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UNITED STATES |
OMB APPROVAL |
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SECURITIES
AND EXCHANGE |
OMB Number: |
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Washington, D.C. 20549 |
Expires: December 31, 2005 |
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SCHEDULE 13D |
Estimated average burden hours per response. . 11 |
Arbor EnTech Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
0389112022
(CUSIP Number)
Linda Lerner, Debevoise & Plimpton LLP, 919 Third Ave., New York, NY 10022 (212) 909-6000
(Name,
Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 8, 2005
(Date
of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 0389112022 |
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1. |
Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) |
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
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(a) |
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(b) |
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3. |
SEC Use Only |
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4. |
Source
of Funds (See Instructions) |
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5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
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6. |
Citizenship or Place of
Organization |
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Number of |
7. |
Sole
Voting Power |
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8. |
Shared
Voting Power |
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9. |
Sole
Dispositive Power |
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10. |
Shared Dispositive Power |
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11. |
Aggregate
Amount Beneficially Owned by Each Reporting Person |
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12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
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13. |
Percent
of Class Represented by Amount in Row (11) |
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14. |
Type
of Reporting Person (See Instructions) |
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Item 1. |
Security and Issuer |
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Common Stock |
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Arbor EnTech Corporation, PO Box 656, Tuxedo Park, NY 10987 |
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Item 2. |
Identity and Background |
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Harvey Houtkin, c/o Rushmore Financial Services, Inc., 160 Summit Avenue, Montvale, NJ 07645
Chief Executive Officer, Domestic Securities, Inc., An NASD registered broker/dealer
(d) N/A
(e) In June 2001 Mr. Houtkin entered into a consent agreement with NASD, Inc. in connection with charges that, among other things, Mr. Houtkin violated Article III, Section 3 of the NASD By-Laws, NASD Rules 1031, 2110, 2210 and 9522 and Section 15B(6)(B)(ii) of the Securities Exchange Act of 1934 in connection with registration and communications with the public practices. Mr. Houtkin was suspended in all capacities for 15 days and in a principal and supervisory capacity for 105 days and fined $50,000.
(f) U.S. |
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Item 3. |
Source and Amount of Funds or Other Consideration |
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PF as to Mr. Houtkin, WC as to Rushmore Financial Services, Inc. |
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Item 4. |
Purpose of Transaction |
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(a)-(j) |
Mr. Houtkin and the other executive officers of the Issuer are actively seeking business opportunities for the Issuer. There can be no assurance that such opportunities will be identified or that any transactions will occur. |
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Item 5. |
Interest in Securities of the Issuer |
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A |
Amount: 3,590,505 Percentage: 50.9% |
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B |
Sole power to vote or direct the vote: 3,413,195 Shared power to vote or direct the vote 177,310 ‘‘‘Shared with Rushmore Financial Services, Inc. and its co-director, Mark Shefts |
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C |
N/A |
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D |
N/A |
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E |
N/A |
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Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
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None |
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Item 7. |
Material to Be Filed as Exhibits |
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None |
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Sept. 9, 2005 |
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Date |
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Signature |
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Name/Title |
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