UNITED STATES
SECURITIES AND EXCHANGE COMMISSION


Washington, D.C. 20549 

 

FORM 8-K



CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934



Date of Report (Date of earliest event reported):   November 13, 2007

CASTLE BRANDS INC.


(Exact name of registrant as specified in its charter)


Delaware

(State or Other Jurisdiction of Incorporation)


  
     
     
     
  
  
    001-32849

      (Commission File Number) 
     
    41-2103550

      (I.R.S. Employer Identification No.)
  


570 Lexington Avenue, 29th Floor
    

  New York, New York 10022


(Address of principal executive offices)
(646) 356-0200

  (Registrant’s telephone number,
 including area code)


(Former Name or Former Address, if Changed Since Last Report)


 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):




    o
     
    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



     


    o
     
    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



     


    o
     
    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



     


    o
     
    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 
 
 










 
        
      
Item 2.02
 
        
                        
Results of Operations and Financial Condition. 
  

On November 13, 2007, Castle Brands Inc. issued a press release announcing financial results for the fiscal quarter ended September 30, 2007. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. 
The information included herein and in Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933. 


 
        
      
Item 9.01 
 
        
                        
Financial Statements and Exhibits.
  

(d) Exhibits.
 


 
        
                        
Exhibit No.
 
        
                        
 
 
        
                        
Description
  
 
        
                        
99.1
 
        
                        
 
 
        
                        
Press Release dated November 13, 2007
  

 
 




SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 13, 2007
  


 
        
                        
 
 
        
                        
 
 
        
                        
CASTLE BRANDS INC.
  
 
        
                        
  
 
        
                        
 
 
        
      
By 
 
        
                        
 
 /s/ Mark Andrews
  
 
        
                        
 
 
        
                        
 
 
        
                        
 
 
        
  
Name: Mark Andrews
 Title:   CEO and Chairman
  

 
 




EXHIBIT INDEX
 


 
        
                        
Exhibit No.
 
        
                        
 
 
        
                        
Description
  
 
        
                        
99.1
 
        
                        
 
 
        
                        
Press Release dated November 13, 2007