þ | Annual Report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2007 |
o | Transition Report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the transition period from to |
A. | Full title of the plan and the address of the plan, if different from that of the issuer named below: |
B. | Name of issuer of the securities held pursuant to the plan and the address of its principal executive office: |
Page | ||||||||
F-1 | ||||||||
FINANCIAL STATEMENTS: |
||||||||
F-2 | ||||||||
F-3 | ||||||||
F-4 - F-11 | ||||||||
SUPPLEMENTAL SCHEDULE |
||||||||
F-12 - F-41 | ||||||||
Exhibit 23 Consent of Independent Registered Public Accounting Firm |
F-42 | |||||||
EX-23: CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
BY: | /s/ Geovanna Chan | |||
(Geovanna Chan, Director Benefits Administration & Financial Reporting) | ||||
F-1
December 31, | ||||||||
2007 | 2006 | |||||||
Assets: |
||||||||
Investments at fair value as determined by quoted market price: |
||||||||
Cash and cash equivalents |
$ | 50,939 | $ | 23,720 | ||||
Common stock |
1,056,874 | 880,009 | ||||||
Mutual funds |
253,897 | 295,053 | ||||||
U.S. government securities |
31,785 | 34,289 | ||||||
Preferred stock |
898 | | ||||||
Corporate bonds |
8,416 | 1,048 | ||||||
Participant loans |
25,389 | 24,956 | ||||||
Brokerage account |
7,020 | 5,202 | ||||||
Total investments at fair value as
determined by quoted market price |
1,435,218 | 1,264,277 | ||||||
Investments at estimated fair value: |
||||||||
Guaranteed investment contracts |
614,749 | 602,499 | ||||||
Common collective trusts |
352,015 | 372,708 | ||||||
Total investments at estimated fair value |
966,764 | 975,207 | ||||||
Total investments |
2,401,982 | 2,239,484 | ||||||
Receivables: |
||||||||
Dividends |
1,944 | 1,537 | ||||||
Interest |
681 | 481 | ||||||
Employer contributions |
| 896 | ||||||
Participant contributions |
| 2,713 | ||||||
Unsettled security sales |
1,249 | 1,769 | ||||||
Total receivables |
3,874 | 7,396 | ||||||
Collateral held under securities lending agreement |
170,862 | | ||||||
Total Assets |
2,576,718 | 2,246,880 | ||||||
Liabilities: |
||||||||
Liability to return collateral held under securities lending
agreements |
170,862 | | ||||||
Accrued financial services expense |
1,165 | 1,258 | ||||||
Unsettled security purchases |
3,828 | 265 | ||||||
Total liabilities |
175,855 | 1,523 | ||||||
Net assets available for benefits at fair value |
2,400,863 | 2,245,357 | ||||||
Adjustment from fair value to contract value for
fully benefit-responsive investment contracts |
(3,282 | ) | 1,219 | |||||
Net assets available for benefits |
$ | 2,397,581 | $ | 2,246,576 | ||||
F-2
Year ended | ||||
December 31, 2007 | ||||
ADDITIONS: |
||||
Investment income: |
||||
Net appreciation in fair value of investments |
$ | 136,522 | ||
Dividends |
33,819 | |||
Interest |
37,599 | |||
Total investment income |
207,940 | |||
Contributions: |
||||
Participants |
79,330 | |||
Employer |
24,861 | |||
Total contributions |
104,191 | |||
Asset rollovers |
6,964 | |||
Total additions |
319,095 | |||
DEDUCTIONS: |
||||
Withdrawals and distributions |
(167,163 | ) | ||
Investment management and administrative expenses |
(927 | ) | ||
Total deductions |
(168,090 | ) | ||
INCREASE IN NET ASSETS |
151,005 | |||
NET ASSETS AVAILABLE FOR BENEFITS: |
||||
Beginning of year |
2,246,576 | |||
End of year |
$ | 2,397,581 | ||
F-3
F-4
F-5
Non-forfeitable | ||||
Years of Service | Percentage | |||
Less than 1 year |
0 | % | ||
1 but less than 2 years |
20 | % | ||
2 but less than 3 years |
40 | % | ||
3 but less than 4 years |
60 | % | ||
4 but less than 5 years |
80 | % | ||
5 or more years |
100 | % |
2007 | 2006 | |||||||
Vested |
$ | 967,200 | $ | 885,394 | ||||
Non-vested |
7,345 | 6,842 | ||||||
$ | 974,545 | $ | 892,236 | |||||
F-6
(1) | Elective Rollover A Member may elect a rollover distribution paid directly to not more than two eligible retirement plans as specified by the Member. | |
(2) | Mandatory Rollover |
(A) | If a Members account balance is greater than $1,000 but less than $5,001 and the Member fails to make an affirmative election to either receive the lump sum payment or have it directly rolled over to another qualified plan or an IRA within the election period, the account balance will be automatically rolled over to an IRA established in the Members name. | ||
(B) | If a Members account balance is $1,000 or less and the Member fails to make an affirmative election to either receive the lump sum payment or have it directly rolled over to an another qualified plan or an IRA within the election period, the account balance will be automatically paid out to the Member. |
F-7
December 31, | ||||||||
2007 | 2006 | |||||||
ITT Corporation Common Stock, 10,803,822 and 12,010,688
shares, respectively, at fair value |
$ | 713,484 | $ | 682,447 | ||||
Investment Contract with Bank of America, at contract value* |
$ | 207,976 | $ | 197,095 | ||||
Investment Contract with Natixis Financial Products Inc. formerly,
IXIS/CDC, at contract value* |
$ | 188,585 | $ | 178,108 | ||||
Investment Contract with Monumental Life Insurance Company,
at contract value* |
$ | 165,309 | $ | 176,804 | ||||
JP Morgan Chase Bank US Smart Index Fund, (Managed Equity
Index Fund) 4,063,019 and 8,460,749 shares, respectively,
at fair value |
* | * | $ | 232,587 | ||||
American Global New Perspective Fund (Global Equity Fund),
5,385,671 and 4,621,664 shares, respectively, at fair value |
$ | 182,790 | $ | 146,692 |
* | These investment contracts are part of the Stable Value fund investment option | |
** | This investment represents 5 percent or more of the Plan net assets in 2006 |
F-8
Mutual funds |
$ | 1,846 | ||
Common stock |
106,291 | |||
Common/collective trust |
27,805 | |||
U.S. notes |
464 | |||
Corporate notes |
118 | |||
Other |
(2 | ) | ||
Net appreciation |
$ | 136,522 | ||
F-9
Average yields: | 2007 | 2006 | ||||||
Based on year-end average yield of investment (1) |
5.16 | % | 5.43 | % | ||||
Based on average yield credited to participants (2) |
5.36 | % | 5.21 | % |
(1) | Computed by market value sum of the funds holding times their respective yields, divided by the sum of the holdings as of the stated reporting date. | |
(2) | Computed by the sum of the book value holdings times the crediting rate for the fund divided by the market value of the fund. |
F-10
As of | ||||||||
December 31, | ||||||||
2007 | 2006 | |||||||
Net assets available for benefits per the financial statements |
$ | 2,397,581 | $ | 2,246,576 | ||||
Amounts allocated to withdrawing Members |
(229 | ) | (73 | ) | ||||
Adjustment from fair value to contract value for fully
benefit responsive investment contracts |
3,282 | (1,219 | ) | |||||
Net assets available for benefits per the Form 5500 |
$ | 2,400,634 | $ | 2,245,284 | ||||
As of | ||||
December 31, 2007 | ||||
Increase in net assets per the financial statements |
$ | 151,005 | ||
Adjustment from contract value to fair value for
fully benefit responsive investment contracts |
4,501 | |||
Add: Amounts allocated to withdrawing Members at December 31, 2006 |
73 | |||
Less: Amounts allocated to withdrawing Members at December 31, 2007 |
(229 | ) | ||
Net income per Form 5500 |
$ | 155,350 | ||
Year Ended | ||||
December 31, 2007 | ||||
Withdrawals and distributions per the financial statements |
$ | 167,163 | ||
Add: Amounts allocated to withdrawing Members at December 31, 2007 |
229 | |||
Less: Amounts allocated to withdrawing Members at December 31, 2006 |
(73 | ) | ||
Less: Amounts deemed distributed for tax purposes in 2007 |
(1,575 | ) | ||
Withdrawals and distributions per the Form 5500 |
$ | 165,744 | ||
F-11
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Cash | 250 | |||||||||
JP Morgan Liquidity Fund | Money Market | 692,782 | ||||||||
*
|
Wells Fargo Short Term Investment Fund | Money Market | 50,245,914 | |||||||
US Treasury Bill | US Government Security, Par 4,920,000 Maturity 2/21/08, Yield 4.610% |
** | 4,197,470 | |||||||
United States Treasury Bonds | US Government Security, Par 4,920,000 Maturity 2/15/36, Interest 4.500% |
** | 4,944,984 | |||||||
United States Treasury Bonds | US Government Security, Par 3,505,000 Maturity 2/15/37, Interest 4.750% |
** | 3,458,887 | |||||||
United States Treasury Bonds | US Government Security, Par 1,330,000 Maturity 8/15/26, Interest 6.750% |
** | 1,702,400 | |||||||
United States Treasury Bonds | US Government Security, Par 4,885,000 Maturity 11/15/21, Interest 8.000% |
** | 6,685,582 | |||||||
United States Treasury Notes | US Government Security, Par 5,780,000 Maturity 4/30/08, Interest 4.875% |
** | 5,807,998 | |||||||
United States Treasury Notes | US Government Security, Par 4,990,000 Maturity 2/30/08, Interest 3.000% |
** | 4,988,049 | |||||||
Abbott Laboratories | Corporate Bond, Par 2,075,000 Maturity 11/30/12, Interest 5.150% |
** | 2,120,748 | |||||||
Du Pont | Corporate Bond, Par 2,120,000 Maturity 12/16/16, Interest 5.250% |
** | 2,085,804 | |||||||
Union Pacific Corporation | Corporate Bond, Par 2,075,000 Maturity 1/31/13, Interest 5.450% |
** | 2,093,096 |
F-12
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Wal-Mart Stores, Inc. | Corporate Bond, Par 2,050,000 Maturity 2/15/18, Interest 5.800% |
** | 2,116,369 | |||||||
Henkel KGAA | Non Voting Preferred Stock | ** | 78,498 | |||||||
Mylan Inc | Convertible Preferred Stock Until 11/15/10 | ** | 508,125 | |||||||
SLM Corporation | Convertible Preferred Stock Until 11/15/10 | ** | 311,250 | |||||||
3M Company | Common Stock | ** | 529,530 | |||||||
Abbott Laboratories | Common Stock | ** | 1,865,865 | |||||||
Abitibibowater, Inc. | Common Stock | ** | 79,720 | |||||||
Accenture LTD | Common Stock | ** | 302,652 | |||||||
Ace Limited | Common Stock | ** | 345,968 | |||||||
Actuant Corp Class A | Common Stock | ** | 768,626 | |||||||
Adtran Inc | Common Stock | ** | 33,139 | |||||||
Advanced Micro Devices Inc | Common Stock | ** | 494,250 | |||||||
Advanced Semiconductor Engineering Inc | Sponsored ADR | ** | 20,311 | |||||||
Aegon NV | Common Stock | ** | 49,493 | |||||||
AES Corporation | Common Stock | ** | 465,233 | |||||||
Aetna Inc | Common Stock | ** | 338,875 | |||||||
Agilent Technologies Inc | Common Stock | ** | 150,634 | |||||||
Agrium Inc | Common Stock | ** | 64,989 |
F-13
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Alcatel | Common Stock | ** | 9,408 | |||||||
Alcatel-Lucent | Common Stock | ** | 222,528 | |||||||
Alcoa Inc | Common Stock | ** | 1,578,960 | |||||||
Alcon Inc | Common Stock | ** | 648,400 | |||||||
Align Tehnology Inc | Common Stock | ** | 47,955 | |||||||
Allegheny Technologies Inc | Common Stock | ** | 129,600 | |||||||
Allergan Inc | Common Stock | ** | 379,016 | |||||||
Allied Waste Industries | Common Stock | ** | 2,008,946 | |||||||
Allscripts Healthcare Solutions | Common Stock | ** | 19,906 | |||||||
Altria Group Inc | Common Stock | ** | 5,659,431 | |||||||
Amazon.com Inc | Common Stock | ** | 1,207,933 | |||||||
American Electric Power Inc | Common Stock | ** | 1,326,960 | |||||||
American Express Company | Common Stock | ** | 322,004 | |||||||
American International Group Inc | Common Stock | ** | 6,921,376 | |||||||
American Medical Systems Holdings Inc | Common Stock | ** | 36,150 | |||||||
American Tower Systems Corporation Class A | Common Stock | ** | 583,620 | |||||||
Ameriprise Financial Inc | Common Stock | ** | 93,687 | |||||||
AmerisourceBergen Corp | Common Stock | ** | 1,305,717 | |||||||
Ameristar Casinos Inc | Common Stock | ** | 28,917 |
F-14
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Amgen Inc | Common Stock | ** | 1,422,922 | |||||||
AMN Healthcare Services Inc | Common Stock | ** | 8,585 | |||||||
Amylin Pharmaceuticals Inc | Common Stock | ** | 36,075 | |||||||
Anheuser Busch Companies Inc | Common Stock | ** | 600,863 | |||||||
Aon Corporation | Common Stock | ** | 290,909 | |||||||
Apollo Group Inc | Common Stock | ** | 56,120 | |||||||
Apple Inc | Common Stock | ** | 2,731,919 | |||||||
Applied Biosytems Group | Common Stock | ** | 98,368 | |||||||
Applied Material Inc | Common Stock | ** | 360,528 | |||||||
Arcelormittal-NY Registered | Common Stock | ** | 2,444,260 | |||||||
Arch Coal Inc | Common Stock | ** | 175,227 | |||||||
Archer Daniels Midland Co | Common Stock | ** | 557,160 | |||||||
Asatsu DK Inc | Common Stock | ** | 14,009 | |||||||
ASML Holding NV | Common Stock | ** | 132,795 | |||||||
Assurant Inc | Common Stock | ** | 194,010 | |||||||
AT&T | Common Stock | ** | 7,670,729 | |||||||
Autoliv Inc | Common Stock | ** | 611,436 | |||||||
Automatic Data Processing Inc | Common Stock | ** | 333,530 | |||||||
Avery Dennison Corporation | Common Stock | ** | 175,362 |
F-15
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Avon Products Inc | Common Stock | ** | 988,329 | |||||||
Axis Capital Holdings Ltd | Common Stock | ** | 826,164 | |||||||
Baker Hughes Inc | Common Stock | ** | 1,102,960 | |||||||
Bankok Bank PCL | Common Stock | ** | 31,878 | |||||||
Bank of New York Mellon Corp | Common Stock | ** | 1,632,631 | |||||||
Bank of America Corp | Common Stock | ** | 5,235,894 | |||||||
Barclays | Common Stock | ** | 23,075 | |||||||
Bard C R Inc | Common Stock | ** | 151,680 | |||||||
Barrick Gold Corp | Common Stock | ** | 96,715 | |||||||
Baxter International Inc | Common Stock | ** | 271,674 | |||||||
Bayersche Motorewerke | Common Stock | ** | 24,989 | |||||||
Bear Stearns Cos Inc | Common Stock | ** | 45,890 | |||||||
Becton Dickinson & Co | Common Stock | ** | 236,531 | |||||||
Bed Bath & Beyond Inc | Common Stock | ** | 537,837 | |||||||
Best Buy Inc | Common Stock | ** | 1,185,678 | |||||||
BJ Services Company | Common Stock | ** | 172,246 | |||||||
Black & Decker Manufacturing, Inc | Common Stock | ** | 975,100 | |||||||
H&R Block, Inc | Common Stock | ** | 1,418,748 | |||||||
Boeing Co | Common Stock | ** | 688,310 |
F-16
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Bombardier Inc | Common Stock | ** | 38,648 | |||||||
Borders Group Inc | Common Stock | ** | 15,176 | |||||||
Borg Warner Inc | Common Stock | ** | 832,652 | |||||||
Boston Prtivate Financial Holdings Inc | Common Stock | ** | 25,726 | |||||||
Boston Properties Inc | Common Stock | ** | 237,788 | |||||||
BP PLC ADR | Sponsored ADR | ** | 2,721,924 | |||||||
BP PLC Ord | Common Stock | ** | 62,435 | |||||||
Bright Hironzons Family Solutions Inc | Common Stock | ** | 25,042 | |||||||
Bristol Myers Squibb Co | Common Stock | ** | 548,964 | |||||||
Brit Insurance Holdings PLC | Common Stock | ** | 15,499 | |||||||
British Sky Broadcasting Group plc | Common Stock | ** | 54,216 | |||||||
Broadcom Corporation | Common Stock | ** | 260,616 | |||||||
CA Inc | Poison Pill Rights Issue | ** | | |||||||
Cablevision NY Group Class A | Common Stock | ** | 95,550 | |||||||
Cabot Microelectronics Corp | Common Stock | ** | 34,115 | |||||||
Caci International Inc Class A | Common Stock | ** | 680,504 | |||||||
Cadbury Schweppes 12.5 P | Common Stock | ** | 76,642 | |||||||
Cadbury Schweppes PLC | Sponsored ADR | ** | 1,372,486 | |||||||
Campbell Soup Co | Common Stock | ** | 64,314 |
F-17
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Canadian National Railway Company | Common Stock | ** | 112,632 | |||||||
Capital One Financial Corp | Common Stock | ** | 283,560 | |||||||
Cardinal Health Inc | Common Stock | ** | 379,418 | |||||||
Career Education Corporation | Common Stock | ** | 643,584 | |||||||
Carnival Corp | Common Stock | ** | 203,764 | |||||||
Caterpillar Inc | Common Stock | ** | 856,208 | |||||||
CBS Corp Class B | Common Stock | ** | 1,773,975 | |||||||
Celgene Corp | Common Stock | ** | 303,600 | |||||||
Centerpoint Energy Inc | Common Stock | ** | 128,475 | |||||||
Central Japan Railway | Common Stock | ** | 34,123 | |||||||
Cephalon Inc | Common Stock | ** | 78,936 | |||||||
Charles River Laboratories | Common Stock | ** | 36,190 | |||||||
Check Point Software Technologies LTD | Common Stock | ** | 1,029,924 | |||||||
Cheung Kong Holdings | Common Stock | ** | 110,960 | |||||||
Chevron Corp | Common Stock | ** | 5,961,920 | |||||||
Christopher & Banks Corp | Common Stock | ** | 24,904 | |||||||
Cigna Corp | Common Stock | ** | 236,412 | |||||||
Cisco Systems Inc. | Common Stock | ** | 1,910,574 | |||||||
CIT Group Inc | Common Stock | ** | 201,852 |
F-18
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Citigroup Inc | Common Stock | ** | 2,719,667 | |||||||
Clorox Co | Common Stock | ** | 1,029,686 | |||||||
CME Group, Inc | Common Stock | ** | 404,740 | |||||||
Coach Inc | Common Stock | ** | 205,192 | |||||||
Coca Cola Co. | Common Stock | ** | 2,492,113 | |||||||
Coldwater Creek Inc | Common Stock | ** | 30,774 | |||||||
Colgate Palmolive Co | Common Stock | ** | 237,778 | |||||||
Comcast Corp Specail Class A | Common Stock | ** | 766,476 | |||||||
Conagra Foods Inc. | Common Stock | ** | 1,446,432 | |||||||
ConocoPhillips | Common Stock | ** | 6,367,313 | |||||||
Consol Energy Inc | Common Stock | ** | 307,536 | |||||||
Constellation Energy Group Inc | Common Stock | ** | 338,349 | |||||||
Cooper Industries LTD | Common Stock | ** | 126,912 | |||||||
Corinthian Colleges Inc | Common Stock | ** | 56,980 | |||||||
Corning Inc. | Common Stock | ** | 1,134,967 | |||||||
Costco Wholesale Corp | Common Stock | ** | 313,920 | |||||||
Countrywide Financial Corporation | Common Stock | ** | 520,487 | |||||||
Covance Inc | Common Stock | ** | 25,986 | |||||||
Coviden LTD | Sponsored ADR | ** | 1,234,141 |
F-19
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Cree, Inc | Common Stock | ** | 34,338 | |||||||
Crown Castle Intl Corp | Common Stock | ** | 432,640 | |||||||
CVS/Caremark Corporation | Common Stock | ** | 1,387,116 | |||||||
DR Horton Inc | Common Stock | ** | 84,552 | |||||||
Danaher Corp | Common Stock | ** | 619,445 | |||||||
Deere & Co | Common Stock | ** | 865,085 | |||||||
Dell Inc | Common Stock | ** | 915,939 | |||||||
Deutsche Bank AG | Registered Shares | ** | 983,516 | |||||||
Deutsche Telekom AG | Common Stock | ** | 54,937 | |||||||
Devon Energy Corporation | Common Stock | ** | 1,206,153 | |||||||
DeVry Inc | Common Stock | ** | 38,970 | |||||||
Diageo PLC | Common Stock | ** | 73,095 | |||||||
Diebold Inc. | Common Stock | ** | 730,296 | |||||||
Discovery Holding Co | Common Stock | ** | 578,220 | |||||||
Dolby Laboratories Inc | Common Stock | ** | 37,290 | |||||||
Domtar Corp | Common Stock | ** | 726,705 | |||||||
Dover Corp | Common Stock | ** | 1,608,080 | |||||||
Dow Chemical | Common Stock | ** | 1,881,911 |
F-20
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Downey Financial Corp | Common Stock | ** | 503,982 | |||||||
Du Pont EI De Nemours & Co | Common Stock | ** | 1,402,062 | |||||||
Dynegy Inc Class A | Common Stock | ** | 202,919 | |||||||
EMC Corporation | Common Stock | ** | 300,927 | |||||||
Ebay Inc | Common Stock | ** | 590,848 | |||||||
Echostar Communications | Common Stock | ** | 97,695 | |||||||
Edison International | Common Stock | ** | 264,182 | |||||||
Electronic Arts Inc | Common Stock | ** | 137,848 | |||||||
Electronic Data Systems Corp | Common Stock | ** | 169,986 | |||||||
Eli Lilly & Co | Common Stock | ** | 560,595 | |||||||
Emerson Electric Co | Common Stock | ** | 566,600 | |||||||
Encana Corp | Common Stock | ** | 61,553 | |||||||
Entergy Corp | Common Stock | ** | 1,171,296 | |||||||
EOG Resources, Inc | Common Stock | ** | 315,945 | |||||||
Equity Residential Property Trust | Common Stock | ** | 244,349 | |||||||
Estee Lauder Companies Inc | Common Stock | ** | 109,025 | |||||||
Eurpoean Aeronautic | Common Stock | ** | 38,300 | |||||||
Exelon Corporation | Common Stock | ** | 742,924 | |||||||
Expedia Inc | Common Stock | ** | 183,396 |
F-21
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Expeditors International of Washington Inc | Common Stock | ** | 317,228 | |||||||
Express Scripts Inc | Common Stock | ** | 671,235 | |||||||
Exxon Mobil Corp | Common Stock | ** | 11,572,589 | |||||||
Fair Isaac, Inc. | Common Stock | ** | 1,038,445 | |||||||
Fairchild Semicondutor International | Common Stock | ** | 15,512 | |||||||
Fastenal Co | Common Stock | ** | 72,756 | |||||||
Federal Home Loan Mortgage Corp | Common Stock | ** | 1,798,896 | |||||||
Federal National Mortgage Assn | Common Stock | ** | 811,594 | |||||||
Federated Investors Inc Class B | Common Stock | ** | 185,220 | |||||||
Fidelity National Financial Inc | Common Stock | ** | 261,519 | |||||||
First Horizon National Corp | Common Stock | ** | 185,130 | |||||||
First Solar Inc | Common Stock | ** | 347,282 | |||||||
Firstenergy Corp | Common Stock | ** | 405,104 | |||||||
Firstservice Corp | Common Stock | ** | 29,298 | |||||||
Flextronics International Ltd | Common Stock | ** | 1,290,396 | |||||||
Flour Corp | Common Stock | ** | 131,148 | |||||||
FMC Technologies Inc | Common Stock | ** | 374,220 | |||||||
Ford Motor Company | Common Stock | ** | 205,938 |
F-22
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Forest Labs Inc | Common Stock | ** | 885,735 | |||||||
Forestar Real Estate Group Inc | Common Stock | ** | 296,448 | |||||||
Formfactor Inc | Common Stock | ** | 36,410 | |||||||
Fortune Brands Inc | Common Stock | ** | 101,304 | |||||||
Foster Wheeler LTD | Common Stock | ** | 108,514 | |||||||
France Telecom | Common Stock | ** | 75,591 | |||||||
Franklin Reources Inc | Common Stock | ** | 234,582 | |||||||
Freeport-McMoran Copper & Gold Inc | Common Stock | ** | 1,158,699 | |||||||
Fresenius Medical Care AG | Common Stock | ** | 75,100 | |||||||
Gamestop Corp | Common Stock | ** | 31,055 | |||||||
Gap Inc | Common Stock | ** | 851,200 | |||||||
Garmin LTD | Common Stock | ** | 574,434 | |||||||
Genentech Inc | Common Stock | ** | 67,070 | |||||||
General Dynamics Corp | Common Stock | ** | 711,920 | |||||||
General Electric Co | Common Stock | ** | 6,019,797 | |||||||
General Mills Inc | Common Stock | ** | 379,620 | |||||||
General Motors Corp | Common Stock | ** | 1,165,051 | |||||||
Gentex Corp | Common Stock | ** | 20,436 | |||||||
Genworth Financial Inc Class A | Common Stock | ** | 1,938,781 |
F-23
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Genzyme Corp | Common Stock | ** | 133,992 | |||||||
Gilead Science Inc | Common Stock | ** | 1,694,410 | |||||||
Glaxosmithkline | Common Stock | ** | 89,109 | |||||||
Goldman Sachs Group Inc | Common Stock | ** | 3,028,979 | |||||||
Google Inc | Common Stock | ** | 3,173,893 | |||||||
Grant Prideco Inc | Common Stock | ** | 321,958 | |||||||
Guaranty Financial Group Inc | Common Stock | ** | 5,867 | |||||||
Guess Inc | Common Stock | ** | 303,537 | |||||||
Harley Davidson Inc | Common Stock | ** | 126,117 | |||||||
Harman International Industries Inc | Common Stock | ** | 103,194 | |||||||
Harrahs Entertainment Inc | Common Stock | ** | 150,875 | |||||||
Hartford Financial Services Group | Common Stock | ** | 956,474 | |||||||
Hasboro Inc | Common Stock | ** | 133,016 | |||||||
Heidrick & Struggles International Inc | Common Stock | ** | 41,749 | |||||||
Hewitt Packard Co | Common Stock | ** | 2,292,145 | |||||||
Home Depot | Common Stock | ** | 574,900 | |||||||
Honeywell International Inc. | Common Stock | ** | 856,439 | |||||||
Humana Inc | Common Stock | ** | 210,868 | |||||||
IAC InterActiveCorp | Common Stock | ** | 975,850 |
F-24
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Illinois Tool Works Inc | Common Stock | ** | 146,164 | |||||||
Infineon Technologies AG | Common Stock | ** | 36,803 | |||||||
Ingersoll-Rand Company LTD | Common Stock | ** | 1,840,212 | |||||||
Integrated Device Technology Inc | Common Stock | ** | 755,508 | |||||||
Intel Corp | Common Stock | ** | 786,203 | |||||||
Interactive Brokers Group Inc | Common Stock | ** | 138,976 | |||||||
Intercontinentalal Exchange Inc | Common Stock | ** | 154,000 | |||||||
Intermune Inc | Common Stock | ** | 9,331 | |||||||
Internap Network Services | Common Stock | ** | 22,491 | |||||||
International Business Machines Corp | Common Stock | ** | 1,816,080 | |||||||
International Game Technology | Common Stock | ** | 528,917 | |||||||
International Paper Co | Common Stock | ** | 246,088 | |||||||
International Power PLC | Common Stock | ** | 68,608 | |||||||
Intuit | Common Stock | ** | 278,168 | |||||||
Intuitive Surgical Inc | Common Stock | ** | 863,495 | |||||||
*
|
ITT Corporation | Common Stock | ** | 713,484,405 | ||||||
ITT Educational Services Inc | Common Stock | ** | 21,318 | |||||||
Jaredine Matheson Holdings | Common Stock | ** | 44,320 | |||||||
JDS Uniphase Corp | Common Stock | ** | 111,720 |
F-25
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Jetblue Airways Corp | Common Stock | ** | 444,860 | |||||||
Johnson & Johnson | Common Stock | ** | 1,726,863 | |||||||
Johnson Controls Inc | Common Stock | ** | 74,603 | |||||||
Joy Global Inc | Common Stock | ** | 210,624 | |||||||
*
|
JP Morgan Chase & Co | Common Stock | ** | 5,552,280 | ||||||
Juniper Networks Inc | Common Stock | ** | 1,009,014 | |||||||
KB Homes | Common Stock | ** | 678,240 | |||||||
Kimberley Clark Corporation | Common Stock | ** | 1,171,846 | |||||||
Knot Inc | Common Stock | ** | 19,527 | |||||||
Kohls Corp | Common Stock | ** | 638,910 | |||||||
Konami Co | Common Stock | ** | 42,591 | |||||||
Korn Ferry International | Common Stock | ** | 31,994 | |||||||
Kraft Foods Inc | Common Stock | ** | 687,841 | |||||||
Kroger Co | Common Stock | ** | 2,219,601 | |||||||
Laboratory Corp. of America Holdings | Common Stock | ** | 203,931 | |||||||
Lamar Advertising Co Class A | Common Stock | ** | 197,087 | |||||||
Lazard Ltd | Common Stock | ** | 736,308 | |||||||
Lehman Brothers Holding Inc | Common Stock | ** | 405,728 | |||||||
Lennar Corporation Class A | Common Stock | ** | 94,817 |
F-26
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Liberty Global Inc | Common Stock | ** | 917,787 | |||||||
Life Time Fitness Inc | Common Stock | ** | 17,388 | |||||||
Lincoln National Corp | Common Stock | ** | 314,388 | |||||||
Linde AG | Common Stock | ** | 52,920 | |||||||
Lions Gate Entertainment Corp | Common Stock | ** | 25,905 | |||||||
Lockheed Martin Corp | Common Stock | ** | 431,566 | |||||||
Lowes Corp | Common Stock | ** | 211,428 | |||||||
Lonza Group AG | Common Stock | ** | 72,817 | |||||||
Loopnet Inc | Common Stock | ** | 8,079 | |||||||
Lowes Cos Inc | Common Stock | ** | 371,194 | |||||||
Macys Inc | Common Stock | ** | 2,051,491 | |||||||
Manhattan Associates Inc | Common Stock | ** | 929,190 | |||||||
Marathon Oil Corp | Common Stock | ** | 4,229,770 | |||||||
Marinemax Inc | Common Stock | ** | 19,763 | |||||||
Marketaxess Holdings Inc | Common Stock | ** | 17,962 | |||||||
Marriott International Inc Class A | Common Stock | ** | 345,218 | |||||||
Marsh & McLennan Cos Inc | Common Stock | ** | 71,469 | |||||||
Marshall & Ilsley Corp | Common Stock | ** | 206,491 |
F-27
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Marvell Technology Group | Common Stock | ** | 548,016 | |||||||
Masco Corp | Common Stock | ** | 136,143 | |||||||
Mastercard Inc Class A | Common Stock | ** | 909,866 | |||||||
Maxim Intergrated Products Inc | Common Stock | ** | 254,208 | |||||||
MBIA Inc | Common Stock | ** | 570,078 | |||||||
McDermott International Inc | Common Stock | ** | 82,642 | |||||||
McDonalds Corp | Common Stock | ** | 933,076 | |||||||
McGraw-Hill Companies Inc | Common Stock | ** | 179,621 | |||||||
McKesson Corp | Common Stock | ** | 1,827,729 | |||||||
Meadwestvaco Corp | Common Stock | ** | 25,040 | |||||||
Medco Health Solutions Inc | Common Stock | ** | 895,058 | |||||||
Medics Pharmaceutical Corp Class A | Common Stock | ** | 640,810 | |||||||
Medtronic Inc | Common Stock | ** | 673,618 | |||||||
Melco PBL Entertainment | Sponsored ADR | ** | 230,044 | |||||||
Memc Electronic Materials Inc | Common Stock | ** | 782,694 | |||||||
Mentor Corp | Common Stock | ** | 48,875 | |||||||
Merck & Co Inc | Common Stock | ** | 4,367,025 | |||||||
Meredith Corp | Common Stock | ** | 82,470 | |||||||
Merrill Lynch & Co Inc | Common Stock | ** | 2,999,102 |
F-28
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
MetLife Inc | Common Stock | ** | 3,990,511 | |||||||
Metropcs Communications Inc | Common Stock | ** | 268,410 | |||||||
MGM Mirage Inc | Common Stock | ** | 159,638 | |||||||
Micrel Inc | Common Stock | ** | 19,013 | |||||||
Microsoft Corp | Common Stock | ** | 7,243,318 | |||||||
Millennium Pharmaceuticals Inc | Common Stock | ** | 350,532 | |||||||
Millipore Corp | Common Stock | ** | 73,180 | |||||||
Mizumo Investors Securite | Common Stock | ** | 7,474 | |||||||
MKS Instruments Inc | Common Stock | ** | 36,845 | |||||||
Monsanto Co | Common Stock | ** | 1,298,731 | |||||||
Monster Worldwide Inc | Common Stock | ** | 213,840 | |||||||
Moodys Corp | Common Stock | ** | 110,670 | |||||||
Morgan Stanley | Common Stock | ** | 1,980,472 | |||||||
Morningstar Inc | Common Stock | ** | 7,775 | |||||||
Morrison W Supermarket | Common Stock | ** | 82,814 | |||||||
Motorola Inc | Common Stock | ** | 1,281,275 | |||||||
MTU Aero Engines Holding | Common Stock | ** | 34,344 | |||||||
Murphy Oil Corp | Common Stock | ** | 526,008 | |||||||
Nabors Oil Corp | Common Stock | ** | 71,214 |
F-29
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Nalco Holding Co | Common Stock | ** | 602,082 | |||||||
National Instruments Corp | Common Stock | ** | 24,998 | |||||||
National Oilwell Varco Inc | Common Stock | ** | 655,410 | |||||||
Navigant Consulting Co | Common Stock | ** | 22,214 | |||||||
Nestle SA | Common Stock | ** | 91,861 | |||||||
Network Appliance Inc | Common Stock | ** | 152,256 | |||||||
Newell Rubbermaid Inc | Common Stock | ** | 62,112 | |||||||
Newfield Exploration Co | Common Stock | ** | 1,106,700 | |||||||
News Corp Class A | Common Stock | ** | 474,549 | |||||||
Nidec Corporation | Common Stock | ** | 44,470 | |||||||
NII Holdings | Common Stock | ** | 53,152 | |||||||
Nike Inc Class B | Common Stock | ** | 127,838 | |||||||
Nisource Inc | Common Stock | ** | 47,225 | |||||||
Nitto Denko Corp | Common Stock | ** | 52,992 | |||||||
Nokia AB | Common Stock | ** | 34,896 | |||||||
Nokia Corp | Sponsored ADR | ** | 1,501,702 | |||||||
Nordson Corp | Common Stock | ** | 747,684 | |||||||
Norfolk Southern Corp | Common Stock | ** | 429,245 | |||||||
Northern Trust Corp | Common Stock | ** | 114,870 |
F-30
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Northrop Grumman Corp | Common Stock | ** | 2,319,880 | |||||||
Northwest Airlines Corp | Common Stock | ** | 528,164 | |||||||
Novartis AG | ADR | ** | 858,098 | |||||||
NRG Energy Inc. | Common Stock | ** | 1,230,856 | |||||||
Nucor Corp | Common Stock | ** | 313,866 | |||||||
Nvidia Corp | Common Stock | ** | 481,111 | |||||||
Occidental Petroleum Corp | Common Stock | ** | 2,268,126 | |||||||
Office Depot Inc | Common Stock | ** | 280,982 | |||||||
Omnicom Group | Common Stock | ** | 261,415 | |||||||
Oracle Corporation | Common Stock | ** | 606,499 | |||||||
Oxford Industries Inc | Common Stock | ** | 28,347 | |||||||
PF Changs China Bristro Inc | Common Stock | ** | 32,547 | |||||||
Paccar Inc | Common Stock | ** | 168,888 | |||||||
Panera Bread Company Class A | Common Stock | ** | 32,238 | |||||||
Parker Hannifin Corp | Common Stock | ** | 621,308 | |||||||
Peabody Energy Corporation | Common Stock | ** | 1,319,096 | |||||||
Pearson PLC | Sponsored ADR | ** | 1,123,648 | |||||||
Pepsico Inc | Common Stock | ** | 1,133,946 | |||||||
Performance Food Group Co | Common Stock | ** | 1,072,113 |
F-31
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Pfizer Inc | Common Stock | ** | 7,502,719 | |||||||
Pharmaceutical Product Development Inc | Common Stock | ** | 50,463 | |||||||
Pinnacle West Capital Corp | Common Stock | ** | 63,615 | |||||||
PNC Financial Services Group | Common Stock | ** | 210,080 | |||||||
Pool Corporation | Common Stock | ** | 18,343 | |||||||
Potash Corp of Saskatchewan | Common Stock | ** | 734,196 | |||||||
PPL Corporation | Common Stock | ** | 359,421 | |||||||
Praxair Inc | Common Stock | ** | 582,825 | |||||||
Precision Castparts Corp | Common Stock | ** | 166,440 | |||||||
Privatebancorp Inc | Common Stock | ** | 22,039 | |||||||
Procter & Gamble Co | Common Stock | ** | 2,248,121 | |||||||
Progressive Corp | Common Stock | ** | 95,800 | |||||||
Prologis-SBI | Common Stock | ** | 215,492 | |||||||
Prudential Financial Inc | Common Stock | ** | 518,233 | |||||||
PSS World Medical Inc | Common Stock | ** | 29,844 | |||||||
Public Service Enterprise Group Inc | Common Stock | ** | 481,376 | |||||||
Qualcom Inc | Common Stock | ** | 1,329,243 | |||||||
Quality Systems Inc | Common Stock | ** | 19,056 | |||||||
Quanta Services Inc | Common Stock | ** | 52,480 |
F-32
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Radio One Inc | Common Stock | ** | 174,669 | |||||||
Raymond James Financial Inc | Common Stock | ** | 30,211 | |||||||
Raytheon Co | Common Stock | ** | 154,178 | |||||||
Red Hat Inc | Common Stock | ** | 516,832 | |||||||
Reliant Energy, Inc | Common Stock | ** | 223,040 | |||||||
Republic Services Inc Class A | Common Stock | ** | 134,805 | |||||||
Research In Motion | Common Stock | ** | 475,146 | |||||||
Rhoen Klinikum AG | Common Stock | ** | 50,107 | |||||||
Rio Tinto PLC | Sponsored ADR | ** | 209,950 | |||||||
Robert Half International Inc | Common Stock | ** | 59,488 | |||||||
Rockwell Collins Inc | Common Stock | ** | 273,486 | |||||||
Rogers Communications Inc | Common Stock | ** | 416,300 | |||||||
Ross Stores Inc | Common Stock | ** | 162,625 | |||||||
Royal Bank of Scotland Group | Common Stock | ** | 784,992 | |||||||
Royal Dutch Shell PLC | Common Stock | ** | 21,011 | |||||||
Royal Dutch Shell PLC | Sponsored ADR | ** | 1,641,900 | |||||||
Royal Dutch Shell PLC Class A | Common Stock | ** | 12,632 | |||||||
Ryland Group Inc | Common Stock | ** | 1,071,695 | |||||||
Saks Incorporated | Common Stock | ** | 432,161 |
F-33
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Sanmina-Sci Corp | Common Stock | ** | 129,220 | |||||||
Sanofi-Aventis | Common Stock | ** | 92,080 | |||||||
SAP AG | Common Stock | ** | 72,910 | |||||||
Sara Lee Corp | Common Stock | ** | 1,512,852 | |||||||
Schering Plough Corp | Common Stock | ** | 509,091 | |||||||
Schlumberger Ltd | Common Stock | ** | 3,817,740 | |||||||
Schwab Charles Corp | Common Stock | ** | 1,655,640 | |||||||
Scripps Howard Inc | Common Stock | ** | 140,881 | |||||||
Seagate Technology | Common Stock | ** | 175,950 | |||||||
Secom Co | Common Stock | ** | 43,754 | |||||||
Sempra Energy | Common Stock | ** | 340,340 | |||||||
Semtech Corp | Common Stock | ** | 15,132 | |||||||
Seven & I Holdings Co Ltd | Common Stock | ** | 23,345 | |||||||
Shaw Communications Inc | Common Stock | ** | 255,744 | |||||||
Sherwin Williams Co | Common Stock | ** | 63,844 | |||||||
Siemens AG | Common Stock | ** | 95,109 | |||||||
Sigma Aldrich Corp | Common Stock | ** | 65,520 | |||||||
Signet Group | Common Stock | ** | 15,828 | |||||||
Silicon Motion Technology Corp | Sponsored ADR | ** | 17,780 |
F-34
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Siliconware Precision Industries Co., Ltd | Sponsored ADR | ** | 32,893 | |||||||
Simon Property Group Inc | Common Stock | ** | 396,082 | |||||||
SLM Corp | Common Stock | ** | 30,210 | |||||||
Smurfit-Stone Container Corp | Common Stock | ** | 796,224 | |||||||
Sony Corp | Common Stock | ** | 55,498 | |||||||
Sony Corporation | Sponsored ADR | ** | 1,075,140 | |||||||
Southwest Airlines Co | Common Stock | ** | 283,040 | |||||||
Spectra Energy Corp | Common Stock | ** | 371,808 | |||||||
Sprint Nextel Corp | Common Stock | ** | 2,461,875 | |||||||
ST Jude Medical Inc | Common Stock | ** | 885,952 | |||||||
Stancorp Financial Group Inc | Common Stock | ** | 977,372 | |||||||
Starbucks Corp | Common Stock | ** | 106,444 | |||||||
State Street Corp | Common Stock | ** | 479,892 | |||||||
Stryker Corp | Common Stock | ** | 186,800 | |||||||
Sun Microsytems, Inc | Common Stock | ** | 338,161 | |||||||
Sundrug Co Ltd | Common Stock | ** | 31,849 | |||||||
Sunoco Inc | Common Stock | ** | 470,860 | |||||||
SunTrust Banks Inc | Common Stock | ** | 382,439 | |||||||
Supervalu Inc | Common Stock | ** | 739,144 |
F-35
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Symantec Corp | Common Stock | ** | 839,280 | |||||||
Symrise AG | Common Stock | ** | 38,891 | |||||||
Synovus Financial Corp | Common Stock | ** | 195,048 | |||||||
Sysco Corp | Common Stock | ** | 249,992 | |||||||
Taiwan Semiconductor Manufacturing Co | Common Stock | ** | 996 | |||||||
Target Corp | Common Stock | ** | 486,000 | |||||||
Tech Data Corp | Common Stock | ** | 675,188 | |||||||
Technip SA | Common Stock | ** | 39,841 | |||||||
Teco Energy Inc | Common Stock | ** | 201,357 | |||||||
Telecom Italia SPA | Common Stock | ** | 64,001 | |||||||
Temple Inland Inc | Common Stock | ** | 510,735 | |||||||
Terex Corp | Common Stock | ** | 1,147,475 | Teva Pharmaceutical Industries | Sponsored ADR | ** | 627,480 | |||
Thermo Fisher Scientific Inc. | Common Stock | ** | 1,068,695 | Time Warner Cable Inc. | Common Stock | ** | 281,520 | |||
Time Warner, Inc. | Common Stock | ** | 1,526,680 | TJX Cos. Inc. | Common Stock | ** | 298,505 | |||
Total S. A. | Sponsored ADR | ** | 487,340 |
F-36
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Total S. A. Eur 2.5 | Common Stock | ** | 83,088 | |||||||
Transocean Ordinary Shares | Common Stock | ** | 560,719 | |||||||
Travelers Companies, Inc. | Common Stock | ** | 3,147,838 | |||||||
Trimble Nav Ltd. | Common Stock | ** | 14,364 | |||||||
Trinity Mirror PLC 10 P | Common Stock | ** | 2,151 | |||||||
Tyco Electroics Ltd. | Common Stock | ** | 1,056,905 | |||||||
Tyco International Ltd. | Common Stock | ** | 1,188,112 | |||||||
UAL Corp. | Common Stock | ** | 517,676 | |||||||
Union Pacific Corp. | Common Stock | ** | 11,306 | |||||||
United Microelectronics Corporation | Common Stock | ** | 8,283 | |||||||
United Technologies Corp. | Common Stock | ** | 1,569,835 | |||||||
UnitedHealth Group Inc | Common Stock | ** | 492,372 | |||||||
Urban Outfitters Incorporated | Common Stock | ** | 1,172,180 | |||||||
US Bancorp Del | Common Stock | ** | 611,313 | |||||||
Valero Energy Corp. | Common Stock | ** | 311,634 | |||||||
Verisign Inc. Com | Common Stock | ** | 342,251 | |||||||
Verizon Communications | Common Stock | ** | 1,026,715 | |||||||
Viacom Inc | Common Stock | ** | 1,095,101 | |||||||
Virgin Mobile USA Inc. | Common Stock | ** | 180,467 |
F-37
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Vivendi SA Eur 5.50 | Common Stock | ** | 77,995 | |||||||
Vodafone Gr. Plc 0.114286 | Common Stock | ** | 80,748 | |||||||
Vodafone Group Plc | Common Stock | ** | 2,724,360 | |||||||
Wachovia Corp | Common Stock | ** | 295,874 | |||||||
Wal Mart Stores Inc | Common Stock | ** | 2,864,633 | |||||||
Walgreen Co. | Common Stock | ** | 289,789 | |||||||
Walt Disney Co. | Common Stock | ** | 540,367 | |||||||
Warner Chilcott Ltd. Class A | Common Stock | ** | 62,055 | |||||||
Warner Music Group Corp. | Common Stock | ** | 530,230 | |||||||
Washington Mutual Inc. | Common Stock | ** | 53,215 | |||||||
Waste Management Inc | Common Stock | ** | 1,123,848 | |||||||
Watson Pharmaceuticals Inc | Common Stock | ** | 892,906 | |||||||
Weight Watchers Intl. Inc. | Common Stock | ** | 659,628 | |||||||
Wellpoint, Inc. | Common Stock | ** | 586,914 | |||||||
Wells Fargo & Co. | Common Stock | ** | 1,002,006 | |||||||
Western Union Co. | Common Stock | ** | 570,580 | |||||||
Weyerhaeuser Co. | Common Stock | ** | 120,196 | |||||||
Whole Foods Mkt. Inc. | Common Stock | ** | 77,520 | |||||||
Wilmington Tr. Corp. | Common Stock | ** | 17,600 |
F-38
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
Winnebago Inds. Inc. | Common Stock | ** | 21,546 | |||||||
Wisconsin Energy Corp | Common Stock | ** | 681,940 | |||||||
WMS Inds. Inc. | Common Stock | ** | 86,104 | |||||||
Wright Medical Group Inc. | Common Stock | ** | 23,336 | |||||||
Wrigley Wm. Jr. Co. | Common Stock | ** | 648,149 | |||||||
Wyeth | Common Stock | ** | 2,186,079 | |||||||
Wyndham Worldwide Corp. | Common Stock | ** | 49,476 | |||||||
Xilinx Inc. | Common Stock | ** | 445,929 | |||||||
Xinhua Finance Media Ltd. ADR | Common Stock | ** | 284,400 | |||||||
XL Capital Ltd | Common Stock | ** | 508,131 | |||||||
XM Satellite Radio Hold-CL | Common Stock | ** | 800,496 | |||||||
XTO Engergy Inc. | Common Stock | ** | 263,836 | |||||||
Yahoo Inc. Com. | Common Stock | ** | 205,386 | |||||||
Zimmer Holdings | Common Stock | ** | 138,915 |
F-39
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
*
|
Participants Loans | Participant Loans The Loan interest rate ranges varied from 4% 10.5%, with scheduled maturity dates from 6/22/2006 10/31/2028 |
** | 25,388,732 | ||||||
Self-Directed Brokerage Fund | Other | ** | 7,020,219 | |||||||
American Century Small Companies | Registered Investment Company | ** | 70,093,538 | |||||||
American Global New Perspective Fund | Registered Investment Company | ** | 182,789,664 | |||||||
JP Morgan U. S. Large Cap Core Plus-S | Registered Investment Company | ** | 2,985,339 | |||||||
Ishares Russell 2000 Value Index | Registered Investment Company | ** | 1,013,898 | |||||||
JP Morgan Chase Bank International Bond Fund | Common Collective Trust | ** | 408,813 | |||||||
JP Morgan Chase Bank Mortgage Private Placement | Common Collective Trust | ** | 9,049,623 | |||||||
JP Morgan Chase Bank Public Bonds Fund | Common Collective Trust | ** | 42,426,093 | |||||||
JP Morgan Chase Bank Smart Index Fund | Common Collective Trust | ** | 118,437,001 | |||||||
JP Morgan Chase Bank Smart Retirement 2010 | Common Collective Trust | ** | 21,563,738 | |||||||
JP Morgan Chase Bank Smart Retirement 2015 | Common Collective Trust | ** | 27,324,026 | |||||||
JP Morgan Chase Bank Smart Retirement 2020 | Common Collective Trust | ** | 41,306,440 | |||||||
JP Morgan Chase Bank Smart Retirement 2025 | Common Collective Trust | ** | 1,519,290 | |||||||
JP Morgan Chase Bank Smart Retirement 2030 | Common Collective Trust | ** | 29,671,732 | |||||||
JP Morgan Chase Bank Smart Retirement 2035 | Common Collective Trust | ** | 578,026 | |||||||
JP Morgan Chase Bank Smart Retirement 2040 | Common Collective Trust | ** | 648,573 | |||||||
JP Morgan Chase Bank Smart Retirement 2045 | Common Collective Trust | ** | 337,255 |
F-40
ITT SALARIED INVESTMENT AND SAVINGS PLAN
|
EIN: 13-5158950 | |
SCHEDULE H, PART IV, LEVEL 4i SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
PN: 100 | |
AS OF DECEMBER 31, 2007 |
(c) Description of Investment, including Maturity Date, | ||||||||||
(b) Identity of Issuer, Borrower, | Rate of Interest, Collateral, and Par or | (e) Current | ||||||||
(a) | Lesser or Similar Party | Maturity Value | (d) Cost | Value | ||||||
JP Morgan Chase Bank Smart Retirement 2050 | Common Collective Trust | ** | 926,548 | |||||||
JP Morgan Chase Bank Smart Retirement Income | Common Collective Trust | ** | 15,524,985 | |||||||
Intech Institutional Large Cap | Common Collective Trust | ** | 35,446,343 | |||||||
State Street Global Advisors | Common Collective Trust | ** | 3,861,299 | |||||||
Stable Value Fund investments and wrapper contracts: | ||||||||||
Bank of America | Bank Investment Contract Interest 5.52% Wrapper Contract |
** |
209,574,155 |
|||||||
Natixis Financial Products, Inc | Insurance Company General Account Interest 4.41% Wrapper Contract |
** |
8,851,777 |
|||||||
Natixis Financial Products, Inc | Insurance Company General Account Interest 5.84% Wrapper Contract |
** |
192,262,158 |
|||||||
JP Morgan Chase Bank | Bank Investment Contract Interest 4.74% Wrapper Contract |
** |
40,020,910 |
|||||||
Monumental Life Insurance Co | Insurance Company General Account Interest 4.93% Wrapper Contract |
** |
164,039,961 |
|||||||
TOTAL INVESTMENTS | ** | 2,401,982,222 | ||||||||
* | Party-in-interest to the Plan | |
** | Cost information is not required for participant directed investments and, therefore, is not included. |
F-41