UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | Â (2) | 02/23/2022 | Class A Common Stock | 3,625 | $ 24.8687 | D | Â |
Stock Options (right to buy) | Â (3) | 02/20/2023 | Class A Common Stock | 13,936 | $ 27.05 | D | Â |
Stock Options (right to buy) | Â (4) | 02/19/2024 | Class A Common Stock | 19,030 | $ 34.165 | D | Â |
Stock Options (right to buy) | Â (5) | 02/18/2025 | Class A Common Stock | 23,690 | $ 36.94 | D | Â |
Stock Options (right to buy) | Â (6) | 02/22/2026 | Class A Common Stock | 24,410 | $ 39.7 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lorenzo Alejandro C/O MONDELEZ INTERNATIONAL, INC. THREE PARKWAY NORTH DEERFIELD, IL 60015 |
 |  |  EVP & President, LA |  |
/s/ Jenny L. Lauth, by Power of Attorney | 01/03/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Total number of shares includes 10,188 deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Deferred stock units will vest as follows: 3,142 on January 2, 2017; 3,810 on February 20, 2017 and 3,236 on January 2, 2018. |
(2) | Options vested in three annual installments as follows: 33% on February 23, 2013; 33% on February 23, 2014; and 34% on February 23, 2015. |
(3) | Options vested in three annual installments as follows: 33% on February 20, 2014; 33% on February 20, 2015; and 34% on February 20, 2016. |
(4) | Options vested or will vest in three annual installments as follows: 33% on February 19, 2015; 33% on February 19, 2016; and 34% on February 19, 2017. |
(5) | Options vested or will vest in three annual installments as follows: 33% on February 18, 2016; 33% on February 18, 2017; and 34% on February 18, 2018. |
(6) | Options will vest in three annual installments as follows: 33% on February 22, 2017; 33% on February 22, 2018; and 34% on February 22, 2019. |
 Remarks: Exhibit 24.1 - Power of Attorney |