UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) (1) | Â (2) | 02/28/2018 | Common Stock | 5,825 | $ 17.45 | D | Â |
Employee Stock Option (Right to Buy) (1) | Â (3) | 03/04/2019 | Common Stock | 6,850 | $ 14.71 | D | Â |
Employee Stock Option (Right to Buy) (1) | Â (4) | 03/04/2020 | Common Stock | 6,625 | $ 15.91 | D | Â |
Employee Stock Option (Right to Buy) (1) | Â (5) | 03/01/2018 | Common Stock | 7,865 | $ 13.89 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Keijzer Reinier Pieter LANDBOUWLAAN 10 OVERIJSE, C9 3090 |
 |  |  Vice President Finance Europe |  |
Richard D. Rose, Attorney-in-Fact | 10/17/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Grant of Stock Options under Calgon Carbon Corporation Stock Option Plan, a Rule 16b-3 plan. |
(2) | Exercisable in 50% increments on February 28, 2009 and February 28, 2010. |
(3) | Exercisable in 50% increments on March 4, 2010 and March 4, 2011. |
(4) | Exercisable in 50% increments on March 4, 2011 and March 4, 2012. |
(5) | Exercisable in 50% increments on March 1, 2012 and March 1, 2013. |