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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
AGH Shares (2) | (3) | (3) | (3) | Common Stock | 264,914.374 | 264,914.374 | I | by Halifax EEs Trustees International Limited | |||||||
Employee Stock Option | $ 23.94 | (4) | 12/01/2015 | Common Stock | 3,686 | 3,686 | D | ||||||||
Restricted Stock Unit | (5) | (6) | (6) | Common Stock | 1,254 | 1,254 | D | ||||||||
Restricted Stock Unit | (5) | (7) | (7) | Common Stock | 3,579 | 3,579 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bong Francis S Y C/O AECOM TECHNOLOGY CORPORATION 555 S. FLOWER STREET, SUITE 3700 LOS ANGELES, CA 90071 |
X |
/s/ David Y. Gan, Attorney-in-Fact for Francis S Y Bong | 04/23/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on February 18, 2010. |
(2) | Shares of AECOM Global Holdings Ltd ("AGH"). |
(3) | Each AGH share is the economic equivalent of one share of AECOM common stock. |
(4) | The option vests in three equal annual installments beginning December 1, 2009. |
(5) | Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. |
(6) | The restricted stock units vest in December 2011. |
(7) | The restricted stock units vest in three equal annual installments beginning December 2010. |