UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (2) | 09/27/2014 | Common Stock | 75,000 | $ 16.1 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 09/20/2015 | Common Stock | 25,000 | $ 17.17 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ESTILL JAMES A 44201 NOBEL DRIVE FREMONT, CA 94538 |
 |  |  CEO, SYNNEX Canada Limited |  |
/s/ Simon Y. Leung, Attorney-in-Fact | 01/20/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares were acquired pursuant to a Rule 10b5-1 trading plan adopted on September 10, 2004 by 1113589 Ontario Inc., of which the reporting person is the sole shareholder. |
(2) | This stock option is immediately exercisable as to 18,750 shares and vests as to 1,250 shares monthly. |
(3) | This stock option vests as to 20% on the first anniversary of the date of grant and vests as to 1/60th of the shares monthly thereafter. |