UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
ISO (Right to Buy) | 12/01/2004(3) | 12/01/2010 | Common Stock | 5,064 | $ 59.23 | D | Â |
ISO (Right to Buy) | 03/15/2008(4) | 03/15/2011 | Common Stock | 3,362 | $ 59.48 | D | Â |
ISO (Right to Buy) | 04/26/2011 | 04/26/2014 | Common Stock | 1,598 | $ 62.55 | D | Â |
ISO (Right to Buy) | 04/03/2010 | 04/03/2013 | Common Stock | 1,391 | $ 71.88 | D | Â |
NQSO (Right to Buy) | 03/15/2006(5) | 03/15/2012 | Common Stock | 8,571 | $ 58.61 | D | Â |
NQSO (Right to Buy) | 12/01/2004(6) | 12/01/2010 | Common Stock | 9,936 | $ 59.23 | D | Â |
NQSO (Right to Buy) | 03/15/2005(7) | 03/15/2011 | Common Stock | 3,706 | $ 59.48 | D | Â |
NQSO (Right to Buy) | 04/26/2008(8) | 04/26/2014 | Common Stock | 10,902 | $ 62.55 | D | Â |
NQSO (Right to Buy) | 04/03/2007(9) | 04/03/2013 | Common Stock | 6,484 | $ 71.88 | D | Â |
NQSO (Right to Buy) | 04/29/2009(10) | 04/29/2015 | Common Stock | 11,800 | $ 42.13 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RICHO ANNA ONE AMGEN CENTER DRIVE THOUSAND OAKS, CA 91320-1799 |
 |  |  SVP. WW Compliance |  |
/s/ N. Cris Prince, Attorney-in-Fact | 06/12/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These are units acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing. |
(2) | The Restricted Stock Units (RSUs) were granted under the Company's Amended and Restated 1991 Equity Incentive Plan 10,000 RSUs vest in four equal annual installments of 2,500 shares each commencing July 17, 2008, and 3,372 RSUs vest in four equal annual installments of 843 shares each commencing April 29, 2009. Vested RSU's will be paid in shares of the Company's common stock on a one-to-one basis. |
(3) | This option was fully exercisable on December 1, 2007. |
(4) | This option is exercisable as follows: 1,681 shares immediately; and 1,681 shares on March 15, 2009. |
(5) | This option is exercisable as follows: 6,428 shares immediately; and 2,143 shares on March 15, 2009. |
(6) | This option was fully exercisable on December 1, 2007. |
(7) | This option is exercisable as follows: 3,620 shares immediately; and 86 shares on March 15, 2009. |
(8) | This Option is exercisable as follows: 3,125 shares immediately; 3,125 shares on April 26, 2009; 3,125 shares on April 26, 2010; and 1,527 shares on April 26, 2011. |
(9) | This option is exercisable as follows: 3,937 shares immediately; 1,969 shares on April 3, 2009; and 578 shares on April 3, 2010. |
(10) | This option is exercisable in four equal annual installments of 2,950 each commencing April 29, 2009. |