TRANSACTION VALUATION* | AMOUNT OF FILING FEE+ | ||||
$288,236,279 | $16,084 | ||||
* | Estimated for purposes of calculating the amount of the filing fee only. The amount assumes the exchange of 48,443,072 shares of Revlon, Inc. (Revlon) Series A Preferred Stock, par value $0.01 per share (Series A Preferred Stock), for 48,443,072 shares of Revlon Class A Common Stock, par value $0.01 per share (Class A Common Stock). The amount is estimated based upon the product of (a) $5.95, which is the average of the high and the low price per share of the Class A Common Stock on August 7, 2009, as reported on the New York Stock Exchange and (b) 48,443,072, representing the number of shares outstanding as of July 31, 2009. | |
+ | The amount of the filing fee, calculated in accordance with Rule 0-11 under the Securities Exchange Act of 1934, as amended, and Fee Advisory # 5 for Fiscal Year 2009, issued March 11, 2009, equals $55.80 per million dollars of the transaction value. |
þ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
o | Third-party tender offer subject to Rule 14d-1. | |
þ | Issuer tender offer subject to Rule 13e-4. | |
þ | Going-private transaction subject to Rule 13e-3. | |
o | Amendment to Schedule 13D under Rule 13d-2. |
SIGNATURE | ||||||||
EXHIBIT INDEX | ||||||||
EX-99.A.5.K |
REVLON, INC. |
||||
By: | /s/ Robert K. Kretzman, Esq. | |||
Name: | Robert K. Kretzman, Esq. | |||
Title: | Executive Vice President, Human Resources, Chief Legal Officer and General Counsel |
|||
Exhibit No. | Description | |
(a)(1)(A)
|
Offer to Exchange, dated August 10, 2009. | |
(a)(1)(B)
|
Letter of Transmittal, dated August 10, 2009. | |
(a)(1)(C)
|
Notice of Guaranteed Delivery, dated August 10, 2009. | |
(a)(1)(D)
|
Letter to Clients, dated August 10, 2009. | |
(a)(1)(E)
|
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated August 10, 2009. | |
(a)(1)(F)
|
Letter to 401(k) Plan Participants, dated August 10, 2009. | |
(a)(1)(G)
|
Amended and Restated Offer to Exchange, dated August 27, 2009. | |
(a)(1)(H)
|
Second Amended and Restated Offer to Exchange, dated September 3, 2009. | |
(a)(1)(I)
|
Letter to Stockholders of Revlon from Alan T. Ennis, dated September 3, 2009. | |
(a)(5)(A)
|
Press Release of Revlon, Inc., dated August 10, 2009. | |
(a)(5)(B)
|
Mercier v. Perelman, et al., C.A. No. 4532-CC, Delaware Chancery Court (filed April 24, 2009). | |
(a)(5)(C)
|
Jurkowitz v. Perelman, et al., C.A. No. 4557-CC, Delaware Chancery Court (filed May 1, 2009). | |
(a)(5)(D)
|
Lefkowitz v. Revlon, et al., C.A. No. 4563-CC, Delaware Chancery Court (filed May 5, 2009). | |
(a)(5)(E)
|
Heiser v. Revlon, et al., C.A. No. 4578-CC, Delaware Chancery Court (filed May 12, 2009). | |
(a)(5)(F)
|
Sullivan v. Perelman, et al., No. 650257/2009, Supreme Court of the State of New York (filed May 4, 2009). | |
(a)(5)(G)
|
Revlon News Memorandum, dated August 10, 2009. | |
(a)(5)(H)
|
Q&A for Employees, dated August 10, 2009. | |
(a)(5)(I)
|
Summary of Key Terms for Use by Investment Professionals. | |
(a)(5)(J)
|
Press Release of Revlon, Inc., dated September 11, 2009. | |
(a)(5)(K)*
|
Press Release of Revlon, Inc., dated September 18, 2009. | |
(b)
|
Not applicable. | |
(c)(1)
|
Draft Presentation of Barclays Capital Inc., dated May 18, 2009. | |
(c)(2)
|
Presentation of Gleacher Partners, LLC, dated July 2009. |
Exhibit No. | Description | |
(d)(1)
|
Form of Certificate of Designation of Series A Preferred Stock of Revlon, Inc. (incorporated by reference to Annex A to Exhibit (a)(1)(H) hereto). | |
(d)(2)
|
Contribution and Stockholder Agreement, dated August 9, 2009, by and between Revlon, Inc. and MacAndrews & Forbes Holdings Inc. (incorporated by reference to Annex B to Exhibit (a)(1)(H) hereto). | |
(d)(3)
|
Amendment No. 2 to the Senior Subordinated Term Loan, dated August 9, 2009, by and between Revlon Consumer Products Corporation and MacAndrews & Forbes Holdings Inc., as amended by Amendment No. 3 to the Senior Subordinated Term Loan, dated August 27, 2009, by and between Revlon Consumer Products Corporation and MacAndrews & Forbes Holdings Inc. (incorporated by reference to Annex C-1 and Annex C-2 to Exhibit (a)(1)(H) hereto). | |
(d)(4)
|
Form of Certificate of Amendment to the Restated Certificate of Incorporation of Revlon, Inc. | |
(d)(5)
|
Form of Certificate of Amendment to the Restated Certificate of Incorporation of Revlon, Inc. | |
(f)
|
Section 262 of the General Corporation Law of the State of Delaware (incorporated by reference to Annex E to Exhibit (a)(1)(H) hereto). | |
(g)
|
Not applicable. | |
(h)
|
Not applicable. |
* | - Filed herewith. |