UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


 

FORM 15

 


 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission File Number: 014140

 

GLEACHER & COMPANY, INC.

(Exact name of registrant as specified in its charter)

 

677 Broadway, 2nd Floor
Albany, New York 12207
(212) 273-7100
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Common Stock, par value $0.01 per share

(Title of each class of securities covered by this Form)

 

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

 

Rule 12g-4(a)(1)

x

 

 

 

 

 

Rule 12g-4(a)(2)

o

 

 

 

 

 

Rule 12h-3(b)(1)(i)

x

 

 

 

 

 

Rule 12h-3(b)(1)(ii)

o

 

 

 

 

 

Rule 15d-6

o

 

 

 

 

 

Approximate number of holders of record as of the certification or notice date: 239

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Gleacher & Company, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

 

 

 

Gleacher & Company, Inc.

 

 

 

 

 

 

 

Date:

July 17, 2014

 

By:

/s/ Patricia A. Arciero-Craig

 

 

 

 

Name:

Patricia A. Arciero-Craig

 

 

 

 

Title:

General Counsel and Secretary