1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to buy)
(1)
|
Â
(2)
|
05/20/2018 |
Common Stock
|
35,000
|
$
21.1
|
D
|
Â
|
Stock Options (Right to buy)
(1)
|
Â
(3)
|
05/20/2021 |
Common Stock
|
9,231
|
$
13
|
D
|
Â
|
Stock Options (Right to buy)
(1)
|
Â
(4)
|
05/20/2024 |
Common Stock
|
9,317
|
$
11.16
|
D
|
Â
|
Stock Options (Right to buy)
(1)
|
Â
(5)
|
05/20/2023 |
Common Stock
|
9,711
|
$
10.3
|
D
|
Â
|
Stock Options (Right to buy)
(1)
|
Â
(6)
|
05/20/2020 |
Common Stock
|
9,800
|
$
10.2
|
D
|
Â
|
Stock Options (Right to buy)
(1)
|
Â
(7)
|
05/04/2025 |
Common Stock
|
23,820
|
$
7.15
|
D
|
Â
|
Stock Options (Right to buy)
(1)
|
Â
(8)
|
05/02/2026 |
Common Stock
|
24,057
|
$
7.14
|
D
|
Â
|
Stock Options (Right to buy)
(1)
|
Â
(9)
|
05/20/2022 |
Common Stock
|
13,175
|
$
6.81
|
D
|
Â
|
Stock Options (Right to buy)
(1)
|
Â
(10)
|
02/22/2027 |
Common Stock
|
44,118
|
$
4.51
|
D
|
Â
|
Stock Options (Right to buy)
(1)
|
Â
(11)
|
02/12/2019 |
Common Stock
|
35,000
|
$
3.78
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This amendment is being filed to correct the Derivative holdings of the reporting person. These holdings were inadvertently omitted from the original Form 3, filed May 5, 2017. |
(10) |
This stock option award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award vested on February 22, 2018, and the remaining stock options will vest in monthly installments thereafter until February 22, 2020. |
(11) |
This stock option award was granted pursuant to the TETRA Technologies, Inc. Amended and Restated 2007 Equity Incentive Compensation Plan. Thirty-three percent (33%) of the award vested on February 12, 2010, and the remaining stock options vested in monthly installments thereafter until February 12, 2012. |
(2) |
This stock option award was granted pursuant to the TETRA Technologies, Inc. Amended and Restated 2007 Equity Incentive Compensation Plan. Twenty percent (20%) of the award vested on May 20, 2009, and the remaining stock options vested in monthly installments thereafter until May 20, 2013. |
(3) |
This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2012, and the remaining stock options vested in monthly installments thereafter until May 20, 2014. |
(4) |
This stock option award was granted pursuant to the TETRA Technologies, Inc. Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2015, and the remaining stock options vested in monthly installments thereafter until May 20, 2017. |
(5) |
This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Amended and Restated Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2014, and the remaining stock options vested in monthly installments thereafter until May 20, 2016. |
(6) |
This stock option award was granted pursuant to the TETRA Technologies, Inc. 2007 Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2011, and the remaining stock options vested in monthly installments thereafter until May 20, 2013. |
(7) |
This stock option award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award vested on May 4, 2016, and the remaining stock options will vest in monthly installments thereafter until May 4, 2018. |
(8) |
This stock option award was granted pursuant to the TETRA Technologies, Inc. Amended and Restated 2007 Long Term Incentive Compensation Plan. One-third of the award vested on May 2, 2017, and the remaining stock options will vest in monthly installments thereafter until May 2, 2019. |
(9) |
This stock option award was granted pursuant to the TETRA Technologies, Inc. 2011 Long Term Incentive Compensation Plan. One-third of the award vested on May 20, 2013, and the remaining stock options vested in monthly installments thereafter until May 20, 2015. |