Transaction Valuation
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Amount of Filing Fee
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$160,517,875 (a)
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$18,604.02 (b)
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(a)
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Calculated as the aggregate maximum purchase price to be paid for 3,417 Series B shares and 3,737 Series C shares in the offer, based upon a price of 89.75% of the liquidation preference of $25,000 per share (or $22,437.50 per share).
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(b)
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Calculated at $115.90 per $1,000,000 of the Transaction Valuation.
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[X] |
Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid: $18,604.02
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Filing Party: Putnam Municipal Opportunities Trust
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Form or Registration No.: Schedule TO
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Date Filed: July 10, 2017
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[ ] |
Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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[ ] |
third party tender offer subject to Rule 14d-1.
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[X] |
issuer tender offer subject to Rule 13e-4.
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[ ] |
going-private transaction subject to Rule 13e-3.
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[ ] |
amendment to Schedule 13D under Rule 13d-2.
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[ ] |
Rule 13e-4(i) (Cross-Border Issuer Tender Offer)
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[ ] |
Rule 14d-1(d) (Cross-Border Third-Party Tender Offer)
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(a)(5)(iv)
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Press release dated August 10, 2017 announcing the results of the Offer.
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PUTNAM MUNICIPAL OPPORTUNITIES TRUST
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By:
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/s/ Robert T. Burns
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Name:
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Robert T. Burns
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Title:
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Vice President
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Exhibit No.
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Document
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(a)(1)(i)*
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Offer to Purchase dated July 10, 2017.
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(a)(1)(ii)*
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Form of Letter of Transmittal.
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(a)(1)(iii)*
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Form of Notice of Guaranteed Delivery.
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(a)(1)(iv)*
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Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.
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(a)(1)(v)*
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Form of Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.
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(a)(5)(i)*
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Press Release issued on May 25, 2017 is incorporated herein by reference to Exhibit 99.1 to the Schedule TO-C filed on May 25, 2017.
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(a)(5)(ii)*
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Press Release issued on July 10, 2017.
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(a)(5)(iii)*
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Press Release issued on August 7, 2017, announcing the extension of the Offer.
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(a)(5)(iv)**
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Press Release issued on August 10, 2017, announcing the results of the Offer.
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(d)(i)*
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Standstill Agreement dated May 24, 2017
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*
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Previously filed.
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**
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Filed herewith.
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