FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of June, 2005
UNILEVER N.V.
(Translation of registrant's name into English)
WEENA 455, 3013 AL, P.O. BOX 760, 3000 DK, ROTTERDAM, THE NETHERLANDS
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F.....
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ..... No ..X..
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- ________
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
UNILEVER N.V.
/S/ A. BURGMANS
By A. BURGMANS
CHAIRMAN
/S/ J.A.A. VAN DER BIJL
By J.A.A. VAN DER BIJL
SECRETARY
Date: June 6, 2005
EXHIBIT INDEX
-------------
EXHIBIT NUMBER EXHIBIT DESCRIPTION
99 Notice to the Netherlands Authority for the
Financial Markets dated 6 June, 2005
Exercise of Options
Exhibit 99
Notification form for transactions in securities by members of the Board of
Directors as well as members of the Supervisory Board (section 2a Wmz 1996)
Part I
1. Name of the issuing institution: Unilever N.V.
2. Name of the person obliged to notify: A. Burgmans
3. Statement of the total number of securities prior to the transaction
(NB: with respect to the initial notification, you only have to fill
out questions 1 and 2, the table below and part II of this form):
-------------------------------------------------------------------------------------------------------------------------
Type of security Name of the issuing Number of Total capital Total voting
institution securities rights
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Depositary receipt for ordinary share,
nominal value NLG 1.12 Unilever N.V. 43,874 49,138.9 0
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Ordinary shares nominal value NLG 1.12 Unilever N.V. 692 775.04 7,750
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
NLG 0.10 cum. Preference share Unilever N.V. 7,750 775 7,750
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Employee / executive option on ordinary Unilever N.V. 105,850 0 0
share of nominal value NLG 1.12
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
TSR-LTIP conditional award in the form Unilever N.V. 14,654 0 0
of rights over shares
-------------------------------------------------------------------------------------------------------------------------
Sort of security involved in the transaction
4. type of security : options
(Share/ Convertible bond/ Option/ Warrant/ Other)
5 To be filled out if applicable
Nominal value of the (underlying) share : NLG 1.12 (EUR 0.51)
Option series: All employee option plan
Exercise price/conversion rate : EUR 53.05
Expiration date : 5 June 2005
Transaction in the security indicated in questions
4 and 5
6. Transaction date : 3 June 2005
7a. Number of securities acquired in the
transaction(1) : 50
b. Number of securities sold in the transaction : not applicable
8. Purchase price and/or selling price : not applicable
9. Transaction according to an investment management
agreement: O YES X NO
10. Statement of the total number of securities after the transaction:
------------------------------------------------------------------------------------------------------------------------
Type of security Name of the issuing Number of Total capital Total voting
institution securities rights
------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------
Depositary receipt for ordinary share,
nominal value NLG 1.12 Unilever N.V. 43,924 49,194.9 0
------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------
Ordinary shares nominal value NLG 1.12 Unilever N.V. 692 775.04 7,750
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
NLG 0.10 cum. Preference share Unilever N.V. 7,750 775 7,750
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Employee / executive option on ordinary Unilever N.V. 105,800 0 0
share of nominal value NLG 1.12
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
TSR-LTIP conditional award in the form Unilever N.V. 14,654 0 0
of rights over shares
-------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------
Notification under the 'regular' Wmz 1996
--------------------------------------------------------------------------------
In the event that the percentage of your holding in the issuing institution
comes within a bandwidth other than that immediately prior to the acquisition or
disposal, you are also obliged to notify the percentage of your holding
according to section 2 of the Wmz 1996. You can fill out the required
information below.
Capital Interest (total) % Voting Rights (total) %
- Direct actual % - Direct actual %
- Direct potential % - Direct potential %
- Indirect actual % - Indirect actual %
- Indirect potential % - Indirect potential %
Denominator Capital Interest EUR
Denominator Voting Rights ........(number)
1. Is this the first notification under section 2 of the Wmz 1996: yes no
2. Is this the first notification the issuing institution concerned: yes no
3. If a notification relates to an indirect interest, the applied allocation
rule(s) must be indicated.
The allocation rules are;
- the Capital interest and/or Voting rights are at the disposal of a
subsidiary O
- the Capital interest and/or Voting rights are held by a third
party for the account of the Person subject to notification duty O
- the Voting rights are pursuant to a voting rights agreement O
--------------------------------------------------------------------------------
Part II notification form section 2a Wmz 1996
--------------------------------------------------------------------------------
(Intended solely to enable the Netherlands Authority for the Financial Markets
to verify this notification; this information will not be entered in the
register)
What is the relation between the person obliged to notify and the issuing
institution? Indicate by ticking the appropriate category:
1. Member of the Board of Directors : X YES NO
2. Member of the Board of Directors of an affiliated company : YES X NO
3. Member of the Supervisory Board : YES X NO
4. Member of the Supervisory Board of an affiliated company : YES X NO
Is the notification made through the Compliance Officer of
the issuing institution: X YES
NO
To the best of my knowledge and belief I certify that the information set forth
in this statement is true, complete and correct:
Name of the Contact person Date: 6 June 2005
K.G.E. Henquet
Unilever N.V.
Postbus 760
3000 DK Rotterdam
Telephone: +31-10-21744094
Telefax:: +31-10-2174419
E-mail: karlijn.henquet@unilever.com
Signature:______________
J.A.A. van der Bijl
Compliance Officer
--------
(1)You also need to provide a statement of all the securities of the own issuing
institution as well as affiliated institutions that are being held for your
account prior to as well as after the transaction. This statement can be filled
out in the tables under questions 3 and 10!
Notification form for transactions in securities by members of the Board of
Directors as well as members of the Supervisory Board (section 2a Wmz 1996)
Part I
1. Name of the issuing institution: Unilever N.V.
2. Name of the person obliged to notify: R.H.P. Markham
3. Statement of the total number of securities prior to the transaction
(NB: with respect to the initial notification, you only have to fill out
questions 1 and 2, the table below and part II of this form):
-------------------------------------------------------------------------------------------------------------------------
Type of security Name of the issuing Number of Total capital Total voting
institution securities rights
-------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------- -------------------------------------
Ordinary share, nominal value NLG 1.12 Unilever N.V. 31,931 35,762.7 357,627
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Employee option on ordinary share of Unilever N.V. 88,350 0 0
nominal value NLG 1.12
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Restricted share rights Unilever N.V. 14,089 0 0
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Conditional performance shares Unilever N.V. 2,000 0 0
-------------------------------------------------------------------------------------------------------------------------
Sort of security involved in the transaction
4. type of security :Options
5 To be filled out if applicable
Nominal value of the (underlying) share : NLG 1.12 (EUR 0.51)
Option series: All employee option plan
Exercise price/conversion rate : EUR 53.05
Expiration date : 5 June 2005
Transaction in the security indicated in questions
4 and 5
6. Transaction date : 3 June 2005
7a. Number of securities acquired in the
transaction(1) : 50
b. Number of securities sold in the transaction : not applicable
8. Purchase price and/or selling price : not applicable
9. Transaction according to an investment
management agreement: O YES X NO
10. Statement of the total number of securities after the transaction:
-------------------------------------------------------------------------------------------------------------------------
Type of security Name of the issuing Number of Total capital Total voting
institution securities rights
-------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------- -------------------------------------------------------
Ordinary share, nominal value NLG 1.12 Unilever N.V. 31,981 35,818.7 358,187
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Employee option on ordinary share of Unilever N.V. 88,300 0 0
nominal value NLG 1.12
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Restricted share rights Unilever N.V. 14,089 0 0
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Conditional performance shares Unilever N.V. 2,000 0 0
----------------------------------------------------------------------------------- -------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Notification under the 'regular' Wmz 1996
-------------------------------------------------------------------------------------------------------------------------
In the event that the percentage of your holding in the issuing institution
comes within a bandwidth other than that immediately prior to the acquisition or
disposal, you are also obliged to notify the percentage of your holding
according to section 2 of the Wmz 1996. You can fill out the required
information below.
Capital Interest (total) % Voting Rights (total) %
- Direct actual % - Direct actual %
- Direct potential % - Direct potential %
- Indirect actual % - Indirect actual %
- Indirect potential % - Indirect potential %
Denominator Capital Interest EUR..........
Denominator Voting Rights ..........(number)
1. Is this the first notification under section 2 of the Wmz 1996: yes no
2. Is this the first notification the issuing institution concerned: yes no
3. If a notification relates to an indirect interest, the applied allocation
rule(s) must be indicated.
The allocation rules are;
- the Capital interest and/or Voting rights are at the disposal of a
subsidiary O
- the Capital interest and/or Voting rights are held by a third party for
the account of the Person subject to notification duty O
- the Voting rights are pursuant to a voting rights agreement O
--------------------------------------------------------------------------------
Part II notification form section 2a Wmz 1996
--------------------------------------------------------------------------------
(Intended solely to enable the Netherlands Authority for the Financial Markets
to verify this notification; this information will not be entered in the
register)
What is the relation between the person obliged to notify and the issuing
institution? Indicate by ticking the appropriate category:
1. Member of the Board of Directors : X YES NO
2. Member of the Board of Directors of an affiliated company : YES X NO
3. Member of the Supervisory Board : YES X NO
4. Member of the Supervisory Board of an affiliated company: YES X NO
Is the notification made through the Compliance Officer of the
issuing institution: X YES
NO
To the best of my knowledge and belief I certify that the information set forth
in this statement is true, complete and correct:
Name of the Contact person Date: 6 June 2005
K.G.E. Henquet
Unilever N.V.
Postbus 760
3000 DK Rotterdam
Telephone: +31-10-2174094
Telefax:: +31-10-2174419
E-mail: karlijn.henquet@unilever.com
Signature:________________
J.A.A. van der Bijl
Compliance Officer
--------
(1)You also need to provide a statement of all the securities of the own issuing
institution as well as affiliated institutions that are being held for your
account prior to as well as after the transaction. This statement can be filled
out in the tables under questions 3 and 10!
Notification form for transactions in securities by members of the Board of
Directors as well as members of the Supervisory Board (section 2a Wmz 1996)
Part I
1. Name of the issuing institution: Unilever N.V.
2. Name of the person obliged to notify: C.J. van der Graaf
3. Statement of the total number of securities prior to the transaction
(NB: with respect to the initial notification, you only have to fill
out questions 1 and 2, the table below and part II of this form):
-------------------------------------------------------------------------------------------------------------------------
Type of security Name of the issuing Number of Total capital Total voting
institution securities rights
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Depositary receipt for ordinary share Unilever N.V. 7,617 8,531 0
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Employee option on ordinary share of Unilever N.V. 44,850 0 0
nominal value NLG 1.12
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
TSR-LTIP conditional award in the form Unilever N.V. 10,427 0 0
of rights over shares
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Conditional performance shares Unilever N.V. 2,000 0 0
-------------------------------------------------------------------------------------------------------------------------
Sort of security involved in the transaction
4. type of security : options
5 To be filled out if applicable
Nominal value of the (underlying) share : NLG 1.12 (EUR 0.51)
Option series: All employee option plan
Exercise price/conversion rate : EUR 53.05
Expiration date : 5 June 2005
Transaction in the security indicated in
questions 4 and 5
6. Transaction date : 3 June 2005
7a. Number of securities acquired in the
transaction(1) : 50
b. Number of securities sold in the
transaction : not applicable
8. Purchase price and/or selling price : not applicable
9. Transaction according to an investment
management agreement: O YES X NO
10. Statement of the total number of securities after the transaction:
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Type of security Name of the issuing Number of Total capital Total voting
institution securities rights
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Depositary receipt for ordinary share Unilever N.V. 7,667 8,587.04 0
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Employee option on ordinary share of Unilever N.V. 44,800 0 0
nominal value NLG 1.12
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
TSR-LTIP conditional award in the form Unilever N.V. 10,427 0 0
of rights over shares
-------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------
Conditional performance shares Unilever N.V. 2,000 0 0
-------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------
Notification under the 'regular' Wmz 1996
--------------------------------------------------------------------------------
In the event that the percentage of your holding in the issuing institution
comes within a bandwidth other than that immediately prior to the acquisition or
disposal, you are also obliged to notify the percentage of your holding
according to section 2 of the Wmz 1996. You can fill out the required
information below.
Capital Interest (total) % Voting Rights (total) %
- Direct actual % - Direct actual %
- Direct potential % - Direct potential %
- Indirect actual % - Indirect actual %
- Indirect potential % - Indirect potential %
Denominator Capital Interest EUR.........
Denominator Voting Rights ...........(number)
1. Is this the first notification under section 2 of the Wmz 1996: yes no
2. Is this the first notification the issuing institution concerned: yes no
3. If a notification relates to an indirect interest, the applied allocation
rule(s) must be indicated.
The allocation rules are;
- the Capital interest and/or Voting rights are at the disposal of
a subsidiary O
- the Capital interest and/or Voting rights are held by a third
party for the account of the Person subject to notification duty O
- the Voting rights are pursuant to a voting rights agreement O
--------------------------------------------------------------------------------
Part II notification form section 2a Wmz 1996
--------------------------------------------------------------------------------
(Intended solely to enable the Netherlands Authority for the Financial Markets
to verify this notification; this information will not be entered in the
register)
What is the relation between the person obliged to notify and the issuing
institution? Indicate by ticking the appropriate category:
1. Member of the Board of Directors : X YES NO
2. Member of the Board of Directors of an affiliated company : YES X NO
3. Member of the Supervisory Board : YES X NO
4. Member of the Supervisory Board of an affiliated company : YES X NO
Is the notification made through the Compliance Officer of
the issuing institution: X YES NO
To the best of my knowledge and belief I certify that the information set forth
in this statement is true, complete and correct:
Name of the Contact person Date: 6 June 2005
K.G.E. Henquet
Unilever N.V.
Postbus 760
3000 DK Rotterdam
Telephone: +31-10-21744094
Telefax:: +31-10-2174419
E-mail: karlijn.henquet@unilever.com
Signature:______________
J.A.A. van der Bijl
Compliance Officer
--------
(1)You also need to provide a statement of all the securities of the own issuing
institution as well as affiliated institutions that are being held for your
account prior to as well as after the transaction. This statement can be filled
out in the tables under questions 3 and 10!