1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Non-Qualified Stock Option (Right to Buy)
|
06/01/2006(3)
|
06/01/2015 |
common shares
|
10,000
|
$
17.01
|
D
|
Â
|
Employee Non-Qualified Stock Option (Right to Buy)
|
06/01/2007(3)
|
06/01/2016 |
common shares
|
20,000
|
$
18.17
|
D
|
Â
|
Employee Non-Qualified Stock Option (Right to Buy)
|
07/02/2008(3)
|
07/02/2017 |
common shares
|
15,000
|
$
22.73
|
D
|
Â
|
Employee Non-Qualified Stock Option (Right to Buy)
|
07/01/2009(3)
|
07/01/2018 |
common shares
|
15,000
|
$
20.21
|
D
|
Â
|
Employee Non-Qualified Stock Option (Right to Buy)
|
07/16/2010(4)
|
07/16/2019 |
common shares
|
30,000
|
$
13.25
|
D
|
Â
|
Employee Non-Qualified Stock Option (Right to Buy)
|
07/02/2011 |
07/02/2020 |
common shares
|
35,000
|
$
12.05
|
D
|
Â
|
Employee Non-Qualified Stock Option (Right to Buy)
|
06/30/2012(5)
|
06/30/2021 |
common shares
|
25,000
|
$
23.1
|
D
|
Â
|
Employee Non-Qualified Stock Option (Right to Buy)
|
06/29/2013(5)
|
06/29/2022 |
common shares
|
25,000
|
$
20.47
|
D
|
Â
|
Employee Non-Qualified Stock Option (Right to Buy)
|
06/28/2014(5)
|
06/28/2023 |
common shares
|
4,000
|
$
31.71
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Amount of Securities Beneficially Owned reflects an additional 3957 common shares which reflect shares received under the Long Term Incentive Plan which were inadvertently omitted from the Form 3 originally filed. |
(2) |
Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company. |
(3) |
This non-qualified stock option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vest annually |
(4) |
This option was granted out of the Worthington Industries, Inc. 1997 Long-Term Incentive Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option vested. Additional portions of 20% of the option vested annually |
(5) |
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually |