As filed with the Securities and Exchange Commission on March 28, 2017
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21167
NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC.
(Exact Name of Registrant as Specified in Charter)
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104
 (Address of Principal Executive Offices – Zip Code)
Registrant's telephone number, including area code: (212) 476-8800
Robert Conti, Chief Executive Officer and President
Neuberger Berman California Intermediate Municipal Fund Inc.
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104
Arthur C. Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of Agents for Service)
Date of fiscal year end:  October 31
Date of reporting period:  January 31, 2017
Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under the Investment Company Act of 1940 (“1940 Act”) (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1. Schedule of Investments.
 
 
Schedule of Investments California Intermediate Municipal Fund Inc.
(Unaudited) January 31, 2017

 
Principal Amount
 
Value
 
(000's omitted)
   
(000's omitted)
 
 
Municipal Notes 170.1%
 
American Samoa 0.7%
 
$
600
 
American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/29
$
570
 
 
California 144.9%
   
1,000
 
Bay Area Toll Au. Toll Bridge Rev., Ser. 2013-S-4, 5.00%, due 4/1/27
 
1,163
 
   
1,500
 
Bay Area Toll Au. Toll Bridge Rev. (San Francisco Bay Area), Ser. 2012, 5.00%, due 4/1/21
 
1,709
 
       
California Ed. Facs. Au. Ref. Rev. (Univ. of Redlands)
     
   
250
 
Ser. 2016-A, 5.00%, due 10/1/28
 
289
 
   
260
 
Ser. 2016-A, 3.00%, due 10/1/29
 
243
 
   
400
 
Ser. 2016-A, 3.00%, due 10/1/30
 
369
 
   
1,000
 
California Hlth. Facs. Fin. Au. Rev. (Children's Hosp. Los Angeles), Ser. 2012-A, 5.00%, due 11/15/26
 
1,107
 
   
1,000
 
California Infrastructure & Econ. Dev. Bank St. Sch. Fund Lease Rev. (King City Joint Union High Sch. Dist. Fin.), Ser. 2010, 5.13%, due 8/15/24
 
1,101
 
   
1,000
 
California Muni. Fin. Au. Charter Sch. Lease Rev. (Sycamore Academy Proj.), Ser. 2014, 5.63%, due 7/1/44
 
1,001
(a)(b)
   
500
 
California Muni. Fin. Au. Charter Sch. Lease Rev. (Vista Charter Middle Sch. Proj.), Ser. 2014, 5.13%, due 7/1/29
 
496
(b)
   
255
 
California Muni. Fin. Au. Charter Sch. Rev. (John Adams Academics Proj.), Ser. 2015-A, 4.50%, due 10/1/25
 
255
 
   
1,000
 
California Muni. Fin. Au. Charter Sch. Rev. (Palmdale Aerospace Academy Proj.), Ser. 2016, 5.00%, due 7/1/31
 
1,023
(a)
   
500
 
California Muni. Fin. Au. Rev. (Baptist Univ.), Ser. 2015-A, 5.00%, due 11/1/30
 
513
(a)
       
California Muni. Fin. Au. Rev. (Biola Univ.)
     
   
375
 
Ser. 2013, 4.00%, due 10/1/25
 
400
 
   
410
 
Ser. 2013, 4.00%, due 10/1/26
 
432
 
   
455
 
Ser. 2013, 4.00%, due 10/1/27
 
476
 
   
1,200
 
California Muni. Fin. Au. Rev. (Chevron USA-Rec. Zone BDS), Ser. 2010-C, 0.52%, due 11/1/35
 
1,200
(c)
   
1,040
 
California Muni. Fin. Au. Rev. (Loma Linda Univ.), Ser. 2007, 5.00%, due 4/1/21
 
1,046
 
   
600
 
California Muni. Fin. Au. Rev. (Southwestern Law Sch.), Ser. 2011, 6.00%, due 11/1/26
 
684
 
       
California Muni. Fin. Au. Rev. (Touro College & Univ. Sys. Obligated Group)
     
   
605
 
Ser. 2014-A, 4.00%, due 1/1/27
 
593
 
   
630
 
Ser. 2014-A, 4.00%, due 1/1/28
 
613
 
   
330
 
Ser. 2014-A, 4.00%, due 1/1/29
 
317
 
   
400
 
California Sch. Fac. Fin. Au. Rev. (Alliance College - Ready Pub. Sch. Proj.), Ser. 2015-A, 5.00%, due 7/1/30
 
417
(a)
   
450
 
California Sch. Fac. Fin. Au. Rev. (KIPP LA Proj.), Ser. 2014-A, 4.13%, due 7/1/24
 
465
 
   
2,195
 
California St. Dept. of Veterans Affairs Home Purchase Ref. Rev., Ser. 2016-A, 3.00%, due 6/1/29
 
2,049
 
       
California St. Dept. of Wtr. Res. Ctr. Valley Proj. Rev. (Wtr. Sys.)
     
   
15
 
Ser. 2012-AN, 5.00%, due 12/1/21
 
17
 
   
540
 
Ser. 2012-AN, 5.00%, due 12/1/21
 
625
 
       
California St. Dept. of Wtr. Res. Pwr. Supply Rev.
     
   
1,240
 
Ser. 2010-L, 5.00%, due 5/1/22 Pre-Refunded 5/1/20
 
1,381
 
   
760
 
Ser. 2010-L, 5.00%, due 5/1/22
 
843
 
       
California St. G.O.
     
   
20
 
Ser. 2002, 5.00%, due 10/1/17
 
20
 
   
1,500
 
Ser. 2012, 5.00%, due 2/1/27
 
1,701
 
   
1,000
 
California St. Infrastructure & Econ. Dev. Bank Rev. (Goodwill Industries of Sacramento Valley & No. Proj.), Ser. 2016-A, 5.00%, due 1/1/36
 
975
(a)
 
 
2,000
 
California St. Poll. Ctrl. Fin. Au. Rev. (San Jose Wtr. Co. Proj.), Ser. 2016, 4.75%, due 11/1/46
 
2,095
 
   
750
 
California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerage Redak Svcs. So. California LLC Proj.), Ser. 2016, 7.00%, due 12/1/27
 
718
(a)(b)
   
2,000
 
California St. Poll. Ctrl. Fin. Au. Wtr. Furnishing Rev., Ser. 2012, 5.00%, due 7/1/27
 
2,106
(a)
   
1,095
 
California St. Pub. Works Board Lease Rev. (California Comm. Colleges), Ser. 2004-B, 5.50%, due 6/1/20
 
1,099
 
   
415
 
California St. Sch. Fin. Au. Charter Sch. Rev. (Downtown College Prep-Oblig. Group), Ser. 2016, 4.50%, due 6/1/31
 
412
(a)
   
400
 
California St. Sch. Fin. Au. Charter Sch. Rev. (Rocketship Edu.), Ser. 2016-A, 5.00%, due 6/1/31
 
418
(a)
   
600
 
California St. Sch. Fin. Au. Ed. Facs. Rev. (Partnerships Uplifts Comm. Valley Proj.), Ser. 2014-A, 5.35%, due 8/1/24
 
622
 
   
1,000
 
California St. Var. Purp. G.O., Ser. 2012, 4.00%, due 9/1/21
 
1,106
 
   
120
 
California Statewide CDA Cert. of Participation Rev. (The Internext Group), Ser. 1999, 5.38%, due 4/1/17
 
120
 
   
740
 
California Statewide CDA Rev. (California Baptist Univ.), Ser. 2007-A, 5.30%, due 11/1/18
 
761
 
   
720
 
California Statewide CDA Rev. (Henry Mayo Newhall Mem. Hosp.), Ser. 2014-A, (AGM Insured), 5.00%, due 10/1/26
 
817
 
   
700
 
California Statewide CDA Rev. (Redwoods Proj.), Ser. 2013, 5.00%, due 11/15/28
 
810
 
   
800
 
California Statewide CDA Rev. (Sr. Living So. California Presbyterian Homes), Ser. 2009, 6.25%, due 11/15/19
 
857
(a)
   
1,500
 
California Statewide CDA Rev. (St. Joseph Hlth. Sys.), Ser. 2000, (National Public Finance Guarantee Corp. Insured), 5.13%, due 7/1/24 Pre-Refunded 7/1/18
 
1,588
 
   
130
 
California Statewide CDA Rev. (Valley Care Hlth. Sys.), Ser. 2007-A, 4.80%, due 7/15/17
 
132
 
   
600
 
California Statewide CDA Rev. Ref. (Lancer Ed. Std. Hsg. Proj.), Ser. 2016-A, 5.00%, due 6/1/36
 
589
(a)
   
1,500
 
California Statewide CDA Rev. Ref. (Loma Linda Univ. Med. Ctr.), Ser. 2014-A, 5.25%, due 12/1/29
 
1,616
 
   
1,500
 
California Statewide CDA Rev. Ref. (Redlands Comm. Hosp.), Ser. 2016, 4.00%, due 10/1/41
 
1,470
 
   
1,200
 
California Statewide CDA Spec. Tax Rev. Ref. (Comm. Facs. Dist. #2007-01 Orinda Wilder Proj.), Ser. 2015, 4.50%, due 9/1/25
 
1,291
 
       
Corona Norco Unified Sch. Dist. Pub. Fin. Au. Sr. Lien Rev.
     
   
350
 
Ser. 2013-A, 5.00%, due 9/1/26
 
394
 
   
560
 
Ser. 2013-A, 5.00%, due 9/1/27
 
627
 
   
1,365
 
Daly City Hsg. Dev. Fin. Agcy. Rev. Ref. (Franciscan Mobile Home Park), Ser. 2007-A, 5.00%, due 12/15/21
 
1,404
 
   
2,000
 
Davis Joint Unified Sch. Dist. Cert. of Participation (Yolo Co.), Ser. 2014, (BAM Insured), 4.00%, due 8/1/24
 
2,252
 
   
1,250
 
Emeryville Redev. Agcy. Successor Agcy. Tax Allocation Ref. Rev., Ser. 2014-A, (AGM Insured), 5.00%, due 9/1/25
 
1,484
 
   
1,000
 
Fresno Unified Sch. Dist. Ref. G.O., Ser. 2002-A, (National Public Finance Guarantee Corp. Insured), 6.00%, due 2/1/17
 
1,000
 
       
Golden St. Tobacco Securitization Corp. Tobacco Settlement Asset-Backed Rev.
     
   
2,000
 
Ser. 2007-A-1, 4.50%, due 6/1/27
 
2,015
 
   
3,590
 
Ser. 2007-A-1, 5.00%, due 6/1/33
 
3,469
 
   
1,000
 
Imperial Comm. College Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-A, (AGM Insured), 6.75%, due 8/1/40
 
1,272
 
   
1,000
 
Inglewood Pub. Fin. Au. Ref. Rev., Ser. 2012, 5.00%, due 8/1/18
 
1,049
 
               
   
1,000
 
Inglewood Unified Sch. Dist. Facs. Fin. Au. Rev., Ser. 2007, (AGM Insured), 5.25%, due 10/15/26
 
1,170
 
       
Irvine Spec. Tax (Comm. Facs. Dist. Number 2005-2)
     
 
 
150
 
Ser. 2013, 4.00%, due 9/1/23
 
162
 
   
300
 
Ser. 2013, 4.00%, due 9/1/24
 
321
 
   
450
 
Ser. 2013, 4.00%, due 9/1/25
 
479
 
   
645
 
Ser. 2013, 3.50%, due 9/1/26
 
666
 
   
690
 
Ser. 2013, 3.63%, due 9/1/27
 
712
 
   
680
 
Jurupa Pub. Fin. Auth. Spec. Tax Rev., Ser. 2014-A, 5.00%, due 9/1/24
 
778
 
       
La Verne Cert. of Participation (Brethren Hillcrest Homes)
     
   
315
 
Ser. 2014, 5.00%, due 5/15/26
 
337
 
   
500
 
Ser. 2014, 5.00%, due 5/15/29
 
527
 
   
1,105
 
Lodi Pub. Fin. Au. Lease Rev., Ser. 2012, 5.25%, due 10/1/26
 
1,267
 
   
255
 
Long Beach Fin. Au. Rev., Ser. 1992, (AMBAC Insured), 6.00%, due 11/1/17
 
259
 
   
500
 
Los Angeles Dept. of Wtr. & Pwr. Rev. Ref., Subser. 2001 B-3, (LOC: Barclays Bank PLC), 0.52%, due 7/1/34
 
500
(c)
   
2,000
 
Los Angeles Muni. Imp. Corp. Lease Ref. Rev. (Real Property), Ser. 2012-C, 5.00%, due 3/1/27
 
2,264
 
   
500
 
Los Angeles Reg. Arpt. Imp. Corp. Lease Rev. (Laxfuel Corp.), Ser. 2012, 4.50%, due 1/1/27
 
525
 
   
635
 
Mill Valley Sch. Dist. G.O. Cap. Appreciation, Ser. 1994-A, 0.00%, due 8/1/19
 
581
 
   
1,000
 
Mountain House Pub. Fin. Au. Utils. Sys. Rev., Ser. 2007, 5.00%, due 12/1/22
 
1,031
 
   
1,385
 
Ohlone Comm. College Dist. G.O. (Election 2010), Ser. 2014-B, 0.00%, due 8/1/29
 
856
 
   
1,490
 
Oxnard Harbor Dist. Rev., Ser. 2011-B, 4.50%, due 8/1/24
 
1,588
 
   
1,250
 
Palomar Hlth. Ref. Rev., Ser. 2016, 4.00%, due 11/1/39
 
1,116
 
   
1,500
 
Pico Rivera Pub. Fin. Au. Lease Rev., Ser. 2009, 4.75%, due 9/1/25 Pre-Refunded 9/1/19
 
1,631
 
   
1,000
 
Rancho Cucamonga Redev. Agcy. Successor Agcy. Tax Allocation Rev. (Rancho Redev. Proj.), Ser. 2014, (AGM Insured), 5.00%, due 9/1/27
 
1,165
 
       
Riverside Co. Comm. Facs. Dist. Spec. Tax Rev. (Scott Road)
     
   
415
 
Ser. 2013, 4.00%, due 9/1/21
 
424
 
   
600
 
Ser. 2013, 5.00%, due 9/1/25
 
632
 
       
Riverside Co. Trans. Commission Toll Rev. Sr. Lien (Cap. Appreciation)
     
   
1,320
 
Ser. 2013-B, 0.00%, due 6/1/22
 
1,088
 
   
1,500
 
Ser. 2013-B, 0.00%, due 6/1/23
 
1,178
 
   
360
 
Roseville Stone Point Comm. Fac. Dist. Number 1 Special Tax Rev., Ser. 2003, 5.70%, due 9/1/17
 
365
 
   
1,700
 
Sacramento Area Flood Ctrl. Agcy. Ref. (Consol Capital Assessment Dist. Number 2), Ser. 2016-A, 5.00%, due 10/1/47
 
1,913
 
       
Sacramento City Fin. Au. Ref. Rev. (Master Lease Prog. Facs.)
     
   
1,000
 
Ser. 2006-E, (AMBAC Insured), 5.25%, due 12/1/24
 
1,199
 
   
400
 
Ser. 2006-E, (AMBAC Insured), 5.25%, due 12/1/26
 
486
 
   
2,600
 
Sacramento Muni. Utils. Dist. Elec. Rev., Ser. 1997-K, (AMBAC Insured), 5.70%, due 7/1/17
 
2,652
 
   
1,350
 
San Bernardino Comm. College Dist. G.O. (Election 2002), Ser. 2008-A, 6.25%, due 8/1/24 Pre-Refunded 8/1/18
 
1,455
 
   
400
 
San Diego Pub. Facs. Fin. Au. Lease Rev. (Ballpark), Ser. 2007-A, (AMBAC Insured), 5.25%, due 2/15/19 Pre-Refunded 2/15/17
 
401
 
       
San Francisco City & Co. Arpts. Commission Int'l Ref. Rev.
     
   
750
 
Ser. 2009-D2, 3.00%, due 5/1/21
 
793
 
   
1,000
 
Ser. 2009-C2, 5.00%, due 5/1/21
 
1,082
 
   
1,220
 
San Francisco City & Co. Redev. Fin. Au. Tax Allocation (San Francisco Redev. Proj.), Ser. 2003-B, (National Public Finance Guarantee Corp. Insured), 5.25%, due 8/1/18
 
1,222
 
   
2,000
 
San Francisco City & Co. Unified Sch. Dist. Ref. Rev., Ser. 2012, 4.00%, due 6/15/25
 
2,150
 
   
620
 
San Jose Multi-Family Hsg. Rev. (Fallen Leaves Apts. Proj.), Ser. 2002-J1, (AMBAC Insured), 4.95%, due 12/1/22
 
622
 
 
 
1,060
 
San Jose Redev. Agcy. Tax Allocation Ref. (Merged Area Redev. Proj.), Ser. 2006-D, (AMBAC Insured), 5.00%, due 8/1/21
 
1,079
 
       
San Juan Unified Sch. Dist. G.O.
     
   
1,000
 
Ser. 2012-C, 4.00%, due 8/1/22
 
1,097
 
   
1,070
 
Ser. 2012-C, 4.00%, due 8/1/25
 
1,161
 
   
685
 
San Mateo Foster City Sch. Dist. G.O. (Election 2015), Ser. 2016-A, 4.00%, due 8/1/29
 
742
 
       
San Mateo Union High Sch. Dist. G.O. (Election 2010)
     
   
105
 
Ser. 2011-A, 0.00%, due 9/1/25
 
75
 
   
895
 
Ser. 2011-A, 0.00%, due 9/1/25
 
635
 
   
1,000
 
San Rafael City High Sch. Dist. G.O. Cap. Appreciation (Election 2002), Ser. 2004-B, (National Public Finance Guarantee Corp. Insured), 0.00%, due 8/1/18
 
974
 
   
1,390
 
San Rafael Redev. Agcy. Tax Allocation Ref. (Central San Rafael Redev. Proj.), Ser. 2009, (Assured Guaranty Insured), 5.00%, due 12/1/21
 
1,528
 
       
Santa Maria Bonita Sch. Dist. Cert. of Participation (New Sch. Construction Proj.)
     
   
310
 
Ser. 2013, (BAM Insured), 3.25%, due 6/1/25
 
324
 
   
575
 
Ser. 2013, (BAM Insured), 3.50%, due 6/1/26
 
602
 
   
325
 
Ser. 2013, (BAM Insured), 3.50%, due 6/1/27
 
337
 
   
270
 
Ser. 2013, (BAM Insured), 3.50%, due 6/1/28
 
275
 
   
1,000
 
Santa Monica-Malibu Unified Sch. Dist. Ref. G.O., Ser. 2013, 3.00%, due 8/1/27
 
1,024
 
   
1,000
 
Successor Agcy. to the Monrovia Redev. Agcy. Tax Allocation Rev. (Cent. Redev. Proj.), Ser. 2013, 5.00%, due 8/1/26
 
1,111
 
   
325
 
Sulphur Springs Union Sch. Dist. Cert. of Participation Conv. Cap. Appreciation Bonds, Ser. 2010, (AGM Insured), 6.50%, due 12/1/37
 
379
 
   
1,145
 
Sulphur Springs Union Sch. Dist. Cert. of Participation Conv. Cap. Appreciation Bonds (Unrefunded), Ser. 2010, (AGM Insured), 6.50%, due 12/1/37
 
1,434
 
   
2,000
 
Sweetwater Union High Sch. Dist. Pub. Fin. Au. Rev., Ser. 2013, (BAM Insured), 5.00%, due 9/1/25
 
2,315
 
       
Vernon Elec. Sys. Rev.
     
   
515
 
Ser. 2009-A, 5.13%, due 8/1/21 Pre-Refunded 8/1/19
 
549
 
   
1,190
 
Ser. 2009-A, 5.13%, due 8/1/21
 
1,271
 
   
3,000
 
Victor Valley Comm. College Dist. G.O. Cap. Appreciation (Election 2008), Ser. 2009-C, 0.00%, due 8/1/37
 
3,462
(d)
   
1,500
 
Vista Unified Sch. Dist. G.O., Ser. 2012, 5.00%, due 8/1/21
 
1,713
 
   
3,500
 
William S.Hart Union High Sch. Dist. G.O. Cap. Appreciation (Election 2001), Ser. 2005-B, (AGM Insured), 0.00%, due 9/1/26
 
2,636
 
   
2,250
 
Wiseburn Sch. Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-B, (AGM Insured), 0.00%, due 8/1/36
 
1,830
(e)
 
119,266
 
Florida 1.3%
   
500
 
Florida St. Dev. Fin. Corp. Sr. Living Rev. (Tuscan Isle Champions Gate Proj.), Ser. 2016-A, 6.00%, due 6/1/30
 
483
(a)(b)
   
525
 
Lakeland Ed. Facs. Rev. (Florida So. College Proj.), Ser. 2012-A, 5.00%, due 9/1/24
 
582
 
 
1,065
 
Georgia 0.7%
   
600
 
Greene Co. Dev. Au. Swr. Fac. Rev., Ser. 2015, 6.13%, due 1/1/25
 
597
(a)(b)
 
Guam 2.7%
   
1,110
 
Guam Gov't Hotel Occupancy Tax Rev., Ser. 2011-A, 5.25%, due 11/1/18
 
1,167
 
   
1,000
 
Guam Gov't Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2010, 5.25%, due 7/1/25
 
1,072
 
 
2,239
 
Illinois 2.2%
 
 
1,000
 
Chicago Ref. G.O., Ser. 2003-B, 5.00%, due 1/1/23
 
1,000
 
   
750
 
Illinois St. G.O., Ser. 2013, 5.00%, due 7/1/23
 
788
 
 
1,788
 
Louisiana 0.7%
   
500
 
Louisiana Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.), Ser. 2013-A, 7.63%, due 12/15/28
 
577
 
 
Nevada 1.4%
   
1,000
 
Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23 Pre-Refunded 6/15/19
 
1,145
 
 
New Jersey 1.0%
   
750
 
New Jersey St. Econ. Dev. Au. Rev. (Continental Airlines, Inc., Proj.), Ser. 1999, 5.13%, due 9/15/23
 
790
 
 
North Carolina 0.9%
   
750
 
North Carolina Med. Care Commission Hlth. Care Fac. First Mtge. Rev. (Lutheran Svcs. for Aging, Inc.), Ser. 2012-A, 4.25%, due 3/1/24
 
767
 
 
Ohio 1.1%
   
1,000
 
Buckeye Tobacco Settlement Fin. Au. Asset-Backed Rev. (Turbo), Ser. 2007-A-2, 5.88%, due 6/1/47
 
914
 
 
Pennsylvania 2.8%
       
Pennsylvania St. Turnpike Commission Rev.
     
   
285
 
Subser. 2010-B2, 6.00%, due 12/1/34 Pre-Refunded 12/1/20
 
333
 
   
305
 
Subser. 2010-B2, 6.00%, due 12/1/34 Pre-Refunded 12/1/20
 
356
 
   
1,410
 
Subser. 2010-B2, 6.00%, due 12/1/34
 
1,601
 
 
2,290
 
Puerto Rico 8.1%
   
2,000
 
Puerto Rico Commonwealth Ref. G.O. (Pub. Imp.), Ser. 2001-A, (National Public Finance Guarantee Corp. Insured), 5.50%, due 7/1/20
 
2,153
 
   
400
 
Puerto Rico Ind., Tourist Ed. Med. & Env. Ctrl. Fac. Rev. (Int'l American Univ. Proj.), Ser. 2012, 5.00%, due 10/1/21
 
407
 
       
Puerto Rico Muni. Fin. Agcy. Rev.
     
   
3,000
 
Ser. 2002-A, (AGM Insured), 5.25%, due 8/1/17
 
3,033
 
   
1,000
 
Ser. 2002-A, (AGM Insured), 5.25%, due 8/1/21
 
1,030
 
 
6,623
 
Tennessee 0.7%
   
500
 
Tennessee St. Energy Acquisition Corp. Gas Rev. (Goldman Sachs Group, Inc.), Ser. 2006-A, 5.25%, due 9/1/23
 
571
 
 
Texas 0.3%
   
300
 
Mission Econ. Dev. Corp. Wtr. Supply Rev. (Green Bond-Env. Wtr. Minerals Proj.), Ser. 2015, 7.75%, due 1/1/45
 
281
(a)(b)
 
Virgin Islands 0.6%
       
Virgin Islands Pub. Fin. Au. Rev.
     
   
250
 
Ser. 2014-A, 5.00%, due 10/1/24
 
178
 
   
500
 
Ser. 2014-A, 5.00%, due 10/1/29
 
350
 
 
528
 
 
Total Investments 170.1% (Cost $132,693)
140,011
##
       
 
Other Assets Less Liabilities 1.6%
1,288
 
       
 
Liquidation Value of Variable Rate Municipal Term Preferred Shares (71.7)%
(59,000)
 
       
 
Net Assets Applicable to Common Stockholders 100.0%
$82,299
 
 
See Notes to Schedule of Investments

Schedule of Investments California Intermediate Municipal Fund Inc.
(Unaudited) (cont’d)
 
(a)
 
Securities were purchased under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”), or are otherwise restricted and, unless registered under the 1933 Act or exempted from registration, may only be sold to qualified institutional investors or may have other restrictions on resale. At January 31, 2017, these securities amounted to approximately $10,390,000 or 12.6% of net assets applicable to common stockholders for the Fund. Securities denoted with (a) but without (b) have been deemed by the investment manager to be liquid.
(b)
 
Illiquid security.
(c)
 
Variable or floating rate security. The interest rate shown was the current rate as of January 31, 2017 and changes periodically.
(d)
 
Currently a zero coupon security; will convert to 6.88% on August 1, 2019.
(e)
 
Currently a zero coupon security; will convert to 7.30% on August 1, 2026.
 
See Notes to Schedule of Investments

The following is a summary, categorized by Level (see Notes to Schedule of Investments), of inputs used to value the Fund's investments as of January 31, 2017:
 
Asset Valuation Inputs
 
(000's omitted)
 
Level 1
   
Level 2
   
Level 3
   
Total
 
Investments:
 
Municipal Notes(a)
 
$
   
$
140,011
   
$
   
$
140,011
 
Total Investments
 
$
   
$
140,011
   
$
   
$
140,011
 
 
(a)
The Schedule of Investments provides a categorization by state for the portfolio.

As of the period ended January 31, 2017, no securities were transferred from one level (as of October 31, 2016) to another.


January 31, 2017

 Notes to Schedule of Investments (Unaudited)

In accordance with Accounting Standards Codification (“ASC”) 820 “Fair Value Measurement” (“ASC 820”), all investments held by each of Neuberger Berman California Intermediate Municipal Fund Inc. (“California”), Neuberger Berman Intermediate Municipal Fund Inc. (“Intermediate”) and Neuberger Berman New York Intermediate Municipal Fund Inc. (“New York”) (each individually a “Fund” and collectively, the “Funds”) are carried at the value that Neuberger Berman Investment Advisers LLC (“Management”) believes a Fund would receive upon selling an investment in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment under current market conditions. Various inputs, including the volume and level of activity for the asset or liability in the market, are considered in valuing the Funds’ investments, some of which are discussed below. Significant Management judgment may be necessary to value investments in accordance with ASC 820.

ASC 820 established a three-tier hierarchy of inputs to create a classification of value measurements for disclosure purposes. The three-tier hierarchy of inputs is summarized in the three broad Levels listed below.

Level 1 – quoted prices in active markets for identical investments
Level 2 – other observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, amortized cost, etc.)
Level 3 – unobservable inputs (including a Fund’s own assumptions in determining the fair value of investments)

The inputs or methodology used for valuing an investment are not necessarily an indication of the risk associated with investing in those securities.

The value of the Funds’ investments in municipal securities is determined by Management primarily by obtaining valuations from independent pricing services based on readily available bid quotations, or if quotations are not available, by methods which include various considerations such as yields or prices of securities of comparable quality, coupon, maturity and type; indications as to values from dealers; and general market conditions (generally Level 2 inputs). Other Level 2 and 3 inputs used by independent pricing services to value municipal securities and units include current trades, bid-wanted lists (which inform the market that a holder is interested in selling a position and that offers will be considered), offerings, general information on market movement, direction, trends, appraisals, bid offers and specific data on specialty issues.

Management has developed a process to periodically review information provided by independent pricing services for all types of securities.

If a valuation is not available from an independent pricing service, or if Management has reason to believe that the valuation received does not represent the amount a Fund might reasonably expect to receive on a current sale in an orderly transaction, Management seeks to obtain quotations from brokers or dealers (generally considered Level 2 or Level 3 inputs depending on the number of quotes available). If such quotations are not readily available, the security is valued using methods each Fund’s Board of Directors has approved in the good-faith belief that the resulting valuation will reflect the fair value of the security. Numerous factors may be considered when determining the fair value of a security based on Level 2 or Level 3 inputs, including available analyst, media or other reports, securities within the same industry with recent highly correlated performance, trading in futures or American Depositary Receipts (“ADRs”) and whether the issuer of the security being fair valued has other securities outstanding.

Fair value prices are necessarily estimates, and there is no assurance that such a price will be at or close to the price at which the security is next quoted or next trades.

##
At January 31, 2017, selected fund information on a U.S. federal income tax basis was as follows:

 
 
(000’s omitted)
 
 
Cost
 
Gross Unrealized
Appreciation
 
Gross Unrealized
Depreciation
Net Unrealized
Appreciation/
(Depreciation)
California
$132,693
$8,397
$1,079
$7,318
Intermediate
430,712
35,674
5,090
30,584
New York
115,832
5,012
3,153
1,859
 
For information on the Funds’ significant accounting policies, please refer to the Funds’ most recent stockholder reports.

Item 2. Controls and Procedures.
 
(a)
Based on an evaluation of the disclosure controls and procedures (as defined in Rule 30a-3(c) under the 1940 Act), as of a date within 90 days of the filing date of this report, the Chief Executive Officer and President and the Treasurer and Principal Financial and Accounting Officer of the Registrant have concluded that such disclosure controls and procedures are effectively designed to ensure that information required to be disclosed by the Registrant on Form N-Q is accumulated and communicated to the Registrant’s management to allow timely decisions regarding required disclosure.
 
(b)
There were no significant changes in the Registrant’s internal controls over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the Registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.
 
Item 3. Exhibits.
The certifications required by Rule 30a-2(a) of the 1940 Act are filed herewith.

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman California Intermediate Municipal Fund Inc.
 
 
By:
/s/ Robert Conti
 
 
Robert Conti
Chief Executive Officer and President
 
Date:
March 28, 2017
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
 
 
 
By:
/s/ Robert Conti
 
 
Robert Conti
Chief Executive Officer and President
 
Date:
March 28, 2017
 
 
 
 
By:
/s/ John M. McGovern
 
 
John M. McGovern
Treasurer and Principal Financial and Accounting Officer
 
Date:
March 28, 2017