UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): May 12, 2009
GLG Partners, Inc.
(Exact name of registrant as specified in its charter)
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| Delaware
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001-33217
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20-5009693 |
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.) |
399 Park Avenue, 38th Floor
New York, New York 10022
(Address of principal executive offices)
Registrant’s telephone number, including area code: (212) 224-7200
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Item 8.01. Other Events.
On May 12, 2009, GLG Partners, Inc. (the “Company”) issued two press releases related to the
Company’s offering of convertible subordinated notes due 2014 (the “Notes”) in a private placement
to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as
amended (the “Securities Act”), in offshore transactions pursuant to Regulation S under the
Securities Act and to accredited investors in transactions exempt from registration under the
Securities Act. The Notes will bear interest at a rate of 5.00% per year and will rank junior in
right of payment to all of the Company’s existing and future senior indebtedness. The sale of the
Notes is expected to close on May 15, 2009, subject to effectiveness of the amendment to the credit
agreement, closing of the loan repurchases and other customary closing conditions.
A copy of the Company’s two press releases both dated May 12, 2009 are filed herewith as
Exhibits 99.1 and 99.2, respectively, and incorporated herein by reference.
The securities offered have not been registered under the Securities Act of 1933, as amended,
or applicable state securities laws, and unless so registered, may not be offered or sold in the
United States except pursuant to an exemption from the registration requirements of the Securities
Act and applicable state securities laws.
Item 9.01. Financial Statements and Exhibits.
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99.1 |
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First Press Release of the Company dated May 12, 2009. |
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99.2 |
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Second Press Release of the Company dated May 12, 2009. |
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