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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to purchase Common Stock | $ 7.79 (3) | 05/04/2007 | J | 150,000 | 07/26/2011(1) | 07/26/2016 | Common Stock, $.01 par value | 150,000 | $ 0 | 150,000 | D | ||||
Option to purchase Common Stock | $ 21.29 | 05/04/2007 | J | 100,000 | 07/26/2011(1) | 07/26/2016 | Common Stock, $.01 par value | 100,000 | $ 0 | 100,000 | D | ||||
Option to purchase Common Stock | $ 8.96 (3) | 05/04/2007 | J | 60,000 | 10/19/2010(2) | 10/19/2015 | Common Stock, $.01 par value | 60,000 | $ 0 | 60,000 | D | ||||
Option to purchase Common Stock | $ 22.46 | 05/04/2007 | J | 15,000 | 10/19/2010(2) | 10/19/2015 | Common Stock, $.01 par value | 15,000 | $ 0 | 15,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mounts L David C/O DOMINO'S PIZZA 30 FRANK LLOYD WRIGHT DRIVE ANN ARBOR, MI 48106 |
Chief Financial Officer |
/s/ Adam J. Gacek, attorney-in-fact | 05/08/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The options to purchase common stock vest 20% each year on the anniversary date of the Option to Purchase grant date. Thus 20% shall vest on July 26, 2007 and an additional 20% shall vest on each of July 26, 2008, July 26, 2009, July 26, 2010 and July 26, 2011. |
(2) | The options to purchase common stock vest 20% each year on the anniversary date of the Option to Purchase grant date. Thus 20% vested on October 19, 2006 and an additional 20% shall vest on each of October 19, 2007, October 19, 2008, October 19, 2009 and October 19, 2010. |
(3) | Reflects adjustment to previously granted stock option awards under the Domino's Pizza, Inc. 2004 Equity Incentive Plan in connection with the special dividend of $13.50 per share of Common Stock of Domino's Pizza, Inc. payable on May 4, 2007 to shareholders of record on April 27, 2007. The exercise price of the stock options was adjusted by the amount of the dividend, or by such lesser amount as required by law, in accordance with the Dividend Equivalent Rights Policy of Domino's Pizza, Inc. |
(4) | Total holdings of shares acquired through Employee Stock Payroll deduction plan includes, 892.858 acquired between July 29, 2006 and May 8, 2007. |
(5) | Total holdings in the Domino's Pizza stock fund, part of the Domino's Pizza 401(k) savings plan, acquired between January 1, 2007 and May 8, 2007. |