1. Name and Address of Reporting Person * |
Â
Gallagher Edward R |
|
2. Date of Event Requiring Statement (Month/Day/Year) 10/21/2015 |
3. Issuer Name and Ticker or Trading Symbol NCR CORP [NCR]
|
NCR CORPORATION, 7 WORLD TRADE CENTER, 250 GREENWICH STREET, 35TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director |
_____ 10% Owner |
__X__ Officer (give title below) |
_____ Other (specify below) |
SVP, GC & Secy |
|
5. If Amendment, Date Original Filed(Month/Day/Year)
|
NEW YORK, NY 10007 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
Table I - Non-Derivative Securities Beneficially Owned |
|
1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock
|
9,169
|
D
|
Â
|
Common Stock
|
5,016
(1)
|
D
|
Â
|
Common Stock
|
3,614
(2)
|
D
|
Â
|
Common Stock
|
1,496
(3)
|
D
|
Â
|
Common Stock
|
1,679
(4)
|
D
|
Â
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These are time-based restricted stock units granted on February 23, 2015 that will vest ratably, with 1/3 of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date"), subject to the reporting person's continued employment with the issuer on the applicable Vesting Dates, and in accordance with the terms and conditions of the applicable award agreement. |
(2) |
These are time-based restricted stock units granted on November 1, 2014 that will vest on November 1, 2017, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement. |
(3) |
These are time-based restricted stock units granted on February 24, 2014 that will vest on February 24, 2017, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement. |
(4) |
These are time-based restricted stock units granted on February 25, 2013 that will vest on February 25, 2016, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement. |
(5) |
These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 25, 2016, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement. |
(6) |
These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 28, 2015, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement. |
(7) |
These options are fully vested. |