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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MASON SCOTT C C/O NOVAMERICAN STEEL INC 1050 UNIVERSITY AVENUE NORWOOD, MA 02062 |
Vice President |
/s/Anne Marie Morris, as attorney in fact | 02/13/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On 2/3/2009, an error was made whereby the award of stock was reported as "S" instead of "A". This Form 4/A corrects this error and reports the correct code of "A". |
(2) | Shares earned upon partial satisfaction of the performance criteria for the Performance Share Program, 2007-2009 cycle of the Nalco Holding Company 2004 Stock Incentive Program which will vest on 12/31/2009. |
(3) | On 2/3/2009, two awards were issued to the Reporting Person, one of which was reported incorrectly as code "S" when it should have been code "A". The amount owned following just the award of 2,758 shares was correctly reported on 2/3/09 as 75,960. The second transaction was for 2,365 shares. The Amount of Securities Beneficially Owned Following Reported Transaction listed here (78,325) is the amount owned following both transactions. |