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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants (right to buy) | $ 1.8 | 12/29/2017 | J(2) | 1,400,000 | 12/29/2017 | 12/29/2022 | Class A Common Stock | 1,400,000 | $ 0 (2) | 1,400,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bison Entertainment & Media Group UNIT 1501-2 15F SINO PLAZA, 255 GLOUCESTER ROAD, CAUSEWAY BAY HONG KONG, F4 |
X | |||
Bison Capital Holding Co Ltd 609-610 21ST CENTURY TOWER NO. 40 LIANGMAOQIAO RD, CHAOYANG DISTRICT BEIJING, F4 100016 |
X | |||
Jiang Fengyun 609-610 21ST CENTURY TOWER NO. 40 LIANGMAOQIAO RD, CHAOYANG DISTRICT BEIJING, F4 100016 |
X |
/s/ Peixin Xu, Director, on behalf of Bison Entertainment and Media Group | 01/02/2018 | |
**Signature of Reporting Person | Date | |
/s/ Peixin Xu, Director, on behalf of Bison Capital Holding Company Limited | 01/02/2018 | |
**Signature of Reporting Person | Date | |
/s/ Fengyun Jiang | 01/02/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 19,666,667 shares of Class A Common Stock of Cinedigm Corp. (the "Company") are held directly by Bison Entertainment Investment Limited, a wholly owned subsidiary of Bison Entertainment and Media Group ("BEMG"), which is wholly owned by Bison Capital Holding Company Limited. Fengyun Jiang is the sole owner of Bison Capital Holding Company Limited. |
(2) | Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by the Company to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00. |