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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 30.5 | 08/31/2007 | M | 5,249 | (4) | 01/03/2008 | Common Stock | 5,249 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WILLIAMS BARRY LAWSON C/O PG&E CORPORATION ONE MARKET, SPEAR TOWER, SUITE 2400 SAN FRANCISCO, CA 94105 |
X |
Linda Y.H. Cheng, Attorney-in-Fact for Barry Lawson Williams (signed Power of Attorney on file with SEC) | 09/05/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Transaction pursuant to reporting person's Rule 10b5-1 instruction. |
(2) | This total includes 1,330.15 units of phantom stock granted under the PG&E Corporation Non-Employee Director Stock Incentive Plan (SIP), and reflects the acquisition of 9.30 units of phantom stock on January 16, 2007, 9.47 units of phantom stock on April 16, 2007, and 10.55 units of phantom stock on July 16, 2007, pursuant to a dividend reinvestment feature of the SIP. This total also includes 859.14 Restricted Stock Units granted under the PG&E Corporation 2006 Long-Term Incentive Plan (LTIP), and reflects the acquisition of 6.12 Restricted Stock Units on April 16, 2007, and 6.82 Restricted Stock Units on July 16, 2007, pursuant to a dividend reinvestment feature of the LTIP. The phantom stock units and Restricted Stock Units are automatically payable in stock only. |
(3) | This total includes 56.75 shares of PG&E Corporation common stock acquired on January 16, 2007, 64.2 shares acquired on April 16, 2007, and 70.69 shares acquired on July 16, 2007 pursuant to a dividend reinvestment feature of the Investor Services Program. |
(4) | The option vested in three installments: 1,749 shares vested on January 2, 2000, 1,750 shares vested on January 2, 2001, and 1,750 shares vested on January 2, 2002. |