UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WHITENER THOMAS O JR C/O MARLIN MIDSTREAM PARTNERS, LP 12377 MERIT DRIVE, SUITE 300 DALLAS, TX 75251 |
 X |  |  |  |
/s/ Eric T. Kalamaras, Attorney-in-fact for Thomas O. Whitener, Jr. | 03/09/2015 | |
**Signature of Reporting Person | Date |
No securities are beneficially owned | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: The Reporting Person is a director of Marlin Midstream GP, LLC, the general partner of the Issuer (the "General Partner"). The Issuer is managed by the directors and officers of the General Partner. The Reporting Person has an indirect interest in Azure Midstream Holdings LLC, which is the sole owner of Azure Midstream Energy LLC ("Azure"), which is the sole member of the General Partner.  Pursuant to that certain Option Agreement, dated February 27, 2015, between Azure and NuDevco Midstream Development, LLC ("NuDevco"), Azure has the option to acquire from NuDevco 387,935 common units of the Issuer and 1,744,909 subordinated units of the Issuer (or, if such subordinated units have been converted in to common units of the Issuer, then an equivalent number of common units) (collectively, the "Option Units").   The Reporting Person disclaims beneficial ownership of the Option Units except to the extent of its pecuniary interest therein. |