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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee stock option (right to buy) | $ 10.1 | 08/25/2009 | A | 300,000 | 08/25/2010(3) | 08/25/2019 | Common Stock | 300,000 | $ 0 | 300,000 | D | ||||
Employee stock option (right to buy) | $ 10.1 | 08/25/2009 | A | 300,000 | 02/25/2010(4) | 08/25/2019 | Common Stock | 300,000 | $ 0 | 300,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HICKS KEN C C/O FOOT LOCKER, INC. 112 WEST 34TH STREET NEW YORK, NY 10120 |
X | President and CEO |
Sheilagh M. Clarke, Attorney-in-Fact for Ken C. Hicks | 08/26/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock award under the Foot Locker 2007 Stock Incentive Plan, which shall become vested on January 31, 2013, subject to the reporting person's continued employment as CEO of Foot Locker, Inc. through such date. |
(2) | Restricted stock award under the Foot Locker 2007 Stock Incentive Plan, which shall become vested as follows, subject to the reporting person's continued employment as CEO of Foot Locker, Inc. through such vesting dates: 100,000 shares on January 31, 2011; 100,000 shares on January 31, 2012; and 200,000 shares on January 31, 2013. |
(3) | Option to become exercisable in three equal annual installments, beginning August 25, 2010, which is the first anniversary of the date of grant. |
(4) | 150,000 shares of such option to become exercisable on February 25, 2010 and the balance of 150,000 shares to become exercisable on August 25, 2010. |