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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee stock option (right to buy) | $ 45.08 | 03/26/2014 | A | 17,000 | 03/26/2015(3) | 03/26/2024 | Common Stock | 17,000 | $ 0 | 17,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Alviti Paulette C/O FOOT LOCKER, INC. 112 WEST 34TH STREET NEW YORK, NY 10120 |
SVP & Chief HR Officer |
Sheilagh M. Clarke, Attorney-in-Fact for Paulette Alviti | 03/28/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents performance-based restricted stock units earned for the 2012-2013 long-term incentive period, as the performance conditions for this performance period were met and certified as of March 26, 2014. The restricted stock units will vest on March 21, 2015 and are payable solely in shares of the Company's common stock. |
(2) | Restricted stock award under the Foot Locker 2007 Stock Incentive Plan, which will vest on March 26, 2017, subject to the reporting person's continued employment by the Company through the vesting date. |
(3) | Option becomes exercisable in three equal annual installments, beginning March 26, 2015, which is the first anniversary of the date of grant. |