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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Amerop Holdings, Inc. 1800 BROADWAY, SUITE 100 BOULDER, CO 80302 |
X | |||
Wessell Leonard P. III C/O AMEROP HOLDINGS, INC. 1800 BROADWAY, SUITE 100 BOULDER, CO 80302 |
X |
Amerop Holdings, Inc., Leonard P. Wessell, President | 06/29/2018 | |
**Signature of Reporting Person | Date | |
Leonard P. Wessell | 06/29/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are held by Amerop Holdings, Inc., a Colorado corporation ("Amerop"). Leonard P. Wessell III is the sole stockholder of Amerop and may be deemed an indirect beneficial owner of securities held by Amerop. |
(2) | Shares held by Series A of White Winston Select Asset Fund Series Fund MP-18, LLC, a series of a limited liability company organized under the laws of the state of Delaware in which Amerop holds membership interests and certain approval rights over the disposition of Issuer shares. The reporting persons disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. |