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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (2) | 03/05/2012 | A(3) | 9,258 | (4) | (4) | Common Stock | 9,258 | $ 0 | 9,258 | D | ||||
Nonqualified Stock Option (right to buy) | $ 22.81 | 06/05/2006 | 06/05/2013 | Common Stock | 1,880 | 1,880 | D | ||||||||
Incentive Stock Option (right to buy) | $ 22.81 | 06/05/2003 | 06/05/2013 | Common Stock | 4,620 | 4,620 | D | ||||||||
Nonqualified Stock Option (right to buy) | $ 32.26 | 11/25/2005 | 05/10/2014 | Common Stock | 15,000 | 15,000 | D | ||||||||
Nonqualified Stock Option (right to buy) | $ 50.09 | 04/01/2005 | 04/01/2015 | Common Stock | 10,492 | 10,492 | D | ||||||||
Incentive Stock Option (right to buy) | $ 50.09 | 04/01/2005 | 04/01/2015 | Common Stock | 4,508 | 4,508 | D | ||||||||
Nonqualified Stock Option (right to buy) | $ 21.43 | 11/08/2010(5) | 11/08/2017 | Common Stock | 19,909 | 19,909 | D | ||||||||
Restricted Stock Units | (2) | (4) | (4) | Common Stock | 7,466 | 7,466 | D | ||||||||
Nonqualified Stock Option (right to buy) | $ 21.91 | 11/14/2011(5) | 11/14/2018 | Common Stock | 19,200 | 19,200 | D | ||||||||
Restricted Stock Units | (2) | (6) | (6) | Common Stock | 9,600 | 9,600 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Maleh Paul A 200 CLARENDON STREET, T-33 BOSTON, MA 02116 |
X | President and CEO |
Delia J. Makhlouta, by power of attorney | 03/07/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares issued in settlement of vesting of performance restricted stock units granted on November 8, 2010. |
(2) | Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock; vested restricted stock units are payable in the form of cash, shares of the Issuer's common stock or a combination thereof. To the extent vested restricted stock units are paid in shares of the Issuer's common stock, such shares will be delivered to the reporting person as soon as possible after vesting, but in no event later than two and one-half months after the end of the year in which vesting occurs, subject to the collection of withholding taxes. |
(3) | Unvested restricted stock units resulting from the determination of the outcome of performance conditions of performance restricted stock units granted on November 8, 2010. |
(4) | The restricted stock units vest in three equal annual installments beginning on November 8, 2012. |
(5) | Date indicated is date of grant. Option vests in four equal annual installments beginning on the first anniversary of the date of grant. |
(6) | The restricted stock units vest in four equal annual installments beginning on November 14, 2012. |