UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (right to buy) | Â (1) | 05/02/2014 | Common Stock | 3,198 | $ 19.17 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 02/16/2016 | Common Stock | 30,000 | $ 15.59 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (1) | 05/02/2014 | Common Stock | 2,772 | $ 19.17 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (1) | 05/31/2016 | Common Stock | 50,000 | $ 20.69 | D | Â |
Restricted Stock Unit | Â (3) | 04/28/2010 | Common Stock | 2,500 | $ 0 | D | Â |
Restricted Stock Unit | Â (4) | 06/19/2011 | Common Stock | 3,333 | $ 0 | D | Â |
Restricted Stock Unit | Â (3) | 04/25/2012 | Common Stock | 30,000 | $ 0 | D | Â |
Restricted Stock Unit | Â (3) | 06/02/2012 | Common Stock | 5,000 | $ 0 | D | Â |
Restricted Stock Unit | Â (3) | 02/17/2013 | Common Stock | 10,000 | $ 0 | D | Â |
Restricted Stock Unit | Â (3) | 06/01/2013 | Common Stock | 66,667 | $ 0 | D | Â |
Restricted Stock Unit | Â (3) | 06/19/2013 | Common Stock | 16,094 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Goel Manish 495 EAST JAVA DRIVE SUNNYVALE, CA 94089 |
 |  |  Exec VP of Product Operations |  |
By: Janice Mahoney by Power of Attorney For: Manish Goel | 10/20/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. |
(2) | Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter. |
(3) | The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. |
(4) | The restricted stock unit shares vest as to 50% of the shares on the one-year anniversary of the grant date, and 50% of the shares on second annual anniversary of the grant date. |