f8k051412_neonode.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K
 

 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): May 14, 2012
 
NEONODE INC.
(Exact name of issuer of securities held pursuant to the plan)
 

 
Commission File Number 0-8419
 
Delaware
 
94-1517641
(State or other jurisdiction
of incorporation)
 
(I.R.S. Employer
Identification No.)
 
2350 Mission College Blvd, Suite 190, Santa Clara, CA. 95054
(Address of principal executive offices, including Zip Code)

Registrant’s telephone number, including area code:
 (408) 496-6722

Not Applicable
(Former name or former address, if changed since last report)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 
 
TABLE OF CONTENTS
 
 
Item 2.02
 
Results of Operations and Financial Condition.
     
Item 9.01 
 
Financial Statements and Exhibits
     
Signatures
   
     
Exhibit Index
 
     
Ex-99.1 
 
Press Release of the Company dated May 14, 2012
 
 
 

 
 
Item 2.02.
Results of Operations and Financial Condition.
 
On May 14, 2012, Neonode Inc. (the “Company”) reported its earnings for its first fiscal quarter ended March 31, 2012.  A copy of the Company’s press release containing this information is furnished as Exhibit 99.1 to this report on Form 8-K and is incorporated herein by reference.

The information furnished pursuant to this Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section, or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

The Company is making reference to non-GAAP financial measures in the press release. Non-GAAP financial measures should not be considered in isolation from, or as a substitute for, financial information presented in compliance with GAAP, and non-financial measures as reported by the Company may not be comparable to similarly titled amounts reported by other companies.
 
Item 9.01. 
Financial Statements and Exhibits.
 
(d) Exhibits
 
Exhibit No.  
Description
     
Exhibit 99.1
 
Press Release of the Company dated May 14, 2012 containing financial information for its first fiscal quarter ended March 31, 2012
 
Safe Harbor Statement

Information provided in this report on Form 8-K may contain statements relating to current expectations, estimates, forecasts and projections about future events that are “forward-looking statements” as defined in the Private Securities Litigation Reform Act of 1995.  These forward-looking statements generally relate to the Company's plans, objectives and expectations for future operations and are based upon management’s current estimates and projections of future results or trends.  Actual future results may differ materially from those projected as a result of certain risks and uncertainties.  These risks and uncertainties are discussed under “Risk Factors” and elsewhere in the Company's public filings with the U.S. Securities and Exchange Commission from time to time, including the Company's annual report on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K.

 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
NEONODE INC.
 
     
 
By:
/s/ David W. Brunton  
  Name: David W. Brunton  
  Title: Chief Financial Officer  
       
Date:       May 14, 2012