UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series D Convertible Preferred Stock | Â (1) | Â (2) | Common Stock | 1,643,472 (5) | $ (3) | D (4) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NEW ENTERPRISE ASSOCIATES 11 LP 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
 |  X |  |  |
NEA PARTNERS 11 LP 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
 |  X |  |  |
NEA 11 GP, LLC 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
 |  X |  |  |
BARRETT M JAMES 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
 |  X |  |  |
BASKETT FOREST 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
 |  X |  |  |
DRANT RYAN D 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
 |  X |  |  |
KOLLURI KRISHNA KITTU 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
 |  X |  |  |
LINEHAN CHARLES M 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
 |  X |  |  |
SANDELL SCOTT D 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
 |  X |  |  |
TRAINOR III EUGENE A 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
 |  X |  |  |
/s/ Shawn Conway, attorney-in-fact | 06/06/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Convertible at any time. |
(2) | Not applicable. |
(3) | Each share of Preferred Stock will automatically convert into one (1) share of Common Stock upon the closing of the Issuer's initial public offering. |
(4) | The securities are directly held by New Enterprise Associates 11, Limited Partnership ("NEA 11") and indirectly held by NEA Partners 11, Limited Partnership ("NEA Partners 11"), the sole general partner of NEA 11, NEA 11 GP, LLC ("NEA GP"), the sole general partner of NEA Partners 11, and the individual managers of NEA GP (NEA Partners 11, NEA GP and the individual managers of NEA GP together, the "Indirect Reporting Person"). The individual managers of NEA GP are M. James Barrett, Peter J. Barris, Forest Baskett, Ryan D. Drant, Krishna "Kittu" Kolluri, C. Richard Kramlich, Charles M. Linehan, Charles W. Newhall III, Mark W. Perry, Scott D. Sandell and Eugene A. Trainor III. Each Indirect Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 11 shares in which such Indirect Reporting Person has no actual pecuniary interest therein. |
(5) | The amount of underlying securities contained in the original Form 3 filed by the Reporting Person was reported as 1,634,473 shares of Common Stock. The correct amount of underlying securities is 1,643,472 shares of Common Stock. |