UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934 |
Date of Report: April 15, 2015
(Date of earliest event reported) |
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Firsthand Technology Value Fund, Inc.
(Exact name of registrant as specified in its charter) |
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Maryland
(State or other jurisdiction of incorporation) |
814-00830
(Commission File Number) |
27-3008946
(IRS Employer Identification Number) |
150 Almaden Blvd., Suite 1250
San Jose, CA
(Address of principal executive offices) |
95113
(Zip Code) |
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(800) 976-8776 (Registrant's telephone number, including area code) |
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Not Applicable
(Former Name or Former Address, if changed since last report) |
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[X]
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 8.01. Other Events
On April 15, 2015, Firsthand Technology Value Fund, Inc. issued a press release announcing its top portfolio holdings at the end of March 2015. The top holdings include IntraOp Medical, Pivotal, Turn, Mattson Technology and QMAT. The press release also announced that, as of March 31, 2015, the Fund’s top holdings constituted 44.1% of the Fund’s preliminary net assets.
Item 9.01. Financial Statements and Exhibits
(a) Financial statements:
None (b) Pro forma financial information: None (c) Shell company transactions: None (d) Exhibits 99.1 Press Release dated April 15, 2015.
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Date: April 15, 2015 | |||
FIRSTHAND TECHNOLOGY VALUE FUND, INC.
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By:
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/s/ Kevin Landis
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Kevin Landis
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President
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Exhibit Index
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Exhibit No.
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Description
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99.1
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Press release dated April 15, 2015
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