1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
12/18/2007(2)
|
12/18/2013 |
Common Stock
|
3,937
|
$
14.59
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
09/30/2004(3)
|
09/30/2013 |
Common Stock
|
1,428
|
$
16.52
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
12/16/2005(4)
|
12/16/2014 |
Common Stock
|
1,071
|
$
18.76
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
12/15/2006(5)
|
12/15/2015 |
Common Stock
|
1,000
|
$
23.91
|
D
|
Â
|
Restricted Stock Unit (12-06)
(6)
|
Â
(6)
|
Â
(6)
|
Common Stock
|
5,000
|
$
0
(6)
|
D
|
Â
|
Restricted Stock Unit (12-06) P
(7)
|
Â
(7)
|
Â
(7)
|
Common Stock
|
843
|
$
0
(7)
|
D
|
Â
|
Restricted Stock Unit (12-06) T
(8)
|
Â
(8)
|
Â
(8)
|
Common Stock
|
844
|
$
0
(8)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The reporting person also indirectly owns 155 shares through the ADC Telecommunications, Inc. Retirement Savings Plan (401k) ("ADC 401k") based on a plan statement dated as of 3/31/07. |
(2) |
Grant date 12/18/06; stock options from this transaction vest one-quarter per year beginning on December 18, 2007. |
(3) |
Grant date 9/30/03; stock options from this transaction are fully vested. |
(4) |
Grant date 12/16/04; options will vest one-quarter per year beginning December 16, 2005. |
(5) |
Grant date 12/15/05; options will vest one-quarter per year beginning December 15, 2006. |
(6) |
The Restricted Stock Units were issued under the ADC Telecommunications, Inc. Global Stock Incentive Plan (the "Plan"). The units will vest on December 18, 2011. The units will be settled, one-for-one, in shares of common stock upon vesting. |
(7) |
The Restricted Stock Units were issued under the Plan. Generally, full vesting of these units occurs approximately one month after the third anniversary of the date of grant if the Company attains certain performance goals at the end of a three year measurement period. These units will be settled one-for-one in shares of common stock upon vesting. |
(8) |
The Restricted Stock Units were issued under the Plan. Generally, full vesting of these units occurs approximately one month after the third anniversary of the date of grant. These units will be settled one-for-one in shares of common stock upon vesting. |