ht8k-june232011.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
 
FORM 8 - K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of The Securities Act of 1934
 
_________________
 
Date of report (date of earliest event reported):  June 24, 2011

 
HEART TRONICS, INC.
 
(Exact name of registrant as specified in its charter)
 
Delaware
333-111683
87-0441351
(State or other jurisdiction
of incorporation)
 (Commission File Number)
 (I.R.S. Employer Identification No.)
 
14942 Gault Street
Van Nuys, California 91405
(818) 782-2189
(Address of principal executive offices) (Zip Code)
(Registrant's telephone number, including area code)
 
N/A
(Former name or former address, if change since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 



 

Heart Tronics, Inc. (“we, our company” or “Heart Tronics”) files this report on Form 8-K to report the following transactions or events:
 
Section 1 — Registrant’s Business and Operations
 
Item 1.01.                                Entry into a Material Definitive Agreement
 
See Item 8.01
 
Item 1.02.                                Termination of a Material Definitive Agreement
 
Not applicable
 
Item 1.03.                                Bankruptcy or Receivership
 
Not applicable
 
Section 2 — Financial Information
 
Item 2.01.                                Completion of Acquisition or Disposition of Assets
 
Not applicable
 
Item 2.02.                                Results of Operations and Financial Conditions
 
Not applicable
 
Item 2.03.                                Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
 
Not applicable
 
Item 2.04.                                Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
 
Not applicable
 
Item 2.05.                                Costs Associated with Exit or Disposal Activities
 
Not applicable
 
Item 2.06.                                Material Impairments
 
Not applicable
 
 
 

 
 
Section 3 — Securities and Trading Markets
 
Item 3.01.                                Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
 
Not applicable
 
Item 3.02.                                Unregistered Sales of Equity Securities
 
See Item 8.01
 
Item 3.03.                                Material Modification to Rights of Securities Holders
 
Not applicable
 
Section 4 — Matters Related to Accountants and Financial Statements
 
Item 4.01.                                Changes in Registrant’s Certifying Accountant
 
Not applicable
 
Item 4.02.                                Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
 
Not applicable
 
Section 5 — Corporate Governance and Management
 
Item 5.01.                                Changes in Control of Registrant
 
Not applicable
 
Item 5.02.                                Departure of Directors or Certain Principal Officers; Election of Directors; Appointment of Certain Principal Officers; Compensatory Arrangements of Certain Principal Officers
 
Not applicable
 
Item 5.03.                                Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
 
Not applicable
 
Item 5.04.                                Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans
 
Not applicable
 
 
 

 

Item 5.05.                                Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics
 
Not applicable
 
Item 5.06.                                Change in Shell Company Status
 
Not applicable
 
Section 6 — Asset-Backed Securities
 
Section 7 — Regulation FD
 
Item 7.01.                                Regulation FD Disclosure
 
Not applicable
 
Section 8 — Other Events
 
Item 8.01.                                Other Events
 
See Corporate Update attached as Exhibit 99.1 to this form 8-K.
 
See news release attached as Exhibit 99.2 to this form 8-K.
 
Section 9 — Financial Statements and Exhibits
 
Item 9.01.                                Financial Statements and Exhibits
 
Exhibit 99.1
Corporate Update
Exhibit 99.2
Press Release
 
 
 

 
 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated at Van Nuys, California, this 24th day of June, 2011.
 
 
HEART TRONICS, INC.,
a Delaware corporation
 
 
By:
/s/   Rowland Perkins
   
Rowland Perkins
Chief Executive Officer
(principal executive officer)