UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
Sparton Corporation
(Exact name of the registrant as specified in its charter)
| Ohio | 1-1000 | 38-1054690 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification No.) |
| 425 N. Martingale Road, Schaumburg, IL | 60173-2213 | |
| (Address of principal executive offices) | (Zip code) |
| Steven M. Korwin | (847) 762-5800 |
(Name and telephone number, including area code, of the
person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013. |
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Introduction
Sparton Corporation and its subsidiaries (the “Company” or “Sparton”), headquartered in Schaumburg, Illinois, have been in continuous existence since 1900. The Company is a provider of complex and sophisticated electromechanical devices with capabilities that include concept development, design and manufacturing engineering, production, distribution, and field service. The Company serves the Medical & Biotechnology, Military & Aerospace and Industrial & Commercial markets through three reportable business segments; Medical Device, Complex Systems and Defense & Security Systems. The Company’s products and services include products for Original Equipment Manufacturers and Emerging Technology customers that are microprocessor-based systems that include transducers, printed circuit boards and assemblies, sensors, and electromechanical components, as well as development and design engineering services relating to these product sales. Sparton also develops and manufactures sonobuoys, anti-submarine warfare devices used by the United States Navy and other free-world countries.
Sparton has implemented due diligence procedures in connection with the conflict minerals requirements of Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Sparton’s commitment towards conflict-free sourcing. The Company’s Conflict Minerals Statement is publically available on its Internet website at: http://sparton.com/tandc/conflict-minerals-policy-statement.pdf.
Reasonable Country of Origin Inquiry
As conflict minerals (as defined in Item 1.01(d)(3) of Form SD, “Conflict Minerals”) are necessary to the functionality or production of a product manufactured by Sparton or contracted by Sparton to be manufactured, Sparton has conducted in good faith a reasonable country of origin inquiry (“RCOI”) for calendar year 2013 to determine whether any of the Conflict Minerals originated in the Democratic Republic of the Congo or an adjoining country (as defined in Item 1.01(d)(1) of Form SD, an “Adjoining Country”), or from recycled or scrap sources (as defined in Item 1.01(d)(6) of Form SD, “Recycled/Scrap Sources”).
Conflict Minerals Disclosure
Sparton is concurrently filing the required Conflict Minerals Report, which is publically available on the Company’s Internet website at: http://sparton.com.
As Sparton manufactures products that are DRC conflict undeterminable (as defined in Item 1.01(d)(5) of Form SD), it has taken steps to mitigate the risks that its necessary Conflict Minerals benefit armed groups (as defined in Item 1.01(d)(2) of Form SD). These steps include continued updates to its due diligence procedures and the additional steps outlined in the attached Conflict Minerals Report.
Item 1.02 Exhibit
Sparton, as an exhibit to this Form SD, is filing the Conflict Minerals Report required by Item 1.01 of Form SD.
Section 2 – Exhibits
Item 2.01 Exhibits
Exhibit 1.02 – Conflict Minerals Report as required by Items 1.01 and 1.02 of Form SD
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| SPARTON CORPORATION |
||||
| (Registrant) | ||||
| /s/ Steven M. Korwin |
May 30, 2014 | |||
| By Steven M. Korwin, Senior Vice President | Date | |||
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