SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information To Be Included In Statements Filed
Pursuant To Rules 13d-1(B), (C) And (D) And
Amendments Thereto Filed Pursuant To Rule 13d-2(B)
(Amendment No. 2)*
OLD DOMINION FREIGHT LINE, INC.
(Name of issuer)
Common Stock (par value $0.10 per share)
(Title of class of securities)
679580100
(CUSIP number)
December 31, 2009
(Date of event which requires filing of this statement)
Check the appropriate box to designate the rule pursuant to which this schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Audrey L. Congdon | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
USA | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
480,322 (See Item 4) | ||||
6. | Shared voting power
1,552,035 (See Item 4) | |||||
7. | Sole dispositive power
480,322 (See Item 4) | |||||
8. | Shared dispositive power
1,552,035 (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
2,032,357 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
5.5% | |||||
12. |
Type of reporting person
IN (See Item 4) |
Page 2 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Audrey L. Congdon, Custodian | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
USA | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
206,136 (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
206,136 (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
206,136 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.6% | |||||
12. |
Type of reporting person
IN (See Item 4) |
Page 3 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
John B. Yowell | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
USA | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
87,196 (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
87,196 (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
87,196 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.2% | |||||
12. |
Type of reporting person
IN (See Item 4) |
Page 4 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Audrey L. Congdon Irrevocable Trust #1, dated December 1, 1992 | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
171,459 (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
171,459 (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
171,459 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.5% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 5 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Audrey L. Congdon Irrevocable Trust #2, dated May 28, 2004 | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
31,389 (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
31,389 (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
31,389 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.1% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 6 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Audrey L. Congdon Revocable Trust, dated March 27, 1992 | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
547,676 (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
547,676 (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
547,676 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
1.5% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 7 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Audrey Lee Congdon Revocable Trust, dated February 17, 2005 | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
91,297 (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
91,297 (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
91,297 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.2% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 8 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Karen C. Pigman February 2009 Grantor Retained Annuity Trust | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
132,749 (See Item 4) | ||||
6. | Shared voting power
-0- (See Item 4) | |||||
7. | Sole dispositive power
132,749 (See Item 4) | |||||
8. | Shared dispositive power
-0- (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
132,749 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.4% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 9 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Irrevocable Trust, dated December 18, 1998, fbo Megan Yowell | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
38,799 (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
38,799 (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
38,799 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.1% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 10 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Irrevocable Trust, dated December 18, 1998, fbo Seth Yowell | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
38,799 (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
38,799 (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
38,799 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.1% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 11 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Melissa Penley Trust #1 | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
84,600 (See Item 4) | ||||
6. | Shared voting power
-0- (See Item 4) | |||||
7. | Sole dispositive power
84,600 (See Item 4) | |||||
8. | Shared dispositive power
-0- (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
84,600 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.2% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 12 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Matthew Penley Trust #1 | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
84,598 (See Item 4) | ||||
6. | Shared voting power
-0- (See Item 4) | |||||
7. | Sole dispositive power
84,598 (See Item 4) | |||||
8. | Shared dispositive power
-0- (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
84,598 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.2% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 13 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Mark Penley Trust #1 | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
84,598 (See Item 4) | ||||
6. | Shared voting power
-0- (See Item 4) | |||||
7. | Sole dispositive power
84,598 (See Item 4) | |||||
8. | Shared dispositive power
-0- (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
84,598 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.2% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 14 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Karen C. Pigman Grantor Retained Annuity Trust | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
-0- (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
-0- (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
-0- | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.0% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 15 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Karen C. Pigman 2006 Grantor Retained Annuity Trust | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
-0- (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
-0- (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
-0- | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.0% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 16 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Karen C. Pigman 2007 Grantor Retained Annuity Trust | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
-0- (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
-0- (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
-0- | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.0% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 17 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Earl E. Congdon 2003 GRAT Remainder Trust | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
Florida | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
287,101 (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
287,101 (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
287,101 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.8% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 18 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Audrey L. Congdon March 2008 Grantor Retained Annuity Trust | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
-0- (See Item 4) | ||||
6. | Shared voting power
46,230 (See Item 4) | |||||
7. | Sole dispositive power
-0- (See Item 4) | |||||
8. | Shared dispositive power
46,230 (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
46,230 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.1% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 19 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. Identification no. of above persons (entities only)
Karen C. Pigman March 2008 Grantor Retained Annuity Trust | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
43,245 (See Item 4) | ||||
6. | Shared voting power
-0- (See Item 4) | |||||
7. | Sole dispositive power
43,245 (See Item 4) | |||||
8. | Shared dispositive power
-0- (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
43,245 | |||||
10. |
Check if the aggregate amount in Row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in Row 9
0.1% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 20 of 34 pages
CUSIP No. 679580100
| ||||||
1. | Name of reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Karen C. Pigman Irrevocable Trust Number One | |||||
2. | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
3. | SEC use only
| |||||
4. | Citizenship or place of organization
North Carolina | |||||
Number of shares beneficially owned by each reporting person with: |
5. | Sole voting power
50,532 (See Item 4) | ||||
6. | Shared voting power
-0- (See Item 4) | |||||
7. | Sole dispositive power
50,532 (See Item 4) | |||||
8. | Shared dispositive power
-0- (See Item 4) | |||||
9. |
Aggregate amount beneficially owned by each reporting person
50,532 | |||||
10. |
Check if the aggregate amount in row (9) excludes certain shares ¨
| |||||
11. |
Percent of class represented by amount in row 9
0.1% | |||||
12. |
Type of reporting person
OO (See Item 4) |
Page 21 of 34 pages
CUSIP No. 679580100
Item 1. | (a) |
Name of Issuer: | ||||
Old Dominion Freight Line, Inc. | ||||||
(b) |
Address of Issuers Principal Executive Offices: | |||||
500 Old Dominion Way Thomasville, NC 27360 | ||||||
Item 2. | (a) |
Names of Persons Filing: | ||||
(i) Audrey L. Congdon (ii) Audrey L. Congdon, Custodian (iii) John B. Yowell (iv) Audrey L. Congdon Irrevocable Trust #1, dated December 1, 1992 (v) Audrey L. Congdon Irrevocable Trust #2, dated May 28, 2004 (vi) Audrey L. Congdon Revocable Trust, dated March 27, 1992 (vii) Audrey Lee Congdon Revocable Trust, dated February 17, 2005 (viii) Karen C. Pigman February 2009 Grantor Retained Annuity Trust (ix) Irrevocable Trust Agreement, dated December 18, 1998, fbo Megan Yowell (x) Irrevocable Trust Agreement, dated December 18, 1998, fbo Seth Yowell (xi) Melissa Penley Trust #1 (xii) Matthew Penley Trust #1 (xiii) Mark Penley Trust #1 (xiv) Karen C. Pigman Grantor Retained Annuity Trust (xv) Karen C. Pigman 2006 Grantor Retained Annuity Trust (xvi) Karen C. Pigman 2007 Grantor Retained Annuity Trust (xvii) Earl E. Congdon 2003 GRAT Remainder Trust (xviii) Audrey L. Congdon March 2008 Grantor Retained Annuity Trust (xix) Karen C. Pigman March 2008 Grantor Retained Annuity Trust (xx) Karen C. Pigman Irrevocable Trust Number One | ||||||
(b) |
Address of Principal Business Office or, if None, Residence: | |||||
As to (i) through (vii), (ix), (x) and (xviii): | 606 Hillcrest Drive High Point, NC 27262 | |||||
As to (viii), (xi) through (xvi), (xix) and (xx): | 602 Hillcrest Drive High Point, NC 27262 | |||||
As to (xvii): | 20 Harborage Isle Fort Lauderdale, FL 33316 | |||||
(c) |
Citizenship: | |||||
As to (i) through (iii): As to (iv) through (xvi) and (xviii) through (xx): As to (xvii): |
USA North Carolina Florida |
Page 22 of 34 pages
CUSIP No. 679580100
(d) |
Title of Class of Securities: | |||||
Common Stock ($0.10 par value) | ||||||
(e) |
CUSIP Number: | |||||
679580100 | ||||||
Item 3. | If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: | |||||
Not Applicable. This is a joint filing by the persons identified in Item 2, above, pursuant to Rules 13d-1(d) and Rule 13d-1(k) but not a group filing. | ||||||
Item 4. | Ownership. |
The securities reported herein are beneficially owned by Audrey L. Congdon, Audrey L. Congdon, Custodian, John B. Yowell, the Audrey L. Congdon Irrevocable Trust #1, dated December 1, 1992, the Audrey L. Congdon Irrevocable Trust #2, dated May 28, 2004, the Audrey L. Congdon Revocable Trust, dated March 27, 1992, the Audrey Lee Congdon Revocable Trust, dated February 17, 2005, the Karen C. Pigman February 2009 Grantor Retained Annuity Trust, an Irrevocable Trust Agreement, dated December 18, 1998, fbo Megan Yowell, an Irrevocable Trust Agreement, dated December 18, 1998, fbo Seth Yowell, the Melissa Penley Trust #1, the Matthew Penley Trust #1, the Mark Penley Trust #1, the Karen C. Pigman Grantor Retained Annuity Trust, the Karen C. Pigman 2006 Grantor Retained Annuity Trust, the Karen C. Pigman 2007 Grantor Retained Annuity Trust, the Earl E. Congdon 2003 GRAT Remainder Trust, the Audrey L. Congdon March 2008 Grantor Retained Annuity Trust, the Karen C. Pigman March 2008 Grantor Retained Annuity Trust and the Karen C. Pigman Irrevocable Trust Number One. The total securities reported is 2,032,357 shares of the Issuers Common Stock, which constitutes 5.5% of such shares as of December 31, 2009. | ||||||
As of December 31, 2009, Audrey L. Congdon has sole voting and dispositive power with respect to 480,322 shares (1.3%) of the Issuers Common Stock, of which 132,749 shares are held by the Karen C. Pigman February 2009 Grantor Retained Annuity Trust, 84,600 shares are held by the Melissa Penley Trust #1, 84,598 shares are held by the Matthew Penley Trust #1, 84,598 shares are held by the Mark Penley Trust #1, no shares are held by the Karen C. Pigman Grantor Retained Annuity Trust, no shares are held by the Karen C. Pigman 2006 Grantor Retained Annuity Trust, no shares are held by the Karen C. Pigman 2007 Grantor Retained Annuity Trust, 43,245 shares are held by the Karen C. Pigman March 2008 Grantor Retained Annuity Trust and 50,532 shares are held by the Karen C. Pigman Irrevocable Trust Number One. She shares voting and dispositive power with respect to 1,552,035 shares (4.2%) of the Issuers Common Stock, consisting of 5,953 shares held by Audrey L. Congdon, 206,136 shares held by Audrey L. Congdon as custodian for her children, 87,196 shares held by John B. Yowell, 171,459 shares held by the Audrey L. Congdon Irrevocable Trust #1, dated December 1, 1992, 31,389 shares held by the Audrey L. Congdon Irrevocable Trust #2, dated May 28, 2004, 547,676 shares held by the Audrey L. Congdon Revocable Trust, dated March 27, 1992, 91,297 shares held by the Audrey Lee Congdon Revocable Trust, dated February, 17, 2005, 38,799 shares held by an Irrevocable Trust Agreement, dated December 18, 1998, fbo Megan Yowell, 38,799 shares held by an Irrevocable Trust Agreement, dated December 18, 1998, fbo Seth Yowell, 287,101 shares held by the Earl E. Congdon 2003 GRAT Remainder Trust and 46,230 shares held by the Audrey L. Congdon March 2008 Grantor Retained Annuity Trust. Audrey L. Congdon beneficially owns a total of 2,032,357 shares (5.5%) of the Issuers Common Stock. | ||||||
As of December 31, 2009, Audrey L. Congdon, as custodian for her children, owns directly 206,136 shares (0.6%) of the Issuers Common Stock. Although Audrey L. Congdon has sole voting and dispositive power over these shares, they are shown below under c(ii) and c(iv) as shared voting and power to dispose. | ||||||
As of December 31, 2009, John B. Yowell, the husband of Audrey L. Congdon, owns directly 69,904 shares (0.2%) of the Issuers Common Stock and 17,292 shares (0.05%) of the Issuers Common Stock through his 401(k) plan. Although John B. Yowell has sole voting and dispositive power over these shares, they are shown below under c(ii) and c(iv) as shared voting and power to dispose. |
Page 23 of 34 pages
CUSIP No. 679580100
As of December 31, 2009, the Audrey L. Congdon Irrevocable Trust #1, dated December 1, 1992, beneficially owns 171,459 shares (0.5%) of the Issuers Common Stock. Although John B. Yowell, as Trustee, has sole voting and dispositive power over these shares, they are shown below under c(ii) and c(iv) as shared voting and power to dispose. | ||||||
As of December 31, 2009, the Audrey L. Congdon Irrevocable Trust #2, dated May 28, 2004, beneficially owns 31,389 shares (0.1%) of the Issuers Common Stock. Although David S. Congdon, as Trustee, has sole voting and dispositive power over these shares, they are shown below under c(ii) and c(iv) as shared voting and power to dispose. David S. Congdon is the brother of Audrey L. Congdon. | ||||||
As of December 31, 2009, the Audrey L. Congdon Revocable Trust, dated March 27, 1992, beneficially owns 547,676 shares (1.5%) of the Issuers Common Stock. Although Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares, they are shown below under c(ii) and c(iv) as shared voting and power to dispose. | ||||||
As of December 31, 2009, the Audrey Lee Congdon Revocable Trust, dated February 17, 2005, beneficially owns 91,297 shares (0.2%) of the Issuers Common Stock. Although Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares, they are shown below under c(ii) and c(iv) as shared voting and power to dispose. | ||||||
As of December 31, 2009, the Karen C. Pigman February 2009 Grantor Retained Annuity Trust beneficially owns 132,749 shares (0.4%) of the Issuers Common Stock. Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares. | ||||||
As of December 31, 2009, an Irrevocable Trust Agreement, dated December 18, 1998, fbo Megan Yowell, beneficially owns 38,799 shares (0.1%) of the Issuers Common Stock. Although Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares, they are shown below under c(ii) and c(iv) as shared voting and power to dispose. | ||||||
As of December 31, 2009, an Irrevocable Trust Agreement, dated December 18, 1998, fbo Seth Yowell, beneficially owns 38,799 shares (0.1%) of the Issuers Common Stock. Although Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares, they are shown below under c(ii) and c(iv) as shared voting and power to dispose. | ||||||
As of December 31, 2009, the Melissa Penley Trust #1 beneficially owns 84,600 shares (0.2%) of the Issuers Common Stock. Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares. | ||||||
As of December 31, 2009, the Matthew Penley Trust #1 beneficially owns 84,598 shares (0.2%) of the Issuers Common Stock. Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares. | ||||||
As of December 31, 2009, the Mark Penley Trust #1 beneficially owns 84,598 shares (0.2%) of the Issuers Common Stock. Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares. | ||||||
As of December 31, 2009, the Karen C. Pigman Grantor Retained Annuity Trust beneficially owns no shares (0.0%) of the Issuers Common Stock. Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares. | ||||||
As of December 31, 2009, the Karen C. Pigman 2006 Grantor Retained Annuity Trust beneficially owns no shares (0.0%) of the Issuers Common Stock. Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares. | ||||||
As of December 31, 2009, the Karen C. Pigman 2007 Grantor Retained Annuity Trust beneficially owns no shares (0.0%) of the Issuers Common Stock. Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares. | ||||||
As of December 31, 2009, the Earl E. Congdon 2003 GRAT Remainder Trust beneficially owns 287,101 shares (0.8%) of the Issuers Common Stock. Audrey L. Congdon, as co-trustee of that trust, shares voting and dispositive power over these shares. |
Page 24 of 34 pages
CUSIP No. 679580100
As of December 31, 2009, the Audrey L. Congdon March 2008 Grantor Retained Annuity Trust beneficially owns 46,230 shares (0.1%) of the Issuers Common Stock. Although Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares, they are shown below under c(ii) and c(iv) as shared voting and power to dispose. | ||||||
As of December 31, 2009, the Karen C. Pigman March 2008 Grantor Retained Annuity Trust beneficially owns 43,245 shares (0.1%) of the Issuers Common Stock. Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares. | ||||||
As of December 31, 2009, the Karen C. Pigman Irrevocable Trust Number One beneficially owns 50,532 shares (0.1%) of the Issuers Common Stock. Audrey L. Congdon, as Trustee, has sole voting and dispositive power over these shares. |
(a) | Amount beneficially owned: | |||||||||
(i) | 2,032,357 | |||||||||
(ii) | 206,136 | |||||||||
(iii) | 87,196 | |||||||||
(iv) | 171,459 | |||||||||
(v) | 31,389 | |||||||||
(vi) | 547,676 | |||||||||
(vii) | 91,297 | |||||||||
(viii) | 132,749 | |||||||||
(ix) | 38,799 | |||||||||
(x) | 38,799 | |||||||||
(xi) | 84,600 | |||||||||
(xii) | 84,598 | |||||||||
(xiii) | 84,598 | |||||||||
(xiv) | -0- | |||||||||
(xv) | -0- | |||||||||
(xvi) | -0- | |||||||||
(xvii) | 287,101 | |||||||||
(xviii) | 46,230 | |||||||||
(xix) | 43,245 | |||||||||
(xx) | 50,532 | |||||||||
(b) | Percent of Class: | |||||||||
(i) | 5.5% | |||||||||
(ii) | 0.6% | |||||||||
(iii) | 0.2% | |||||||||
(iv) | 0.5% | |||||||||
(v) | 0.1% | |||||||||
(vi) | 1.5% | |||||||||
(vii) | 0.2% | |||||||||
(viii) | 0.4% | |||||||||
(ix) | 0.1% | |||||||||
(x) | 0.1% | |||||||||
(xi) | 0.2% | |||||||||
(xii) | 0.2% | |||||||||
(xiii) | 0.2% | |||||||||
(xiv) | 0.0% | |||||||||
(xv) | 0.0% | |||||||||
(xvi) | 0.0% |
Page 25 of 34 pages
CUSIP No. 679580100
(xvii) | 0.8% | |||||||||
(xviii) | 0.1% | |||||||||
(xix) | 0.1% | |||||||||
(xx) | 0.1% | |||||||||
(c) | Number of Shares as to which such person has: | |||||||||
(i) | Sole power to vote or to direct the vote | |||||||||
(i) 480,322 (ii) -0- (iii) -0- (iv) -0- (v) -0- (vi) -0- (vii) -0- (viii) 132,749 (ix) -0- (x) -0- (xi) 84,600 (xii) 84,598 (xiii) 84,598 (xiv) -0- (xv) -0- (xvi) -0- (xvii) -0- (xviii) -0- (xix) 43,245 (xx) 50,532 |
||||||||||
(ii) | Shared power to vote or to direct the vote | |||||||||
(i) 1,552,035 (ii) 206,136 (iii) 87,196 (iv) 171,459 (v) 31,389 (vi) 547,676 (vii) 91,297 (viii) -0- (ix) 38,799 (x) 38,799 (xi) -0- (xii) -0- (xiii) -0- (xiv) -0- (xv) -0- (xvi) -0- (xvii) 287,101 (xviii) 46,230 (xix) -0- |
Page 26 of 34 pages
CUSIP No. 679580100
(xx) -0- |
||||||||||
(iii) | Sole power to dispose or to direct the disposition of | |||||||||
(i) 480,322 (ii) -0- (iii) -0- (iv) -0- (v) -0- (vi) -0- (vii) -0- (viii) 132,749 (ix) -0- (x) -0- (xi) 84,600 (xii) 84,598 (xiii) 84,598 (xiv) -0- (xv) -0- (xvi) -0- (xvii) -0- (xviii) -0- (xix) 43,245 (xx) 50,532 |
||||||||||
(iv) | Shared power to dispose or to direct the disposition of | |||||||||
(i) 1,552,035 (ii) 206,136 (iii) 87,196 (iv) 171,459 (v) 31,389 (vi) 547,676 (vii) 91,297 (viii) -0- (ix) 38,799 (x) 38,799 (xi) -0- (xii) -0- (xiii) -0- (xiv) -0- (xv) -0- (xvi) -0- (xvii) 287,101 (xviii) 46,230 (xix) -0- (xx) -0- |
Page 27 of 34 pages
CUSIP No. 679580100
Item 5. | Ownership of Five Percent or Less of a Class | |||||||||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ¨ | ||||||||||
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person | |||||||||
See information in Item 4, above. | ||||||||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | |||||||||
Not Applicable | ||||||||||
Item 8. | Identification and Classification of Members of the Group | |||||||||
See Item 3 and Item 4, above. | ||||||||||
Item 9. | Notice of Dissolution of Group | |||||||||
Not Applicable | ||||||||||
Item 10. | Certifications | |||||||||
Not Applicable | ||||||||||
This report shall not be construed as an admission by the persons filing the report that they are the beneficial owner of any securities covered by this report. |
Page 28 of 34 pages
CUSIP No. 679580100
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
February 3, 2010
AUDREY L. CONGDON | ||
/s/ Audrey L. Congdon | ||
Audrey L. Congdon | ||
AUDREY L. CONGDON, CUSTODIAN | ||
/s/ Audrey L. Congdon | ||
Audrey L. Congdon, Custodian | ||
JOHN B. YOWELL | ||
/s/ John B. Yowell | ||
John B. Yowell | ||
AUDREY L. CONGDON IRREVOCABLE TRUST #1, DATED DECEMBER 1, 1992 | ||
By: | /s/ John B. Yowell | |
John B. Yowell, Trustee | ||
AUDREY L. CONGDON IRREVOCABLE TRUST #2, DATED MAY 28, 2004 | ||
By: | /s/ David S. Congdon, Trustee | |
David S. Congdon, Trustee | ||
AUDREY L. CONGDON REVOCABLE TRUST, DATED MAY 27, 1992 | ||
By: | /s/ Audrey L. Congdon, Trustee | |
Audrey L. Congdon, Trustee | ||
AUDREY LEE CONGDON REVOCABLE TRUST, DATED FEBRUARY 17, 2005 | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
KAREN C. PIGMAN FEBRUARY 2009 GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
IRREVOCABLE TRUST, DATED DECEMBER 18, 1998, FBO MEGAN YOWELL | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee |
Page 29 of 34 pages
CUSIP No. 679580100
IRREVOCABLE TRUST, DATED DECEMBER 18, 1998, FBO SETH YOWELL | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
MELISSA PENLEY TRUST #1 | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
MATTHEW PENLEY TRUST #1 | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
MARK PENLEY TRUST #1 | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
KAREN C. PIGMAN GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
KAREN C. PIGMAN 2006 GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
KAREN C. PIGMAN 2007 GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
EARL E. CONGDON 2003 GRAT REMAINDER TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Co-Trustee | ||
AUDREY L. CONGDON MARCH 2008 GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
KAREN C. PIGMAN MARCH 2008 GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee |
Page 30 of 34 pages
CUSIP No. 679580100
KAREN C. PIGMAN IRREVOCABLE TRUST NUMBER ONE | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee |
Page 31 of 34 pages
CUSIP No. 679580100
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agrees to the joint filing with each other of the attached statement on Schedule 13G/A and to all amendments to such statement and that such statement and all amendments to such statement is made on behalf of each of them.
IN WITNESS WHEREOF, the undersigned hereby execute this agreement on February 3, 2010.
AUDREY L. CONGDON | ||
/s/ Audrey L. Congdon | ||
Audrey L. Congdon | ||
AUDREY L. CONGDON, CUSTODIAN | ||
/s/ Audrey L. Congdon | ||
Audrey L. Congdon, Custodian | ||
JOHN B. YOWELL | ||
/s/ John B. Yowell | ||
John B. Yowell | ||
AUDREY L. CONGDON IRREVOCABLE TRUST #1, DATED DECEMBER 1, 1992 | ||
By: | /s/ John B. Yowell | |
John B. Yowell, Trustee | ||
AUDREY L. CONGDON IRREVOCABLE TRUST #2, DATED MAY 28, 2004 | ||
By: | /s/ David S. Congdon, Trustee | |
David S. Congdon, Trustee | ||
AUDREY L. CONGDON REVOCABLE TRUST, DATED MAY 27, 1992 | ||
By: | /s/ Audrey L. Congdon, Trustee | |
Audrey L. Congdon, Trustee | ||
AUDREY LEE CONGDON REVOCABLE TRUST, DATED FEBRUARY 17, 2005 | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
KAREN C. PIGMAN FEBRUARY 2009 GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
IRREVOCABLE TRUST, DATED DECEMBER 18, 1998, FBO MEGAN YOWELL | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee |
Page 32 of 34 pages
CUSIP No. 679580100
IRREVOCABLE TRUST, DATED DECEMBER 18, 1998, FBO SETH YOWELL | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
MELISSA PENLEY TRUST #1 | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
MATTHEW PENLEY TRUST #1 | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
MARK PENLEY TRUST #1 | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
KAREN C. PIGMAN GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
KAREN C. PIGMAN 2006 GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
KAREN C. PIGMAN 2007 GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
EARL E. CONGDON 2003 GRAT REMAINDER TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Co-Trustee | ||
AUDREY L. CONGDON MARCH 2008 GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee | ||
KAREN C. PIGMAN MARCH 2008 GRANTOR RETAINED ANNUITY TRUST | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee |
Page 33 of 34 pages
CUSIP No. 679580100
KAREN C. PIGMAN IRREVOCABLE TRUST NUMBER ONE | ||
By: | /s/ Audrey L. Congdon | |
Audrey L. Congdon, Trustee |
Page 34 of 34 pages