1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(3)
|
08/20/2018 |
Common Shares
|
11,300
|
$
25.79
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
08/19/2019 |
Common Shares
|
11,300
|
$
20.48
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
08/18/2020 |
Common Shares
|
7,200
|
$
25.24
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
09/02/2021 |
Common Shares
|
6,600
|
$
24.45
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
08/14/2022 |
Common Shares
|
8,000
|
$
13.37
|
D
|
Â
|
Phantom Stock
|
Â
(4)
|
Â
(4)
|
Common Shares
|
357.249
(5)
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 18,967 restricted shares granted pursuant to the Invacare Corporation 2013 Equity Compensation Plan in exempt transactions under Rule 16b-3. 2,967 of these restricted shares vest on May 15, 2018; 6,000 of these restricted shares vest in 1/2 annual increments on May 15, 2018 and May 15, 2019; and 10,000 of these restricted shares vest in 1/3 annual increments over three years commencing on May 15, 2018. |
(2) |
Owned by the Trustee for the Invacare Retirement Savings Plan. The information given is based on a Plan Statement of November 27, 2017, the most recent information reasonably available. |
(3) |
Immediately exercisable. |
(4) |
Upon cessation of employment in accordance with the terms and conditions of the Invacare Corporation Deferred Compensation Plus Plan. |
(5) |
Owned by Trustee for the Invacare Corporation Deferred Compensation Plus Plan. The information given is based on a Plan Statement of November 27, 2017, the most recent information reasonably available. |