse.
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(b)
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Percent of Class: 8.9% based on 12,020,331 shares of the Issuer’s common stock outstanding on November 18, 2010 as reported in the Issuer’s Form 10-K for the year ended September 30, 2010 And including all 1,068,465 shares that could be deemed to be beneficially owned by Mr. Roth.
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote: 911,705
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(ii)
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Shared power to vote or direct the vote: 156,760
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(iii)
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Sole power to dispose or direct the disposition of: 911,705
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(iv)
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Shared power to dispose or to direct the disposition of: 156,760
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6.
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Ownership of More Than Five Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By theParent Holding Company.
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Item 8.
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Identification and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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Item 10.
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Certification.
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February 11, 2011
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(Date)
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/s/ Ronald G. Roth
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(Signature)
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Ronald G. Roth, Individual Stockholder
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(Name and Title)
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