Edgar Filing: POWELL MICHAEL

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

SOFINNOVA VENTURE PARTNERS VI L P

2. Issuer Name and Ticker or Trading Symbol
Anthera Pharmaceuticals Inc [ANTH]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	__X__ 10% Owner
_____ Officer (give title below)	_____ Other (specify below)

(Last)

(First)

(Middle)

2800 SAND HILL ROAD, SUITE 150,

3. Date of Earliest Transaction (Month/Day/Year)
03/04/2010

(Street)

MENLO PARK, CA 94025

4. If Amendment, Date Original Filed(Month/Day/Year)
03/08/2010

6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/04/2010		C		1,714,329	A	⁽¹⁾ ⁽³⁾ ⁽⁴⁾	1,714,329	D ⁽²⁾
Common Stock	03/04/2010		C		339,655	A	⁽¹⁾ ⁽³⁾ ⁽⁴⁾	339,655	D ⁽⁹⁾
Common Stock	03/04/2010		C		23,369	A	⁽¹⁾ ⁽³⁾ ⁽⁴⁾	23,369	D ⁽¹⁰⁾
Common Stock	03/04/2010		C⁽⁸⁾		194,785	A	$ 5.25	1,909,114	D ⁽²⁾
Common Stock	03/04/2010		C⁽⁸⁾		38,592	A	$ 5.25	378,247	D ⁽⁹⁾
Common Stock	03/04/2010		C⁽⁸⁾		2,655	A	$ 5.25	26,024	D ⁽¹⁰⁾
Common Stock	03/04/2010		C⁽⁸⁾		288,883	A	$ 5.25	2,197,997	D ⁽²⁾
Common Stock	03/04/2010		C⁽⁸⁾		57,235	A	$ 5.25	435,482	D ⁽⁹⁾
Common Stock	03/04/2010		C⁽⁸⁾		3,938	A	$ 5.25	29,962	D ⁽¹⁰⁾
Common Stock	03/04/2010		C⁽⁸⁾		128,018	A	$ 6.58	2,326,015	D ⁽²⁾
Common Stock	03/04/2010		C⁽⁸⁾		25,364	A	$ 6.58	460,846	D ⁽⁹⁾
Common Stock	03/04/2010		C⁽⁸⁾		1,745	A	$ 6.58	31,707	D ⁽¹⁰⁾
Common Stock	03/04/2010		A		614,393	A	$ 6.58	2,940,408	D ⁽²⁾
Common Stock	03/04/2010		A		121,728	A	$ 6.58	582,574	D ⁽⁹⁾
Common Stock	03/04/2010		A		8,375	A	$ 6.58	40,082	D ⁽¹⁰⁾
Common Stock	03/04/2010		A		420,166	A	$ 7	3,360,574	D ⁽²⁾
Common Stock	03/04/2010		A		83,246	A	$ 7	665,820	D ⁽⁹⁾
Common Stock	03/04/2010		A		5,727	A	$ 7	45,809	D ⁽¹⁰⁾

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.		SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Series A-2 Convertible Preferred Stock

⁽¹⁾

03/04/2010

317,039

⁽¹⁾

⁽⁵⁾

Common Stock

317,039

⁽¹⁾

D ⁽²⁾

Series A-2 Convertible Preferred Stock

⁽¹⁾

03/04/2010

62,814

⁽¹⁾

⁽⁵⁾

Common Stock

62,814

⁽¹⁾

D ⁽⁹⁾

Series A-2 Convertible Preferred Stock

⁽¹⁾

03/04/2010

4,322

⁽¹⁾

⁽⁵⁾

Common Stock

4,322

⁽¹⁾

D ⁽¹⁰⁾

Series B-1 Convertible Preferred Stock

⁽³⁾

03/04/2010

683,571

⁽³⁾

⁽⁵⁾

Common Stock

683,571

⁽³⁾

D ⁽²⁾

Series B-1 Convertible Preferred Stock

⁽³⁾

03/04/2010

135,434

⁽³⁾

⁽⁵⁾

Common Stock

135,434

⁽³⁾

D ⁽⁹⁾

Series B-1 Convertible Preferred Stock

⁽³⁾

03/04/2010

9,318

⁽³⁾

⁽⁵⁾

Common Stock

9,318

⁽³⁾

D ⁽¹⁰⁾

Series B-2 Convertible Preferred Stock

⁽⁴⁾

03/04/2010

713,719

⁽⁴⁾

⁽⁵⁾

Common Stock

713,719

⁽⁴⁾

D ⁽²⁾

Series B-2 Convertible Preferred Stock

⁽⁴⁾

03/04/2010

141,407

⁽⁴⁾

⁽⁵⁾

Common Stock

141,407

⁽⁴⁾

D ⁽⁹⁾

Series B-2 Convertible Preferred Stock

⁽⁴⁾

03/04/2010

9,729

⁽⁴⁾

⁽⁵⁾

Common Stock

9,729

⁽⁴⁾

D ⁽¹⁰⁾

Stock Purchase Warrant

$ 7

03/04/2010

34,799

⁽⁶⁾

07/17/2014

Common Stock

34,799

$ 0

34,799

D ⁽²⁾

Stock Purchase Warrant

$ 7

03/04/2010

6,894

⁽⁶⁾

07/17/2014

Common Stock

6,894

$ 0

6,894

D ⁽⁹⁾

Stock Purchase Warrant

$ 7

03/04/2010

474

⁽⁶⁾

07/17/2014

Common Stock

474

$ 0

474

D ⁽¹⁰⁾

Stock Purchase Warrant

$ 7

03/04/2010

52,197

⁽⁷⁾

09/09/2014

Common Stock

52,197

$ 0

86,996

D ⁽²⁾

Stock Purchase Warrant

$ 7

03/04/2010

10,342

⁽⁷⁾

09/09/2014

Common Stock

10,342

$ 0

17,236

D ⁽⁹⁾

Stock Purchase Warrant

$ 7

03/04/2010

712

⁽⁷⁾

09/09/2014

Common Stock

712

$ 0

1,186

D ⁽¹⁰⁾

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
SOFINNOVA VENTURE PARTNERS VI L P 2800 SAND HILL ROAD, SUITE 150 MENLO PARK, CA 94025		X
Sofinnova Management VI, L.L.C. 2800 SAND HILL ROAD, SUITE 150 MENLO PARK, CA 94025		X
Sofinnova Venture Partners VI GmbH & Co. KG 2800 SAND HILL ROAD, SUITE 150 MENLO PARK, CA 94025		X
Sofinnova Venture Affiliates VI LP 2800 SAND HILL ROAD, SUITE 150 MENLO PARK, CA 94025		X
Buatois Eric C/O SOFINNOVA VENTURES 2800 SAND HILL ROAD, SUITE 150 MENLO PARK, CA 94025		X
Azan Alain 2800 SAND HILL ROAD, SUITE 150 MENLO PARK, CA 94025		X
POWELL MICHAEL C/O SOFINNOVA VENTURES 2800 SAND HILL ROAD, SUITE 150 MENLO PARK, CA 94025		X
HEALY JAMES C/O SOFINNOVA VENTURES 2800 SAND HILL ROAD, SUITE 150 MENLO PARK, CA 94025	X	X

Signatures

/s/ Nathalie Auber, Attorney-in-Fact for Sofinnova Venture Partners VI, L.P.		12/22/2011
^**Signature of Reporting Person		Date
/s/ Nathalie Auber, Attorney-in-Fact for Sofinnova Venture Partners VI GmbH & Co. KG		12/22/2011
^**Signature of Reporting Person		Date
/s/ Nathalie Auber, Attorney-in-Fact for Sofinnova Venture Affiliates VI, L.P.		12/22/2011
^**Signature of Reporting Person		Date
/s/ Nathalie Auber, Attorney-in-Fact for Sofinnova Management VI, L.L.C.		12/22/2011
^**Signature of Reporting Person		Date
/s/ Nathalie Auber, Attorney-in-Fact for Michael F. Powell		12/22/2011
^**Signature of Reporting Person		Date
/s/ Nathalie Auber, Attorney-in-Fact for Alain L. Azan		12/22/2011
^**Signature of Reporting Person		Date
/s/ Nathalie Auber, Attorney-in-Fact for Eric P. Buatois		12/22/2011
^**Signature of Reporting Person		Date
/s/ Nathalie Auber, Attorney-in-Fact for James Healy		12/22/2011
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Each share of Series A-2 Convertible Preferred Stock was automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering.
(2)	Shares are held by Sofinnova Venture Partners VI, L.P. ("SV VI"). Sofinnova Management VI, L.L.C. ("SV LLC") is the general partner of SV VI and James I. Healy ("Healy"), a director of the issuer, Michael F. Powell ("Powell"), Alain L. Azan ("Azan") and Eric P. Buatois ("Buatois"), the managing members of SV LLC, may be deemed to share voting and dispositive power over the shares held by such entities.
(3)	Each share of Series B-1 Convertible Preferred Stock was automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering.
(4)	Each share of Series B-2 Convertible Preferred Stock was automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering.
(5)	The Series A-2, Series B-1 and Series B-2 Convertible Preferred Stock have no expiration date.
(6)	The warrants were issued on July 17, 2009 and are immediately exercisable, subject to the satisfaction of certain conditions.
(7)	The warrants were issued on September 9, 2009 and are immediately exercisable, subject to the satisfaction of certain conditions.
(8)	The Common Stock was acquired upon conversion of a Senior Secured Convertible Promissory Note exempt from the definition of a derivative security and whose conversion ratio did not become fixed until automatic conversion at the time of the closing of the Issuer's initial public offering.
(9)	Shares are held by Sofinnova Venture Partners VI GmbH & Co. KG ("SV KG"). SV LLC is the managing limited partner of SV KG, and Healy, Powell, Azan and Buatois, the managing members of SV LLC, may be deemed to share voting and dispositive power over the shares held by such entities.
(10)	Shares are held by Sofinnova Venture Affiliates VI L.P. ("SV A"). SV LLC is the general partner of SV A, and Healy, Powell, Azan and Buatois, the managing members of SV LLC, may be deemed to share voting and dispositive power over the shares held by such entities.
Remarks: SV LLC and its managing members disclaim benefical ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that SV LLC or any of its managing members is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. This Form 4/A is being filed to add reporting persons who were omitted in the prior filing and correct share totals as a result of such additions.

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