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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock | $ 51.4375 | 07/16/1997 | 04/25/2006 | Common Stock | 2,000 | 0 | D | ||||||||
Common Stock | $ 46.5625 | 07/16/1997 | 04/17/2007 | Common Stock | 1,334 | 666 (5) | D | ||||||||
Common Stock | $ 41.7813 | 05/11/1999 | 12/14/2008 | Common Stock | 1,334 | 2,666 (6) | D | ||||||||
Common Stock | $ 44.8125 | 04/27/2004 | 04/27/2009 | Common Stock | 6,000 | 0 | D | ||||||||
Common Stock | $ 25.2813 | 02/09/2005 | 02/09/2010 | Common Stock | 6,450 | 0 | D | ||||||||
Common Stock | $ 39.595 | 05/17/2005 | 05/17/2011 | Common Stock | 27,667 | 13,833 (7) | D | ||||||||
Common Stock | $ 38.14 | 02/15/2006 | M | 10,000 | 02/13/2006 | 02/13/2012 | Common Stock | 10,000 | $ 38.14 | 10,000 (8) (9) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FITZSIMMONS ELLEN M 500 WATER STREET 15TH FLOOR JACKSONVILLE, FL 32202 |
Senior Vice President - Law |
Ellen M. Fitzsimmons | 02/16/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 27, 2006. |
(2) | By Ellen M. Fitzsimmons, Trustee. |
(3) | By Trustee, CSX Corporation Executives Stock Trust. |
(4) | By Trustee, CSX Corporation Tax Savings Thrift Plan. |
(5) | Shares will vest when CSX Corporation stock price reaches $61.5625 and maintains price for 10 days or on April 16, 2006, whichever should first occur. |
(6) | Shares in the amount of 1,333 will vest when CSX Corporation stock price reaches $51.7813 and maintains price for 10 days or on December 13, 2007, whichever should first occur. Balance of shares will vest when CSX Corporation stock price reaches $61.7813 and maintains price for 10 days or on December 13, 2007, whichever should first occur. |
(7) | Shares will vest of May 17, 2006. |
(8) | Shares in the amount of 10,000 vested on February 13, 2006. Balance of shares will vest on February 13, 2007. |
(9) | Cashless exercise of stock options pursuant to the Rule 10b5-1 trading plan referenced in Note 1. |